Near-Field Wideband Beamforming for RIS Based on Fresnel Zones

Abstract

Reconfigurable intelligent surface (RIS) has emerged as a promising solution to overcome the challenges of high path loss and easy signal blockage in millimeter-wave (mmWave) and terahertz (THz) communication systems. With the increase of RIS aperture and system bandwidth, the near-field beam split effect emerges, which causes beams at different frequencies to focus on distinct physical locations, leading to a significant gain loss of beamforming. To address this problem, we leverage the property of the Fresnel zone that the beam split disappears for RIS elements along a single Fresnel zone and propose a beamforming design on the two dimensions along and across the Fresnel zones. The phase shifts of RIS elements along the same Fresnel zone are designed aligned so that the signal reflected by these elements can add up in phase at the receiver regardless of the frequency. Then the expression of the equivalent channel is simplified to the Fourier transform of reflective intensity across Fresnel zones modulated by the designed phase. Based on this relationship, we prove that the uniformly distributed in-band gain with aligned phase along the Fresnel zone leads to the upper bound of achievable rate. Finally, we design phase shifts of RIS to approach this upper bound by adopting the stationary phase method and the Gerchberg-Saxton (GS) algorithm. Simulation results validate the effectiveness of our proposed Fresnel zone-based method in mitigating the near-field beam split effect.