A Framework for Energy Efficiency Optimization in IRS-Aided Hybrid MU-MIMO Systems

Xin Ju;Heng Liu;Shiqi Gong;Chengwen Xing;Nan Zhao;Dusit Niyato
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Abstract

Energy efficiency (EE) optimization has attracted significant research attention for implementing green communications. With cost-effective and low-power advantages, intelligent reflecting surface (IRS) and hybrid analog-digital transceiver have recently emerged as two promising technologies of next-generation green wireless systems. In this paper, we propose a comprehensive framework for EE optimization in four types of IRS-aided hybrid analog-digital multiuser multiple-input multiple-output communication systems, including the uplink (UL) systems under the sum power and box eigenvalue constraints as well as the per-radio-frequency chain power constraints (PRPCs), and the downlink (DL) systems under the sum power constraint and the PRPCs. This framework proposes a unified design methodology to these four considered systems by separating the optimization of analog and digital matrix variables. Specifically, for the UL EE maximization problems, we firstly propose a channel alignment based algorithm to separately optimize the analog precoders at users, the analog combiner at the base station and the IRS reflecting matrix, whose computational complexity is significantly reduced as compared with the traditional alternating optimization algorithm. Then, by introducing the auxiliary variables and exploiting the Karush-Kuhn-Tucker conditions based algorithm, the optimal digital precoders at users are obtained in closed forms. Furthermore, the intractable DL EE optimization can be equivalently transformed into its virtual UL counterpart using the DL-UL duality, leading to the general applicability of the proposed framework. Extensive simulations reveal that the proposed algorithm attains the almost identical EE performance to the traditional benchmarks with a lower computational complexity.
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IRS 辅助混合 MU-MIMO 系统能效优化框架
能源效率(EE)优化是实现绿色通信的重要研究方向。智能反射面(IRS)和混合模数收发器具有低成本和低功耗的优点,是近年来新兴的两种绿色无线通信技术。在本文中,我们提出了一个综合框架,用于四种irs辅助的混合模拟-数字多用户多输入多输出通信系统的EE优化,包括功率和盒特征值约束下的上行(UL)系统以及每射频链功率约束(prpc)下的下行(DL)系统。该框架通过分离模拟矩阵和数字矩阵变量的优化,为这四种考虑的系统提出了统一的设计方法。具体而言,针对UL EE最大化问题,我们首先提出了一种基于信道对准的算法,分别对用户处的模拟预编码器、基站处的模拟合并器和IRS反射矩阵进行优化,与传统的交替优化算法相比,该算法的计算复杂度显著降低。然后,通过引入辅助变量,利用基于Karush-Kuhn-Tucker条件的算法,以封闭形式得到用户处的最优数字预编码器。此外,使用DL-UL对偶性可以将难以处理的DL EE优化等效地转换为其虚拟UL对应物,从而使所提出的框架具有普遍适用性。大量的仿真表明,该算法在计算复杂度较低的情况下获得了与传统基准测试几乎相同的EE性能。
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