An Electrochemical Aging-Informed Data-Driven Approach for Health Estimation of Lithium-Ion Batteries With Parameter Inconsistency

IF 6.5 1区 工程技术 Q1 ENGINEERING, ELECTRICAL & ELECTRONIC IEEE Transactions on Power Electronics Pub Date : 2025-01-22 DOI:10.1109/TPEL.2025.3532588
Shuxin Zhang;Zhitao Liu;Yan Xu;Guangwei Chen;Hongye Su
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Abstract

Accurate estimation of the state of health (SOH) for lithium-ion batteries is crucial for maintaining their safety, reliability, and sustainability. This article presents an electrochemical aging-informed data-driven approach for battery SOH estimation by integrating physics-based electrochemical model with deep learning model. In addition, electrochemical parameter inconsistencies resulting from manufacturing differences can cause variations in battery aging rates, a factor often overlooked in traditional SOH prediction methods. The proposed method addresses inconsistency by leveraging the initial cyclic state to improve prediction accuracy and adaptability. Furthermore, a physics-informed dual neural network (PIDNN) is developed to estimate electrochemical parameters and the Li$^+$ concentration in both the solid phase and the electrolyte to calculate battery capacity fade. A gradient normalization strategy is utilized to train the model effectively. The prediction performance of the proposed method is assessed using three metrics: mean absolute error, root mean square error (RMSE), and the coefficient of determination (R$^{2}$). Notably, the RMSE remains below 0.556%, 0.310%, 0.187%, and 0.486% across four real-world battery datasets, even when trained with just 1% of the total data. Furthermore, PIDNN effectively simulates Li$^+$ concentration dynamics in both the electrode and electrolyte, demonstrating the exceptional interpretability and accuracy of the proposed method.
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参数不一致锂离子电池健康评估的电化学老化数据驱动方法
准确估计锂离子电池的健康状态(SOH)对于保持锂离子电池的安全性、可靠性和可持续性至关重要。本文提出了一种基于电化学老化的数据驱动方法,该方法将基于物理的电化学模型与深度学习模型相结合,用于电池SOH估计。此外,由于制造工艺差异导致的电化学参数不一致可能导致电池老化率的变化,这是传统SOH预测方法中经常忽略的一个因素。提出的方法通过利用初始循环状态来解决不一致问题,以提高预测精度和适应性。此外,我们还开发了一种基于物理信息的双神经网络(PIDNN)来估计电化学参数以及固相和电解质中的Li$^+$浓度,从而计算电池容量衰减。采用梯度归一化策略对模型进行有效训练。该方法的预测性能使用三个指标进行评估:平均绝对误差、均方根误差(RMSE)和决定系数(R$^{2}$)。值得注意的是,即使只使用总数据的1%进行训练,四个实际电池数据集的RMSE仍然低于0.556%、0.310%、0.187%和0.486%。此外,PIDNN有效地模拟了电极和电解质中的Li$^+$浓度动态,证明了所提出方法的卓越可解释性和准确性。
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来源期刊
IEEE Transactions on Power Electronics
IEEE Transactions on Power Electronics 工程技术-工程:电子与电气
CiteScore
15.20
自引率
20.90%
发文量
1099
审稿时长
3 months
期刊介绍: The IEEE Transactions on Power Electronics journal covers all issues of widespread or generic interest to engineers who work in the field of power electronics. The Journal editors will enforce standards and a review policy equivalent to the IEEE Transactions, and only papers of high technical quality will be accepted. Papers which treat new and novel device, circuit or system issues which are of generic interest to power electronics engineers are published. Papers which are not within the scope of this Journal will be forwarded to the appropriate IEEE Journal or Transactions editors. Examples of papers which would be more appropriately published in other Journals or Transactions include: 1) Papers describing semiconductor or electron device physics. These papers would be more appropriate for the IEEE Transactions on Electron Devices. 2) Papers describing applications in specific areas: e.g., industry, instrumentation, utility power systems, aerospace, industrial electronics, etc. These papers would be more appropriate for the Transactions of the Society which is concerned with these applications. 3) Papers describing magnetic materials and magnetic device physics. These papers would be more appropriate for the IEEE Transactions on Magnetics. 4) Papers on machine theory. These papers would be more appropriate for the IEEE Transactions on Power Systems. While original papers of significant technical content will comprise the major portion of the Journal, tutorial papers and papers of historical value are also reviewed for publication.
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