{"title":"Model-free time-varying controller parameters optimization based on constrained extremum seeking approach for batch processes","authors":"Wenrui Ma, Zuhua Xu, Jun Zhao, Chunyue Song","doi":"10.1016/j.ces.2025.121280","DOIUrl":null,"url":null,"abstract":"This paper presents a novel constrained identification-based extremum seeking (ES) algorithm to address model-free constrained optimization challenges in batch processes. The significance of this work lies in its ability to handle constrained optimization problems of time-varying controller parameters under the scenario of unknown system. Time-varying parameters are represented using an interpolation method to reduce optimization dimensions. A key point is the design of an interior-point penalty approach with an adaptive coefficient in the constrained ES problem, ensuring feasibility and avoiding obtaining inaccurate solutions in comparison with traditional interior-point penalty methods. Meanwhile, the quasi-Newton direction and the attenuation dither signal are constructed by estimated gradient facilitating the fast and asymptotic convergence of the optimization problem. Rigorous convergence properties of the proposed ES algorithm are established. Furthermore, numerical illustrations for time-varying controllers optimization demonstrate the effectiveness and practicality of the proposed method.","PeriodicalId":271,"journal":{"name":"Chemical Engineering Science","volume":"4 1","pages":""},"PeriodicalIF":4.1000,"publicationDate":"2025-01-27","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Chemical Engineering Science","FirstCategoryId":"5","ListUrlMain":"https://doi.org/10.1016/j.ces.2025.121280","RegionNum":2,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q2","JCRName":"ENGINEERING, CHEMICAL","Score":null,"Total":0}
引用次数: 0
Abstract
This paper presents a novel constrained identification-based extremum seeking (ES) algorithm to address model-free constrained optimization challenges in batch processes. The significance of this work lies in its ability to handle constrained optimization problems of time-varying controller parameters under the scenario of unknown system. Time-varying parameters are represented using an interpolation method to reduce optimization dimensions. A key point is the design of an interior-point penalty approach with an adaptive coefficient in the constrained ES problem, ensuring feasibility and avoiding obtaining inaccurate solutions in comparison with traditional interior-point penalty methods. Meanwhile, the quasi-Newton direction and the attenuation dither signal are constructed by estimated gradient facilitating the fast and asymptotic convergence of the optimization problem. Rigorous convergence properties of the proposed ES algorithm are established. Furthermore, numerical illustrations for time-varying controllers optimization demonstrate the effectiveness and practicality of the proposed method.
本文提出了一种新颖的基于约束识别的极值寻优 (ES) 算法,以解决批量流程中的无模型约束优化难题。这项工作的意义在于,它能够在未知系统的情况下处理时变控制器参数的约束优化问题。采用插值法表示时变参数,以减少优化维度。与传统的室内点惩罚方法相比,该方法的关键在于在受约束 ES 问题中设计了带有自适应系数的室内点惩罚方法,从而确保了可行性,避免了获得不准确的解决方案。同时,通过估计梯度构建准牛顿方向和衰减抖动信号,促进了优化问题的快速渐进收敛。提出的 ES 算法建立了严格的收敛特性。此外,针对时变控制器优化的数值示例证明了所提方法的有效性和实用性。
期刊介绍:
Chemical engineering enables the transformation of natural resources and energy into useful products for society. It draws on and applies natural sciences, mathematics and economics, and has developed fundamental engineering science that underpins the discipline.
Chemical Engineering Science (CES) has been publishing papers on the fundamentals of chemical engineering since 1951. CES is the platform where the most significant advances in the discipline have ever since been published. Chemical Engineering Science has accompanied and sustained chemical engineering through its development into the vibrant and broad scientific discipline it is today.