Contrastive Neuron Pruning for Backdoor Defense

Yu Feng;Benteng Ma;Dongnan Liu;Yanning Zhang;Weidong Cai;Yong Xia
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Abstract

Recent studies have revealed that deep neural networks (DNNs) are susceptible to backdoor attacks, in which attackers insert a pre-defined backdoor into a DNN model by poisoning a few training samples. A small subset of neurons in DNN is responsible for activating this backdoor and pruning these backdoor-associated neurons has been shown to mitigate the impact of such attacks. Current neuron pruning techniques often face challenges in accurately identifying these critical neurons, and they typically depend on the availability of labeled clean data, which is not always feasible. To address these challenges, we propose a novel defense strategy called Contrastive Neuron Pruning (CNP). This approach is based on the observation that poisoned samples tend to cluster together and are distinguishable from benign samples in the feature space of a backdoored model. Given a backdoored model, we initially apply a reversed trigger to benign samples, generating multiple positive (benign-benign) and negative (benign-poisoned) feature pairs from the backdoored model. We then employ contrastive learning on these pairs to improve the separation between benign and poisoned features. Subsequently, we identify and prune neurons in the Batch Normalization layers that show significant response differences to the generated pairs. By removing these backdoor-associated neurons, CNP effectively defends against backdoor attacks while requiring the pruning of only about 1% of the total neurons. Comprehensive experiments conducted on various benchmarks validate the efficacy of CNP, demonstrating its robustness and effectiveness in mitigating backdoor attacks compared to existing methods.
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后门防御的对比神经元修剪
最近的研究表明,深度神经网络(DNN)容易受到后门攻击,攻击者通过毒害一些训练样本,在深度神经网络模型中插入预先定义的后门。DNN中的一小部分神经元负责激活这一后门,修剪这些后门相关的神经元已被证明可以减轻此类攻击的影响。当前的神经元修剪技术在准确识别这些关键神经元方面经常面临挑战,而且它们通常依赖于标记干净数据的可用性,这并不总是可行的。为了应对这些挑战,我们提出了一种新的防御策略,称为对比神经元修剪(CNP)。这种方法是基于观察到有毒样本倾向于聚集在一起,并且在后门模型的特征空间中与良性样本区分开来。给定一个后门模型,我们首先对良性样本应用一个反向触发器,从后门模型中生成多个正(良性-良性)和负(良性-有毒)特征对。然后,我们在这些对上使用对比学习来改进良性和有害特征之间的分离。随后,我们在批归一化层中识别和修剪神经元,这些神经元对生成的对表现出显著的响应差异。通过移除这些与后门相关的神经元,CNP有效地防御了后门攻击,而只需要修剪大约1%的神经元。在各种基准测试上进行的综合实验验证了CNP的有效性,与现有方法相比,证明了其在减轻后门攻击方面的鲁棒性和有效性。
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