Democratizing value alignment: from authoritarian to democratic AI ethics

Linus Ta-Lun Huang, Gleb Papyshev, James K. Wong
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Abstract

Value alignment is essential for ensuring that AI systems act in ways that are consistent with human values. Existing approaches, such as reinforcement learning with human feedback and constitutional AI, however, exhibit power asymmetries and lack transparency. These “authoritarian” approaches fail to adequately accommodate a broad array of human opinions, raising concerns about whose values are being prioritized. In response, we introduce the Dynamic Value Alignment approach, theoretically grounded in the principles of parallel constraint satisfaction, which models moral reasoning as a dynamic process that balances multiple value principles. Our approach also enhances users’ moral and epistemic agency by granting users greater control over the values that influence AI behavior. As a more user-centric, transparent, and participatory framework for AI ethics, our approach not only addresses the democratic deficits inherent in current practices but also ensures that AI systems are flexibly aligned with a diverse array of human values.

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价值观的民主化:从专制到民主的人工智能伦理
价值观一致性对于确保人工智能系统以与人类价值观一致的方式行事至关重要。然而,现有的方法,如人类反馈的强化学习和宪法人工智能,表现出权力不对称,缺乏透明度。这些“专制”的方法无法充分容纳人类广泛的意见,引发了人们对谁的价值观被优先考虑的担忧。作为回应,我们引入了动态价值对齐方法,该方法在理论上以平行约束满足原则为基础,将道德推理建模为平衡多种价值原则的动态过程。我们的方法还通过赋予用户对影响人工智能行为的价值观更大的控制权,增强了用户的道德和认知代理。作为一个更加以用户为中心、透明和参与性的人工智能伦理框架,我们的方法不仅解决了当前实践中固有的民主缺陷,还确保人工智能系统灵活地与各种人类价值观保持一致。
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