A unified biosocial theory of personality and its role in the development of anxiety states.

Psychiatric developments Pub Date : 1986-01-01
C R Cloninger
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Abstract

A general theory of heritable personality traits and their neurobiological basis is described. Three independent dimensions of personality are defined and related to heritable variation in patterns of response to specific types of environmental stimuli: 'novelty seeking' is due to a heritable tendency toward frequent exploratory activity and intense excitement in response to novel stimuli; 'harm avoidance' is due to a heritable tendency to respond intensely to aversive stimuli and to learn to avoid punishment, novelty, and non-reward passively; and 'reward dependence' is due to a heritable tendency to respond intensely to reward and succorance and to learn to maintain rewarded behavior. Evidence suggests that variation in each dimension is strongly correlated with activity in a specific central monoaminergic pathway: novelty seeking with low basal dopaminergic activity, harm avoidance with high serotonergic activity, and reward dependence with low basal noradrenergic activity. These neurobiological dimensions interact to give rise to integrated patterns of differential responses to punishment, reward, and novelty. The combination of high novelty seeking, high reward dependence, and low harm avoidance (histrionic personality) or the combination of high harm avoidance, low reward dependence, and low novelty seeking (obsessional personality) are each associated with information-processing patterns that lead to unreliable discrimination of safe and dangerous situations and hence to chronic anxiety. In individuals with high novelty seeking, chronic anxiety is characterized by global uneasiness or alarm without specific premonitory cues, frequent bodily pains due to low pain and sensation thresholds, low sedation threshold, and slow fatigability. In contrast, in individuals with high harm avoidance, chronic anxiety is characterized by frequent anticipatory worries based on specific cues, high pain and sedation thresholds, and easy fatigability. In response to frustrative non-reward, individuals with high reward dependence are susceptible to compensatory noradrenergic hyperactivity and hence acute or recurrent states of agitated dysphoria associated with reward-seeking behaviors such as overeating and increased sexual activity. Specific predictions are made about normal personality development as well as the development and familial aggregation of anxiety, somatoform, depressive and personality disorders. These predictions are compared with available information, and recommendations are made for future research.

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统一的人格生物社会理论及其在焦虑状态发展中的作用。
描述了遗传人格特征的一般理论及其神经生物学基础。人格的三个独立维度被定义,并与对特定类型环境刺激的反应模式的遗传变异有关:“寻求新奇”是由于对新奇刺激的频繁探索活动和强烈兴奋的遗传倾向;“避免伤害”是由于一种遗传倾向,即对令人厌恶的刺激做出强烈反应,并学会被动地避免惩罚、新鲜事物和非奖励;“奖励依赖”是由于一种遗传倾向,即对奖励和援助做出强烈反应,并学会保持受到奖励的行为。有证据表明,每个维度的变化都与特定中枢单胺能通路的活性密切相关:寻求新奇与低基础多巴胺能活性,避免伤害与高血清素能活性,以及低基础去甲肾上腺素能活性的奖励依赖。这些神经生物学维度相互作用,产生对惩罚、奖励和新奇事物的不同反应的综合模式。高度寻求新奇、高回报依赖和低伤害回避的组合(表演型人格)或高度避免伤害、低回报依赖和低寻求新奇的组合(强迫型人格)都与信息处理模式相关,这些信息处理模式导致对安全和危险情况的不可靠区分,从而导致慢性焦虑。在高度寻求新奇的个体中,慢性焦虑的特征是没有特定的前兆线索的整体不安或警报,由于低疼痛和感觉阈值,低镇静阈值和缓慢的疲劳而频繁的身体疼痛。相反,在高伤害回避的个体中,慢性焦虑的特征是基于特定线索的频繁预期担忧,高疼痛和镇静阈值,容易疲劳。在面对沮丧的无奖励时,高度奖励依赖的个体容易出现代偿性去肾上腺素能亢进,因此急性或反复出现与寻求奖励行为(如暴饮暴食和性行为增加)相关的躁动不安状态。对正常人格发展以及焦虑、躯体形式、抑郁和人格障碍的发展和家族聚集进行了具体的预测。将这些预测与现有信息进行比较,并为今后的研究提出建议。
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