Rethinking success, integrity, and culture in research (part 1) - a multi-actor qualitative study on success in science.

Noémie Aubert Bonn, Wim Pinxten
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Abstract

Background: Success shapes the lives and careers of scientists. But success in science is difficult to define, let alone to translate in indicators that can be used for assessment. In the past few years, several groups expressed their dissatisfaction with the indicators currently used for assessing researchers. But given the lack of agreement on what should constitute success in science, most propositions remain unanswered. This paper aims to complement our understanding of success in science and to document areas of tension and conflict in research assessments.

Methods: We conducted semi-structured interviews and focus groups with policy makers, funders, institution leaders, editors or publishers, research integrity office members, research integrity community members, laboratory technicians, researchers, research students, and former-researchers who changed career to inquire on the topics of success, integrity, and responsibilities in science. We used the Flemish biomedical landscape as a baseline to be able to grasp the views of interacting and complementary actors in a system setting.

Results: Given the breadth of our results, we divided our findings in a two-paper series, with the current paper focusing on what defines and determines success in science. Respondents depicted success as a multi-factorial, context-dependent, and mutable construct. Success appeared to be an interaction between characteristics from the researcher (Who), research outputs (What), processes (How), and luck. Interviewees noted that current research assessments overvalued outputs but largely ignored the processes deemed essential for research quality and integrity. Interviewees suggested that science needs a diversity of indicators that are transparent, robust, and valid, and that also allow a balanced and diverse view of success; that assessment of scientists should not blindly depend on metrics but also value human input; and that quality should be valued over quantity.

Conclusions: The objective of research assessments may be to encourage good researchers, to benefit society, or simply to advance science. Yet we show that current assessments fall short on each of these objectives. Open and transparent inter-actor dialogue is needed to understand what research assessments aim for and how they can best achieve their objective.

Study registration: osf.io/33v3m.

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反思研究中的成功、诚信和文化(第 1 部分)--关于科学成功的多角色定性研究。
背景:成功决定着科学家的生活和事业。但科学领域的成功很难定义,更不用说转化为可用于评估的指标了。在过去几年中,一些团体对目前用于评估研究人员的指标表示不满。但是,由于在科学成功的构成要素上缺乏一致意见,大多数命题仍然没有答案。本文旨在补充我们对科学成功的理解,并记录研究评估中的紧张和冲突领域:我们对政策制定者、资助者、机构领导、编辑或出版商、研究诚信办公室成员、研究诚信社区成员、实验室技术人员、研究人员、研究学生以及转行的前研究人员进行了半结构化访谈和焦点小组讨论,以探究科学中的成功、诚信和责任等话题。我们以弗拉芒生物医学领域为基线,以掌握系统环境中相互影响、相互补充的参与者的观点:鉴于研究结果的广泛性,我们将研究结果分为两篇系列论文,本篇论文的重点是科学成功的定义和决定因素。受访者认为,成功是一个多因素、依赖环境和可变的概念。成功似乎是研究人员(谁)、研究成果(什么)、过程(如何)和运气之间的相互作用。受访者指出,目前的研究评估高估了成果,却在很大程度上忽视了被认为对研究质量和完整性至关重要的过程。受访者建议,科学需要多种多样的指标,这些指标应透明、稳健、有效,并能以平衡、多样的视角看待成功;对科学家的评估不应盲目依赖指标,还应重视人的投入;应重视质量而非数量:研究评估的目的可能是为了鼓励优秀的研究人员,造福社会,或者仅仅是为了推动科学发展。然而,我们发现,目前的评估在这些目标上都存在不足。研究注册:osf.io/33v3m。
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