State of health confidence estimation for lithium-ion battery based on probabilistic ensemble learning

IF 1.7 4区 计算机科学 Q3 AUTOMATION & CONTROL SYSTEMS Transactions of the Institute of Measurement and Control Pub Date : 2023-07-18 DOI:10.1177/01423312231184728
Rui Wang, Chunyue Song, Sikai Chen, Jun Zhao
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Abstract

Uncertainties in a battery would result in unreliable state of health (SOH) estimation. Considering the greater risk after reaching the end of life (EOL), designing a suitable ensemble learning to provide early warning before reaching EOL with uncertainty measurement is desirable for confidence estimation. In this paper, a novel probabilistic ensemble learning method-Gaussian process-based neural networks is proposed for the SOH confidence estimation by describing the uncertainties in probabilistic form. First, different neural networks are built based on health features. Second, battery data are classified under the recovery of capacity and normal operation conditions to characterize the uncertainties of the data under different operation conditions. Besides, the Gaussian process-based neural networks method is constructed based on the data from different conditions for neural networks weighted ensemble with the probabilistic form of Gaussian distribution. Therefore, the uncertainties are measured in the probabilistic form considering different operation conditions which is different from other methods. With the probabilistic form, the confidence interval could be determined to ensure the real SOH within the confidence interval, which improves the estimation performance of the proposed method because of the early warning near the EOL. Finally, the effectiveness is validated by NASA data sets and our experiment with the commercial 18650 lithium-ion battery. From the results, the mean error is less than 1% and real SOH is within the confidence interval.
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基于概率集成学习的锂离子电池健康状态置信度估计
电池中的不确定性将导致不可靠的健康状态(SOH)估计。考虑到到达寿命结束(EOL)后的更大风险,设计一个合适的集成学习来在到达EOL之前提供早期预警,并进行不确定性测量,这对于置信度估计是可取的。本文通过以概率形式描述不确定性,提出了一种新的用于SOH置信度估计的概率集成学习方法——基于高斯过程的神经网络。其次,在容量恢复和正常运行条件下对电池数据进行分类,以表征不同运行条件下数据的不确定性。此外,基于不同条件下的数据,构造了基于高斯过程的神经网络方法,用于高斯分布概率形式的神经网络加权集成。因此,考虑到不同的操作条件,以概率形式测量不确定性,这与其他方法不同。利用概率形式,可以确定置信区间以确保置信区间内的真实SOH,这提高了所提出方法的估计性能,因为在EOL附近有预警。最后,通过NASA的数据集和我们在商业18650锂离子电池上的实验验证了这种有效性。从结果来看,平均误差小于1%,实际SOH在置信区间内。
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来源期刊
CiteScore
4.10
自引率
16.70%
发文量
203
审稿时长
3.4 months
期刊介绍: Transactions of the Institute of Measurement and Control is a fully peer-reviewed international journal. The journal covers all areas of applications in instrumentation and control. Its scope encompasses cutting-edge research and development, education and industrial applications.
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