Peace and Conflict Studies

Q4 Social Sciences Peace and Conflict Studies Pub Date : 2020-08-09 DOI:10.4324/9781003084167
A. Majumdar, Shibashis Chatterjee
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Introduction Traditionally, peace studies understood peacemaking as the realm of diplomats. This is no longer the case. Many scholars of peace studies believe that peace must be made by publics, not politicians. Sustainable peace requires a \"public peace process:” “sustained action by citizens outside governments to change the fundamental relationship between groups in conflict” (Chufrin and Saunders 1993, 155-6). Indeed, Gawerc (2006, 440) notes that in recent years peace studies scholarship “have given voice to the critical role that private citizens, local The “Public” in \"Public Peace Process\" and in \"Mini-Publics\" Peace and Conflict Studies • Volume 17, Number 2 348 initiatives, and people-to-people activities have in building peace, as well as in maintaining conflict.” Practically, peace scholars and activists who embrace the notion of a “public peace process” focus on grassroots initiatives that try to create ongoing productive dialogue among groups of citizens within and across the belligerent sides. These initiatives operate at two levels. At one level, they seek to modify the views of the participants themselves. At the same time, the hope and expectation is that this change of minds will trickle wide and up, so to speak, and lead to a similar change of minds in the public at large and among policy makers. The recent theoretical and practical interest of peace studies scholars in the role of the public parallels similar trends in democratic theory. Scholars and practitioners of participatory and deliberative democracy are exploring the idea of \"mini-publics:\" initiatives that bring small groups of citizens together to discuss policy issues (Fung 2003; Goodin and Dryzek 2006). There are obvious similarities between initiatives of \"public peace process\" and \"mini-publics.\" Both try to generate a small-scale model, a microcosm, of a process that has to take place in society at large. The underlying belief of both is that citizens can change their minds when they encounter different perspectives, and that they need to have the opportunity to do so for the desired social change to be possible. Furthermore, both kinds of initiatives also face similar difficulties. They are mostly local initiatives and typically with limited budgets (Ross and Rothman, 1999, 9, describe them as “bootstrap operations;” see also Dajani and Baskin, 2006, 75, 107-8). They often take place in hostile environments which question the very legitimacy of the initiative, and the attention that these initiatives receive from politicians and the media is mostly scarce and fickle. The “Public” in \"Public Peace Process\" and in \"Mini-Publics\" Peace and Conflict Studies • Volume 17, Number 2 349 Given these theoretical and practical similarities, it is surprising that there is very little dialogue between democratic theory and peace studies. One reason for the lack of dialogue is probably the different orientations of the two fields: the theoretical orientation of democratic theory vs. the practical orientation of peace studies. Yet, these orientations too are changing. Democratic theorists are increasingly interested in on-the-ground experiments in democracy, and peace studies scholars are engaging in theoretically sophisticated reflections about their practices. Within this fertile ground, a dialogue between peace studies and democratic theory begins to emerge, and the purpose of this paper is to contribute to this dialogue by examining the relevance of works done in democratic theory to the theory underlying public peace process initiatives. I argue that a conversation between the two research-action areas can be beneficial in at least two ways. First, generally speaking, peace studies understand the role of public participation in conflict resolution through the framework of social-psychology (for example Azar and Burton 1986; Kelman 1997). Public participation is a way to shift the discussion from the political dimension to the level of inter-personal relationships (Kelman 1999). In contrast, within democratic theory public participation is understood as a pre-condition for achieving legitimacy. Even if officials can reach a stable agreement, the only way to know whether this agreement is legitimate is through a process of reflective scrutiny by those who will be affected by the terms of the agreement. A dialogue between democratic theory and peace studies allows an exploration of the role of legitimacy in public peace process. This is not merely a theoretical or philosophical question. The claim for legitimacy depends on aspects of institutional design of the public peace process. To be sure, practitioners in both camps generally engage in an uphill The “Public” in \"Public Peace Process\" and in \"Mini-Publics\" Peace and Conflict Studies • Volume 17, Number 2 350 battle in which institutional design is dictated more by the limited perseverance of funding agencies and participants than by what is required for gaining legitimacy. Nevertheless, democratic theorists take more liberty to imagine ideal conditions of more control over design and therefore engage in a comparative analysis of the legitimacy of different models of institutional design. Their conclusions speak directly to similar issues in public peace processes. The second benefit of such a conversation is that it allows an exploration of more ambitious models of public participation in the peace process. In particular, I refer to the model of Citizens’ Assemblies on Electoral Reform that took place in British Columbia (2004) and Ontario (2008). In these cases, the provincial government assembled a group of citizens who were selected randomly and asked them to study electoral systems and recommend electoral reforms to the province if they find that reforms are needed. What was unique in these cases was not just that the government invested comparatively vast resources in the process, and the length and depth of the deliberative process itself, but also the fact that the government committed itself to submit the recommendations of the assembly to a referendum (Lang 2007; Warren and Pearse 2008). Thus, the government took itself outside of the process of decision-making and allowed a deliberative body of a small group of citizens to make recommendations to the public at large. I believe that this model serves as a precedent for citizens’ involvement in policy making that should excite the imagination of scholars of peace studies (the limited success of the assemblies in the referenda and then many differences between electoral reforms and peace agreements notwithstanding). Peace scholars can and should build upon this precedent and study the viability of more ambitious models of public involvement in the peace process. The “Public” in \"Public Peace Process\" and in \"Mini-Publics\" Peace and Conflict Studies • Volume 17, Number 2 351 The scope of the discussion is therefore limited to the questions that emerge from a dialogue between these two kinds of practical initiatives and the academic scholarship about them. It does not purport to offer a comprehensive survey of the relationship between democracy and peace-making. Furthermore, my focus here is on the question of legitimacy. While I believe that both mini-publics and public peace processes are promising and important kinds of social activism, I am in no position to assess within the scope of this article the likely effectiveness of such initiatives in any particular setting. Background The last two decades witnessed a dramatic change in the terrain of democratic theory. While previous generations of democratic theorists understood democracy to be a mechanism for fair aggregation of preferences via the mechanism of voting, the \"deliberative turn\" in democratic theory shifted the scholarly attention to the important role of reasonable debate in democracy. In this latter view, the mere fact that a majority of the citizens favors a policy or a candidate provides only weak grounds for claiming legitimacy for this decision. Democracy can and should make a stronger claim for legitimacy, which is that democratic institutions provide a site for exchange of reasons. Democratic decisions are legitimate not only because they won a plurality or majority of votes but because they are an outcome of public debate. Strong democracy, then, requires a viable public sphere where citizens can freely exchange opinions and debate policies. Furthermore, the strength of democracy depends on the quality of the discussion in the public sphere. Even a viable public sphere would not be legitimate if arguments of certain participants are systematically silenced or marginalized. The public, in this view, is not simply The “Public” in \"Public Peace Process\" and in \"Mini-Publics\" Peace and Conflict Studies • Volume 17, Number 2 352 an aggregate of individual opinions but a social sphere where different players demand and give justifications for public policies. However, when viewed through the lenses of deliberative democracy, many established democracies face a deficit, if not a crisis, of democratic legitimacy. 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引用次数: 4

Abstract

The recent attention of peace studies scholars to the role of the "public" parallels an increased interest of democratic theorists in the legitimacy of "mini-publics:" initiatives that bring small groups of citizens together to discuss policy issues. In fact, democratic activists and peace activists who seek to engage the public face similar theoretical and practical challenges. The purpose of this article is to contribute to an emerging dialogue between the disciplines of democratic theory and peace studies. Such a dialogue can be beneficial in at least two ways: it allows an exploration of the role of legitimacy in public peace processes and the burdens that legitimacy put on the institutional design of such processes, and it allows an exploration of more ambitious models of public participation in the peace process. Introduction Traditionally, peace studies understood peacemaking as the realm of diplomats. This is no longer the case. Many scholars of peace studies believe that peace must be made by publics, not politicians. Sustainable peace requires a "public peace process:” “sustained action by citizens outside governments to change the fundamental relationship between groups in conflict” (Chufrin and Saunders 1993, 155-6). Indeed, Gawerc (2006, 440) notes that in recent years peace studies scholarship “have given voice to the critical role that private citizens, local The “Public” in "Public Peace Process" and in "Mini-Publics" Peace and Conflict Studies • Volume 17, Number 2 348 initiatives, and people-to-people activities have in building peace, as well as in maintaining conflict.” Practically, peace scholars and activists who embrace the notion of a “public peace process” focus on grassroots initiatives that try to create ongoing productive dialogue among groups of citizens within and across the belligerent sides. These initiatives operate at two levels. At one level, they seek to modify the views of the participants themselves. At the same time, the hope and expectation is that this change of minds will trickle wide and up, so to speak, and lead to a similar change of minds in the public at large and among policy makers. The recent theoretical and practical interest of peace studies scholars in the role of the public parallels similar trends in democratic theory. Scholars and practitioners of participatory and deliberative democracy are exploring the idea of "mini-publics:" initiatives that bring small groups of citizens together to discuss policy issues (Fung 2003; Goodin and Dryzek 2006). There are obvious similarities between initiatives of "public peace process" and "mini-publics." Both try to generate a small-scale model, a microcosm, of a process that has to take place in society at large. The underlying belief of both is that citizens can change their minds when they encounter different perspectives, and that they need to have the opportunity to do so for the desired social change to be possible. Furthermore, both kinds of initiatives also face similar difficulties. They are mostly local initiatives and typically with limited budgets (Ross and Rothman, 1999, 9, describe them as “bootstrap operations;” see also Dajani and Baskin, 2006, 75, 107-8). They often take place in hostile environments which question the very legitimacy of the initiative, and the attention that these initiatives receive from politicians and the media is mostly scarce and fickle. The “Public” in "Public Peace Process" and in "Mini-Publics" Peace and Conflict Studies • Volume 17, Number 2 349 Given these theoretical and practical similarities, it is surprising that there is very little dialogue between democratic theory and peace studies. One reason for the lack of dialogue is probably the different orientations of the two fields: the theoretical orientation of democratic theory vs. the practical orientation of peace studies. Yet, these orientations too are changing. Democratic theorists are increasingly interested in on-the-ground experiments in democracy, and peace studies scholars are engaging in theoretically sophisticated reflections about their practices. Within this fertile ground, a dialogue between peace studies and democratic theory begins to emerge, and the purpose of this paper is to contribute to this dialogue by examining the relevance of works done in democratic theory to the theory underlying public peace process initiatives. I argue that a conversation between the two research-action areas can be beneficial in at least two ways. First, generally speaking, peace studies understand the role of public participation in conflict resolution through the framework of social-psychology (for example Azar and Burton 1986; Kelman 1997). Public participation is a way to shift the discussion from the political dimension to the level of inter-personal relationships (Kelman 1999). In contrast, within democratic theory public participation is understood as a pre-condition for achieving legitimacy. Even if officials can reach a stable agreement, the only way to know whether this agreement is legitimate is through a process of reflective scrutiny by those who will be affected by the terms of the agreement. A dialogue between democratic theory and peace studies allows an exploration of the role of legitimacy in public peace process. This is not merely a theoretical or philosophical question. The claim for legitimacy depends on aspects of institutional design of the public peace process. To be sure, practitioners in both camps generally engage in an uphill The “Public” in "Public Peace Process" and in "Mini-Publics" Peace and Conflict Studies • Volume 17, Number 2 350 battle in which institutional design is dictated more by the limited perseverance of funding agencies and participants than by what is required for gaining legitimacy. Nevertheless, democratic theorists take more liberty to imagine ideal conditions of more control over design and therefore engage in a comparative analysis of the legitimacy of different models of institutional design. Their conclusions speak directly to similar issues in public peace processes. The second benefit of such a conversation is that it allows an exploration of more ambitious models of public participation in the peace process. In particular, I refer to the model of Citizens’ Assemblies on Electoral Reform that took place in British Columbia (2004) and Ontario (2008). In these cases, the provincial government assembled a group of citizens who were selected randomly and asked them to study electoral systems and recommend electoral reforms to the province if they find that reforms are needed. What was unique in these cases was not just that the government invested comparatively vast resources in the process, and the length and depth of the deliberative process itself, but also the fact that the government committed itself to submit the recommendations of the assembly to a referendum (Lang 2007; Warren and Pearse 2008). Thus, the government took itself outside of the process of decision-making and allowed a deliberative body of a small group of citizens to make recommendations to the public at large. I believe that this model serves as a precedent for citizens’ involvement in policy making that should excite the imagination of scholars of peace studies (the limited success of the assemblies in the referenda and then many differences between electoral reforms and peace agreements notwithstanding). Peace scholars can and should build upon this precedent and study the viability of more ambitious models of public involvement in the peace process. The “Public” in "Public Peace Process" and in "Mini-Publics" Peace and Conflict Studies • Volume 17, Number 2 351 The scope of the discussion is therefore limited to the questions that emerge from a dialogue between these two kinds of practical initiatives and the academic scholarship about them. It does not purport to offer a comprehensive survey of the relationship between democracy and peace-making. Furthermore, my focus here is on the question of legitimacy. While I believe that both mini-publics and public peace processes are promising and important kinds of social activism, I am in no position to assess within the scope of this article the likely effectiveness of such initiatives in any particular setting. Background The last two decades witnessed a dramatic change in the terrain of democratic theory. While previous generations of democratic theorists understood democracy to be a mechanism for fair aggregation of preferences via the mechanism of voting, the "deliberative turn" in democratic theory shifted the scholarly attention to the important role of reasonable debate in democracy. In this latter view, the mere fact that a majority of the citizens favors a policy or a candidate provides only weak grounds for claiming legitimacy for this decision. Democracy can and should make a stronger claim for legitimacy, which is that democratic institutions provide a site for exchange of reasons. Democratic decisions are legitimate not only because they won a plurality or majority of votes but because they are an outcome of public debate. Strong democracy, then, requires a viable public sphere where citizens can freely exchange opinions and debate policies. Furthermore, the strength of democracy depends on the quality of the discussion in the public sphere. Even a viable public sphere would not be legitimate if arguments of certain participants are systematically silenced or marginalized. The public, in this view, is not simply The “Public” in "Public Peace Process" and in "Mini-Publics" Peace and Conflict Studies • Volume 17, Number 2 352 an aggregate of individual opinions but a social sphere where different players demand and give justifications for public policies. However, when viewed through the lenses of deliberative democracy, many established democracies face a deficit, if not a crisis, of democratic legitimacy. Most citizens choose to remain ge
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和平与冲突研究
最近,和平研究学者对“公众”角色的关注与民主理论家对“迷你公众”合法性的兴趣与日俱增,“迷你公众”是指将一小群公民聚集在一起讨论政策问题的倡议。事实上,寻求公众参与的民主活动家和和平活动家面临着类似的理论和实践挑战。本文的目的是促进民主理论与和平研究学科之间的新兴对话。这样的对话至少在两个方面是有益的:它允许探索合法性在公共和平进程中的作用以及合法性给这种进程的制度设计带来的负担,它允许探索公众参与和平进程的更雄心勃勃的模式。传统上,和平研究将缔造和平理解为外交官的领域。现在情况已经不同了。许多和平研究学者认为,和平必须由公众创造,而不是政治家。可持续和平需要“公共和平进程”:“政府之外的公民采取持续行动,改变冲突群体之间的基本关系”(Chufrin和Saunders 1993,155 -6)。事实上,Gawerc(2006, 440)指出,近年来,和平研究学术“已经表达了公民、地方‘公众’在‘公共和平进程’和‘迷你公众’和平与冲突研究中的关键作用。第17卷,第2348号倡议,以及人与人之间的活动在建立和平和维持冲突方面的作用。”实际上,接受“公共和平进程”概念的和平学者和活动人士关注的是基层倡议,这些倡议试图在交战双方内部和之间的公民群体之间建立持续的富有成效的对话。这些举措在两个层面上运作。在一个层面上,他们试图改变参与者自己的观点。与此同时,我们希望和期待这种观念的改变会逐渐扩散,从而导致公众和政策制定者的观念也发生类似的变化。最近和平研究学者对公众角色的理论和实践兴趣与民主理论的类似趋势相似。参与和协商民主的学者和实践者正在探索“迷你公众”的概念:将一小群公民聚集在一起讨论政策问题的倡议(Fung 2003;Goodin and Dryzek 2006)。“公共和平进程”倡议与“迷你公共”倡议有明显的相似之处。两者都试图产生一个小规模的模型,一个微观世界,一个必须在整个社会中发生的过程。两者的基本信念都是,当公民遇到不同的观点时,他们可以改变自己的想法,而且他们需要有机会这样做,才能实现所期望的社会变革。此外,这两种倡议也面临着类似的困难。它们大多是地方首创,通常预算有限(Ross和Rothman, 1999,9,将其描述为“引导操作”;另见Dajani和Baskin, 2006, 75, 107-8)。它们经常发生在敌对的环境中,这些环境质疑倡议的合法性,而且这些倡议从政治家和媒体那里得到的关注大多是稀缺和反复无常的。“公共和平进程”中的“公众”和“迷你公众”和平与冲突研究•第17卷,第2 349号鉴于这些理论和实践的相似性,令人惊讶的是,民主理论与和平研究之间的对话很少。缺乏对话的一个原因可能是两个领域的不同取向:民主理论的理论取向与和平研究的实践取向。然而,这些方向也在改变。民主理论家对民主的实地实验越来越感兴趣,和平研究学者正在对他们的实践进行理论上的复杂反思。在这片肥沃的土地上,和平研究与民主理论之间的对话开始出现,本文的目的是通过检查民主理论中所做的工作与公共和平进程倡议背后的理论的相关性,为这种对话做出贡献。我认为,两个研究行动领域之间的对话至少在两个方面是有益的。首先,一般来说,和平研究通过社会心理学的框架来理解公众参与在解决冲突中的作用(例如Azar和Burton 1986;凯尔曼1997)。公众参与是将讨论从政治层面转移到人际关系层面的一种方式(Kelman 1999)。相反,在民主理论中,公众参与被理解为实现合法性的先决条件。 即使官员们能够达成一项稳定的协议,要知道该协议是否合法,唯一的方法是通过将受到协议条款影响的各方进行反思审查的过程。民主理论与和平研究之间的对话允许探索合法性在公共和平进程中的作用。这不仅仅是一个理论或哲学问题。合法性的要求取决于公共和平进程的制度设计的各个方面。可以肯定的是,这两个阵营的实践者通常在“公共和平进程”和“迷你公众”和平与冲突研究•第17卷,第2350号中的“公共”斗争中,制度设计更多地取决于资助机构和参与者的有限毅力,而不是获得合法性所需的东西。然而,民主理论家更自由地想象对设计有更多控制的理想条件,因此对不同制度设计模型的合法性进行比较分析。他们的结论直接说明了公共和平进程中的类似问题。这种对话的第二个好处是,它允许探索更雄心勃勃的公众参与和平进程的模式。我特别提到了发生在不列颠哥伦比亚省(2004年)和安大略省(2008年)的公民议会选举改革模式。在这种情况下,广域自治团体将随机选出的市民召集在一起,让他们研究选举制度,如果认为有必要进行选举改革,就向广域自治团体提出建议。这些案例的独特之处不仅在于政府在这一过程中投入了相对大量的资源,以及审议过程本身的长度和深度,还在于政府承诺将大会的建议提交全民公决(Lang 2007;Warren and Pearse 2008)。因此,政府将自己置身于决策过程之外,允许由一小群公民组成的审议机构向广大公众提出建议。我相信这种模式为公民参与政策制定提供了一个先例,这应该激发和平研究学者的想象力(尽管公民投票的议会有限成功,选举改革与和平协议之间存在许多差异)。和平学者能够而且应该以这一先例为基础,研究公众参与和平进程的更有雄心的模式的可行性。“公共和平进程”和“迷你公共”和平与冲突研究第17卷第2 351号中的“公众”。因此,讨论的范围仅限于这两种实际倡议与有关它们的学术奖学金之间的对话所产生的问题。它并不打算对民主与缔造和平之间的关系进行全面调查。此外,我在这里的重点是合法性问题。虽然我相信微型公众和公共和平进程都是有前途的、重要的社会行动,但我无法在本文的范围内评估此类倡议在任何特定环境下的可能有效性。过去二十年见证了民主理论领域的巨大变化。虽然前几代民主理论家将民主理解为通过投票机制公平聚集偏好的机制,但民主理论中的“审议转向”将学术界的注意力转移到民主中合理辩论的重要作用上。在后一种观点中,仅仅是大多数公民支持一项政策或一个候选人这一事实,就不能作为声称这一决定具有合法性的充分理由。民主能够而且应该提出更有力的合法性主张,即民主制度提供了一个交换理由的场所。民主的决定是合法的,不仅因为它们赢得了多数选票,而且因为它们是公众辩论的结果。因此,强大的民主需要一个可行的公共领域,公民可以自由地交换意见和辩论政策。此外,民主的力量取决于公共领域讨论的质量。如果某些参与者的观点被系统性地压制或边缘化,即使是一个可行的公共领域也不合法。在这种观点中,公众不仅仅是“公共和平进程”和“迷你公众”和平与冲突研究第17卷第2 352号中的“公众”,而是个人意见的总和,而是不同参与者要求并为公共政策提供理由的社会领域。然而,从协商民主的角度来看,许多老牌民主国家面临着民主合法性的赤字(如果不是危机的话)。 大多数公民选择保持年龄
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Peace and Conflict Studies
Peace and Conflict Studies Social Sciences-Safety Research
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