A SEMIPARAMETRIC MULTIPLE IMPUTATION APPROACH TO FULLY SYNTHETIC DATA FOR COMPLEX SURVEYS.

IF 1.6 4区 数学 Q2 SOCIAL SCIENCES, MATHEMATICAL METHODS Journal of Survey Statistics and Methodology Pub Date : 2022-06-01 Epub Date: 2022-05-25 DOI:10.1093/jssam/smac016
Mandi Yu, Yulei He, Trivellore E Raghunathan
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Abstract

Data synthesis is an effective statistical approach for reducing data disclosure risk. Generating fully synthetic data might minimize such risk, but its modeling and application can be difficult for data from large, complex surveys. This article extended the two-stage imputation to simultaneously impute item missing values and generate fully synthetic data. A new combining rule for making inferences using data generated in this manner was developed. Two semiparametric missing data imputation models were adapted to generate fully synthetic data for skewed continuous variable and sparse binary variable, respectively. The proposed approach was evaluated using simulated data and real longitudinal data from the Health and Retirement Study. The proposed approach was also compared with two existing synthesis approaches: (1) parametric regressions models as implemented in IVEware; and (2) nonparametric Classification and Regression Trees as implemented in synthpop package for R using real data. The results show that high data utility is maintained for a wide variety of descriptive and model-based statistics using the proposed strategy. The proposed strategy also performs better than existing methods for sophisticated analyses such as factor analysis.

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针对复杂调查的全合成数据的半参数多重估算方法。
数据合成是降低数据披露风险的有效统计方法。生成全合成数据可以最大限度地降低这种风险,但其建模和应用对于来自大型复杂调查的数据来说可能比较困难。本文对两阶段估算进行了扩展,以同时估算项目缺失值和生成全合成数据。文章开发了一种新的组合规则,用于使用以这种方式生成的数据进行推断。对两个半参数缺失数据估算模型进行了调整,以分别生成偏斜连续变量和稀疏二元变量的全合成数据。使用模拟数据和健康与退休研究的真实纵向数据对所提出的方法进行了评估。此外,还将提出的方法与现有的两种合成方法进行了比较:(1) 在 IVEware 中实现的参数回归模型;(2) 使用真实数据在 R 的 synthpop 软件包中实现的非参数分类和回归树。结果表明,使用所提出的策略,各种描述性和基于模型的统计数据都能保持较高的数据效用。在进行因子分析等复杂分析时,拟议策略的表现也优于现有方法。
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来源期刊
CiteScore
4.30
自引率
9.50%
发文量
40
期刊介绍: The Journal of Survey Statistics and Methodology, sponsored by AAPOR and the American Statistical Association, began publishing in 2013. Its objective is to publish cutting edge scholarly articles on statistical and methodological issues for sample surveys, censuses, administrative record systems, and other related data. It aims to be the flagship journal for research on survey statistics and methodology. Topics of interest include survey sample design, statistical inference, nonresponse, measurement error, the effects of modes of data collection, paradata and responsive survey design, combining data from multiple sources, record linkage, disclosure limitation, and other issues in survey statistics and methodology. The journal publishes both theoretical and applied papers, provided the theory is motivated by an important applied problem and the applied papers report on research that contributes generalizable knowledge to the field. Review papers are also welcomed. Papers on a broad range of surveys are encouraged, including (but not limited to) surveys concerning business, economics, marketing research, social science, environment, epidemiology, biostatistics and official statistics. The journal has three sections. The Survey Statistics section presents papers on innovative sampling procedures, imputation, weighting, measures of uncertainty, small area inference, new methods of analysis, and other statistical issues related to surveys. The Survey Methodology section presents papers that focus on methodological research, including methodological experiments, methods of data collection and use of paradata. The Applications section contains papers involving innovative applications of methods and providing practical contributions and guidance, and/or significant new findings.
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