On Genetic Interests: Family, Ethny and Humanity in an Age of Mass MigrationFrank Salter (December2003). Frankfurt am Main: Peter Lang Publishing. 388 pp. USD $32.95 (paperback) ISBN 0820460648

H. Caton
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The Association slowly caught on and its journal, Politics and Life Sciences, climbed the ladder to professional respectability. Sociobiology, the new kid on the block in those days, was examined for its possible contribution to our efforts. It was used to help elucidate, inter alia, nepotism and nationalism, but none believed that a set of principles for “biopolitics” could be extracted from it. Salter thinks otherwise. His response to objections about what cannot be done is to just do it. He has constructed a model biopolitical science using William Hamilton’s inclusive fitness theory, supplemented by contributions of Richard Alexander, E. O. Wilson, D. S. Wilson and others. Given this unexpected development, it would be apposite for Politics and Life Sciences to organize a full dress summary article and peer commentary of Salter’s book. Alas the journal’s new management rejects all content deemed to be “unnecessarily controversial”, and the genetics of ethnicity falls afoul of that prohibition. Thus, it transpires that the one academic journal dedicated to the promotion of biopolitical science is unlikely to take serious notice of the first offering with a credible claim to have achieved that goal. In mitigation of the unkind epithet that I have applied to myself and to old colleagues, let it be said that Salter’s innovation depends on recent developments unavailable at the initial evaluation of sociobiology. The first is the genetic assay data compiled by Luigi Cavalli-Sforza and collaborators over a period of decades, together with recent amendments by Bryan Sykes. These data establish a fine-grained empirical warrant for the perceptions of ethnic groups that their differences are not arbitrary preferences. Since ethnic boundaries often intergrade, these data are essential to establish the natural reality of ethnies. The second factor is the emergence of ethnic/nationality differences on the collapse of the Soviet Union. In its heyday, the Soviet Union appeared to vindicate the melting pot idea together with its lesson that ethnic differences are merely accumulated cultural preferences that may be displaced by fervent socialism. Although Soviet specialists knew that the reality did not quite match propaganda, even they were surprised by the sudden vigor and assertiveness of ethnic identities once 70 years of enforced melting pot persuasion fell away. Former Yugoslavia, where it was taboo to mention the words “Serb” and “Croatian”, provided yet another illustration of the life-and-death significance of ethny. If the collapse of socialism was a practical proof that social identity is insufficient to create a harmonious nation-centered multiculturalism, it was also indirect evidence that political identity may be sustainable only on the basis of a dominant ethny. That this is indeed the case is a key premise of Salter’s biopolitics. Sociobiology holds that the driving force of organisms is the optimal reproduction of each. This ultimate goal sets the parameters for proximal mechanisms of mating, nurturing, foraging, social structure and so on, construed as adaptations promoting optimal reproduction, or fitness. Adaptations emerge and are fine-tuned by natural selection operating on a population of phenotypes. From this premise set Salter extracts his controlling normative principle that the ultimate interest (or “good”, in moral idiom) of individuals is the continuity of their genes in successive generations; in street-wise idiom, parenthood, not personal fulfilment, is the ultimate good. Parental altruism is expanded to the extended family by the addition of inclusive fitness to individual fitness. How far does the expansion extend? The classic expression of the rate of diminishing altruism is J. B. S. Haldane’s quip that it is adaptive to give one’s life for two sibs or eight cousins, but not fewer. This suggests that in a nation of cousins, the relatedness of two randomly chosen individuals is vanishingly small. Nevertheless, nations of cousins have repeatedly engaged like nations in wars of extirpation, which suggests that high amplitude ethnocentric response, bearing no real relationship to actual kinship, is driven by culturally magnified tribal instincts adaptive for small kin groups. If so, the key discipline for understanding ethny is ethology rather than sociobiology. Salter responds to this challenge by developing a method for estimating the degree of relatedness of randomly chosen individuals even in large populations. 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引用次数: 2

Abstract

Thomas Huxley, a man adroit with words, penned that memorable promotion of Darwin’s Origin by chiding his stupidity for not having thought of natural selection himself. I find myself in like circumstances in recommending Frank Salter’s new book. A brief historical reference will place things in perspective. Three decades ago, a band of plucky malcontents established the Politics and Life Sciences Association to assist patching the findings of the biological sciences, especially evolutionary science, into the analysis and interpretation of politics. The catchcry was “forward to human nature”, in contrast to the culture-only fashion. The Association slowly caught on and its journal, Politics and Life Sciences, climbed the ladder to professional respectability. Sociobiology, the new kid on the block in those days, was examined for its possible contribution to our efforts. It was used to help elucidate, inter alia, nepotism and nationalism, but none believed that a set of principles for “biopolitics” could be extracted from it. Salter thinks otherwise. His response to objections about what cannot be done is to just do it. He has constructed a model biopolitical science using William Hamilton’s inclusive fitness theory, supplemented by contributions of Richard Alexander, E. O. Wilson, D. S. Wilson and others. Given this unexpected development, it would be apposite for Politics and Life Sciences to organize a full dress summary article and peer commentary of Salter’s book. Alas the journal’s new management rejects all content deemed to be “unnecessarily controversial”, and the genetics of ethnicity falls afoul of that prohibition. Thus, it transpires that the one academic journal dedicated to the promotion of biopolitical science is unlikely to take serious notice of the first offering with a credible claim to have achieved that goal. In mitigation of the unkind epithet that I have applied to myself and to old colleagues, let it be said that Salter’s innovation depends on recent developments unavailable at the initial evaluation of sociobiology. The first is the genetic assay data compiled by Luigi Cavalli-Sforza and collaborators over a period of decades, together with recent amendments by Bryan Sykes. These data establish a fine-grained empirical warrant for the perceptions of ethnic groups that their differences are not arbitrary preferences. Since ethnic boundaries often intergrade, these data are essential to establish the natural reality of ethnies. The second factor is the emergence of ethnic/nationality differences on the collapse of the Soviet Union. In its heyday, the Soviet Union appeared to vindicate the melting pot idea together with its lesson that ethnic differences are merely accumulated cultural preferences that may be displaced by fervent socialism. Although Soviet specialists knew that the reality did not quite match propaganda, even they were surprised by the sudden vigor and assertiveness of ethnic identities once 70 years of enforced melting pot persuasion fell away. Former Yugoslavia, where it was taboo to mention the words “Serb” and “Croatian”, provided yet another illustration of the life-and-death significance of ethny. If the collapse of socialism was a practical proof that social identity is insufficient to create a harmonious nation-centered multiculturalism, it was also indirect evidence that political identity may be sustainable only on the basis of a dominant ethny. That this is indeed the case is a key premise of Salter’s biopolitics. Sociobiology holds that the driving force of organisms is the optimal reproduction of each. This ultimate goal sets the parameters for proximal mechanisms of mating, nurturing, foraging, social structure and so on, construed as adaptations promoting optimal reproduction, or fitness. Adaptations emerge and are fine-tuned by natural selection operating on a population of phenotypes. From this premise set Salter extracts his controlling normative principle that the ultimate interest (or “good”, in moral idiom) of individuals is the continuity of their genes in successive generations; in street-wise idiom, parenthood, not personal fulfilment, is the ultimate good. Parental altruism is expanded to the extended family by the addition of inclusive fitness to individual fitness. How far does the expansion extend? The classic expression of the rate of diminishing altruism is J. B. S. Haldane’s quip that it is adaptive to give one’s life for two sibs or eight cousins, but not fewer. This suggests that in a nation of cousins, the relatedness of two randomly chosen individuals is vanishingly small. Nevertheless, nations of cousins have repeatedly engaged like nations in wars of extirpation, which suggests that high amplitude ethnocentric response, bearing no real relationship to actual kinship, is driven by culturally magnified tribal instincts adaptive for small kin groups. If so, the key discipline for understanding ethny is ethology rather than sociobiology. Salter responds to this challenge by developing a method for estimating the degree of relatedness of randomly chosen individuals even in large populations. This is done by translating On Genetic Interests: Family, Ethny and Humanity in an Age of Mass Migration
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《基因利益:大规模移民时代的家庭、种族和人类》弗兰克·索尔特(2003年12月)。法兰克福:Peter Lang出版社,388页,32.95美元(平装本)ISBN 0820460648
托马斯·赫胥黎,一个善于遣词造句的人,写了那篇令人难忘的关于达尔文起源的文章,责备达尔文愚蠢,因为他自己没有想到自然选择。我在推荐弗兰克·索尔特(Frank Salter)的新书时也遇到了类似的情况。简要地回顾一下历史,就能正确地看待问题。30年前,一群勇敢的不满者成立了政治与生命科学协会,以协助将生物科学的发现,特别是进化科学的发现,融入到政治的分析和解释中。与只追求文化的时尚形成鲜明对比的是,流行口号是“面向人性”。该协会慢慢地流行起来,它的期刊《政治与生命科学》(Politics and Life Sciences)在专业领域获得了尊重。社会生物学是当时的新生事物,我们对它可能对我们的努力做出的贡献进行了研究。它被用来帮助阐明裙带关系和民族主义等问题,但没有人认为可以从中提取出一套“生命政治”的原则。索尔特不这么认为。对于那些关于什么是不能做的反对意见,他的回应就是去做。他利用威廉·汉密尔顿的包容性适应度理论构建了一个生物政治学模型,并辅以理查德·亚历山大、e·o·威尔逊、d·s·威尔逊等人的贡献。鉴于这一意想不到的发展,《政治与生命科学》应该组织一篇完整的总结文章和对索尔特这本书的同行评论。唉,该杂志的新管理层拒绝了所有被认为是“不必要的争议”的内容,而种族遗传学与这一禁令相冲突。因此,一个致力于促进生物政治科学的学术期刊不太可能认真注意到第一个声称已经实现了这一目标的可信提议。为了减轻我对自己和老同事的不友善的称呼,我要说的是,索尔特的创新依赖于社会生物学初步评估中无法获得的最新发展。第一个是Luigi Cavalli-Sforza和合作者在几十年的时间里收集的基因分析数据,以及Bryan Sykes最近的修正。这些数据为种族群体的认知建立了一个精细的经验保证,即他们的差异不是武断的偏好。由于种族边界往往是相互交织的,这些数据对于确定种族的自然现实是必不可少的。第二个因素是苏联解体后出现的民族/民族差异。在其全盛时期,苏联似乎证明了大熔炉的观点是正确的,同时也证明了它的教训:种族差异仅仅是积累起来的文化偏好,可能会被狂热的社会主义所取代。尽管苏联专家知道现实与宣传并不完全相符,但当70年来强制的“大熔炉”说服消失后,种族身份的突然活力和自信也让他们感到惊讶。在前南斯拉夫,提及“塞尔维亚人”和“克罗地亚人”是禁忌,这又一次说明了种族的生死重要性。如果说社会主义的崩溃是社会认同不足以创造和谐的以民族为中心的多元文化主义的现实证明,那么它也间接证明了政治认同只有在一个主导民族的基础上才能持续。事实确实如此,这是索尔特生命政治学的一个关键前提。社会生物学认为生物的驱动力是每个生物的最佳繁殖。这一最终目标为交配、养育、觅食、社会结构等近端机制设定了参数,被解释为促进最佳繁殖或适应性的适应。适应性的出现是由自然选择对表现型群体进行微调的。从这个前提中,索尔特提取了他的控制规范原则,即个人的最终利益(或道德用语中的“善”)是他们的基因在后代中的连续性;在街头巷尾的俗语里,为人父母,而不是个人的实现,才是终极的善。父母的利他主义通过个体适应度之外的整体适应度扩展到大家庭。扩张延伸到什么程度?关于利他主义减少率的经典表述是j.b.s.霍尔丹(j.b.s. Haldane)的妙语:为两个兄弟姐妹或八个表兄弟姐妹献出生命是可以适应的,但不能更少。这表明,在一个由表亲组成的国家里,两个随机选择的个体之间的亲缘关系微乎其微。然而,表亲族的国家多次卷入灭绝战争,这表明,高度的种族中心主义反应,与实际的亲属关系没有真正的关系,是由适应小亲属群体的文化放大的部落本能驱动的。如果是这样的话,理解种族的关键学科是行为学而不是社会生物学。 为了应对这一挑战,索尔特开发了一种方法来估计随机选择的个体的亲缘程度,即使是在大群体中。这是通过翻译《论遗传利益:大规模移民时代的家庭、种族和人类》来实现的
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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