Branches Behaving Badly: The Predictable and Often Desirable Consequences of the Separation of Powers

Q2 Social Sciences Cornell Journal of Law and Public Policy Pub Date : 2003-01-01 DOI:10.2139/ssrn.2857483
S. Prakash
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Abstract

At the intersection of law and politics, Republicans have continually run red lights, committed hit-and-runs, and otherwise flouted constitutional norms. At least that is what Professor Peter Shane would have us believe. In his provocative paper, Professor Shane argues that over the past two decades Republicans (especially those in Congress) have repeatedly violated separation of powers norms in a manner that evinces contempt for pluralism and the Constitution's separation of powers. Professor Shane essentially makes three points. First, separation of powers norms are increasingly fragile and have been violated as they never have been before, and that their wobbly state is bad for the nation. Second, Republicans are the norm-breakers. Third, they are normbreakers for reasons congenital to the modem Republican Party, a narrow party that is homogeneous, white, dominated by the right-wing, and thus hostile to the Constitution's separation of powers. I disagree with each of these claims. To begin with, we ought not to lament changing interbranch norms. Given the predictable interbranch friction in a system of separated powers, interbranch norms inevitably will change over time. The inescapable creation and destruction of interbranch norms is not a process to be feared or despised. What matters is not merely whether some institution has broken a norm, but whether the norm supposedly violated is one worth preserving. For instance, if there were a norm of rubberstamping treaties, few ought to shed tears if the Senate began to examine treaties more carefully. Hence, the mere fact that interbranch norms might have changed recently is not reason for anyone to fret or panic. Assuming that interbranch norms have been changing lately, it is not obvious that the Republicans deserve all the credit (or blame). In the past, congressional Democrats have taken many of the actions that Professor Shane protests (such as stalling judicial nominees or presenting presidents with all-or-nothing appropriation bills). Nonetheless, they escape his censure because they took these actions while opposing supposedly unpopular presidents. Yet a norm's application cannot depend upon something as mercurial and uncertain as popularity. We will be able to say very little that is sensible and consequential about norms and their violation if we also have to check the Gallup polls of the era. Indeed, it seems unlikely that an interbranch norm exists at all if it does not apply when one or more branches are unpopular and therefore weak. Rather, it would seem that meaningful norms exist only if they apply generally, regardless of whether the application of the norm would cater to public opinion. If Professor Shane truly cherishes these norms, he should direct at least some of his indignation at Democrats in Congress. Finally, contrary to what Professor Shane seems to argue, the Grand Old Party, for all its faults, has no beef with "deliberative legitimacy." Nor is it opposed to democracy, accountability, or checks and balances.To be sure, it is opposed to the Democratic Party, and it may have had a hand in undermining some of the interbranch norms Professor Shane prizes. However, these facts do not mean that the Republicans are to be feared and loathed anymore than the Democratic Party should be feared and loathed for its opposition to the Republicans and its active participation in undermining the norms at issue. This is not to say that one cannot fault the Republicans for their politics and their policies. But to go further and claim that they are systematically hostile to the Constitution's checks and balances, or are somehow antidemocratic, as Professor Shane repeatedly claims, requires much more by way of evidence. Professor Shane simply has not made the case that the Republican Party is the party of angry, white, anti-separation of powers, antidemocratic, anti-deliberative, males.
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行为不端的分支机构:三权分立的可预见且往往是可取的后果
在法律和政治的交汇处,共和党人不断闯红灯,肇事逃逸,以及其他藐视宪法规范的行为。至少这是彼得·谢恩教授想让我们相信的。在这篇颇具争议的论文中,谢恩教授认为,在过去的二十年里,共和党人(尤其是国会中的共和党人)一再违反三权分立规范,这种方式表明了对多元化和宪法三权分立的蔑视。谢恩教授基本上提出了三点。首先,三权分立的规范越来越脆弱,受到前所未有的违反,这种不稳定的状态对国家不利。其次,共和党人是打破常规的人。第三,由于现代共和党固有的原因,他们是规范破坏者。共和党是一个狭隘的政党,同质、白人、右翼占主导地位,因此对宪法的三权分立持敌对态度。我不同意这些说法。首先,我们不应该哀叹部门间规范的变化。考虑到权力分立体系中可预见的部门间摩擦,部门间规范不可避免地会随着时间发生变化。分支间规范不可避免的创建和破坏不是一个值得害怕或鄙视的过程。重要的不仅仅是某个机构是否打破了规范,而是被认为违反了的规范是否值得保留。例如,如果有一个橡皮图章条约的规范,那么如果参议院开始更仔细地审查条约,就没有人应该流泪。因此,仅仅是部门间规范最近可能发生了变化这一事实,并不是任何人烦恼或恐慌的理由。假设各部门之间的规范最近发生了变化,共和党人应该得到所有的荣誉(或指责)并不明显。过去,国会民主党人采取了许多谢恩教授抗议的行动(比如拖延司法提名或向总统提交全有或全无的拨款法案)。尽管如此,他们逃脱了他的谴责,因为他们采取了这些行动,同时反对据称不受欢迎的总统。然而,规范的应用不能依赖于像受欢迎程度这样反复无常和不确定的东西。如果我们还必须检查那个时代的盖洛普(Gallup)民意调查,我们将无法对规范及其违规行为发表多少明智和重要的看法。事实上,如果在一个或多个分支不受欢迎因而薄弱的情况下不适用分支间规范,那么它似乎根本不可能存在。相反,似乎有意义的规范只有在普遍适用时才存在,而不管规范的适用是否会迎合公众舆论。如果肖恩教授真的珍视这些准则,他至少应该把部分愤怒指向国会中的民主党人。最后,与谢恩教授似乎在争论的相反,尽管共和党有很多缺点,但它对“审议合法性”并没有什么不满。它也不反对民主、问责制或权力制衡。可以肯定的是,它是反对民主党的,而且它可能在破坏谢恩教授所推崇的一些分支间规范方面发挥了作用。然而,这些事实并不意味着共和党应该被恐惧和厌恶,就像民主党应该被恐惧和厌恶一样,因为它反对共和党,并积极参与破坏有争议的规范。这并不是说人们不能指责共和党的政治和政策。但进一步说,他们有系统地敌视宪法的制衡,或者像谢恩教授反复声称的那样,在某种程度上是反民主的,需要更多的证据。谢恩教授根本没有提出共和党是愤怒的白人、反对权力分立、反民主、反对协商的男性的政党。
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期刊介绍: Founded in 1991, the Cornell Journal of Law and Public Policy (JLPP) has quickly risen to become one of the leading public policy journals in the nation. A fixture among the top 10 policy journals, JLPP has consistently been among the top 100 student-edited law journals. JLPP publishes articles, student notes, essays, book reviews, and other scholarly works that examine the intersections of compelling public or social policy issues and the law. As a journal of law and policy, we are a publication that not only analyzes the law but also seeks to impact its development.
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