Ancillary Powers of Constitutional Courts

IF 2.2 2区 社会学 Q1 LAW Texas Law Review Pub Date : 2009-06-01 DOI:10.26153/TSW/2245
Tom Ginsburg, Zachary Elkins
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引用次数: 18

Abstract

Observers of the global judicialization of politics have noted the spread of constitutional courts around the world, which made their appearance in early twentieth-century Europe and became seemingly required practice thereafter in Asia, Africa, and Latin America. The paradigmatic power of these courts is constitutional review, in which a court evaluates legislation, administrative action, or an international treaty for compatibility with the written constitution. It is natural that writers on the new constitutional courts have concentrated attention on judicial review, for it is here that the courts’ lawmaking power is at its apex. Relatively free of the threat of correction from other political actors, courts exercising judicial review are rather obvi- ously policy-making bodies. But in their understandable eagerness to assess new systems of review, scholars have paid little attention to the other func- tions of constitutional courts — functions that potentially alter the status and effectiveness of the bodies.This Article is concerned with what we call the ancillary powers of constitutional courts — those powers that fall outside the prototypical constitutional-review function described above. Perhaps because of the prominence of constitutional courts and their function of reviewing legisla- tion and government action, constitution drafters have given new courts a wide range of other tasks ranging from impeachment to certifying states of emergency. Just as Martin Shapiro has argued that scholars of American law and courts have paid too much attention to judicial review, scholars of the new constitutional courts also risk an incomplete understanding of courts as political institutions if they ignore these other powers of constitutional courts, which often place the courts in the midst of politically charged controversies. This Article is a first attempt to call attention to these powers as a set. It de- scribes the powers, documents trends over time, and speculates as to the political consequences of assigning courts tasks beyond judicial review.We do not mean anything pejorative by labeling these powers ancillary. As a historical matter, the earliest constitutional power of courts was that of judicial review. The powers considered here arise later as a historical matter, and hence can be labeled ancillary in this sense. Furthermore, none of the powers considered here is seen as essential to the definition of a court as a constitutional adjudicator. The defining function of a constitutional court is constitutional review, and other powers may be bundled with that function, but need not be. As we will see, the ancillary powers vary in the extent to which they require the court to refer to a constitutional text, and some of them do not involve the constitution even nominally. But paradoxically, the involvement of courts in ancillary tasks has the potential to undermine their ability to conduct effective constitutional review, precisely because it pulls them into political conflicts.The Article is organized as follows: We begin with a review of the recent literature on constitutional review and judicial lawmaking. We then describe the evolution of some of the ancillary powers of constitutional courts around the world, both as provided by constitutional texts and as exer- cised in practice. We conclude by speculating on the tension that emerges between lawmaking and dispute resolution in the exercise of these ancillary powers.
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宪法法院的附属权力
全球政治司法化的观察者已经注意到宪法法院在世界范围内的传播,它在20世纪初的欧洲出现,随后在亚洲、非洲和拉丁美洲似乎成为必要的实践。这些法院的典型权力是宪法审查,即法院评估立法、行政行为或国际条约是否符合成文宪法。撰写新宪法法院的作者们很自然地把注意力集中在司法审查上,因为这是法院立法权的顶点。行使司法审查的法院相对不受其他政治行为者纠正的威胁,是相当明显的决策机构。但是,学者们急于评估新的审查制度,这是可以理解的,他们很少关注宪法法院的其他功能——这些功能可能会改变宪法法院的地位和效力。本文关注的是我们所说的宪法法院的辅助权力——这些权力不属于上述典型的宪法审查功能。也许是因为宪法法院的突出地位及其审查立法和政府行为的功能,宪法起草者赋予了新法院广泛的其他任务,从弹劾到证明紧急状态。正如马丁·夏皮罗(Martin Shapiro)认为研究美国法律和法院的学者过于关注司法审查一样,研究新宪法法院的学者如果忽视宪法法院的这些其他权力,也可能会对法院作为政治机构的理解不完整,因为宪法法院经常被置于充满政治意味的争议之中。这篇文章是第一次尝试把这些权力作为一个整体来引起人们的注意。它描述了权力,记录了一段时间以来的趋势,并推测了赋予法院超越司法审查的任务的政治后果。我们给这些权力贴上辅助性的标签,并没有贬损的意思。从历史上看,法院最早的宪法权力是司法审查权。这里所讨论的权力是后来作为一个历史问题出现的,因此在这个意义上可以被标记为附属的。此外,这里所考虑的任何权力都不被视为将法院定义为宪法裁决者所必需的。宪法法院的定义职能是宪法审查,其他权力可能与该职能捆绑在一起,但不必如此。正如我们将看到的,辅助权力在要求法院参考宪法文本的程度上各不相同,其中一些甚至在名义上不涉及宪法。但矛盾的是,法院参与辅助任务有可能削弱它们进行有效宪法审查的能力,正是因为它把它们卷入了政治冲突。本文的组织结构如下:我们首先回顾了最近关于宪法审查和司法立法的文献。然后,我们描述了世界各地宪法法院的一些辅助权力的演变,这些权力既由宪法文本提供,也在实践中得到了运用。最后,我们推测在行使这些辅助权力时,立法和争端解决之间出现的紧张关系。
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来源期刊
CiteScore
1.40
自引率
6.20%
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期刊介绍: The Texas Law Review is a national and international leader in legal scholarship. Texas Law Review is an independent journal, edited and published entirely by students at the University of Texas School of Law. Our seven issues per year contain articles by professors, judges, and practitioners; reviews of important recent books from recognized experts, essays, commentaries; and student written notes. Texas Law Review is currently the ninth most cited legal periodical in federal and state cases in the United States and the thirteenth most cited by legal journals.
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