Should German Courts Prosecute Syrian International Crimes? Revisiting the “Dual Foundation” Thesis

IF 1.3 3区 哲学 Q3 ETHICS Ethics & International Affairs Pub Date : 2022-02-07 DOI:10.1017/S0892679421000666
Yuna Han
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Abstract

Abstract Should Germany be prosecuting crimes committed in Syria pursuant to universal jurisdiction (UJ)? This article revisits the normative questions raised by UJ—the principle that a state can prosecute serious international crimes such as genocide, crimes against humanity, and war crimes committed by foreigners outside of its territories—against the backdrop of increasing European UJ proceedings regarding Syrian conflict–related crimes, focusing on Germany as an illustrative example. While existing literature justifies UJ on the basis of universal prohibition of certain atrocities, this creates residual normative issues. Alternatively, this article applies the “two-tiered test” derived from the “dual foundation” thesis of the Eichmann judgment, in which the normative appropriateness of UJ is evaluated against both accounts of universal prohibition and the specific politics surrounding the prosecution. It contends that the large number of Syrian refugees in Germany means that Germany, in particular, should initiate Syrian conflict–related UJ proceedings to prevent continued harm and recognize the political agency of refugees. Ultimately, the article suggests UJ should normatively be thought of as a domestic, rather than international, political event.
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德国法院应该起诉叙利亚的国际罪行吗?重新审视“双重基础”理论
德国是否应该根据普遍管辖权(UJ)起诉在叙利亚犯下的罪行?本文回顾了UJ提出的规范性问题——一个国家可以起诉严重的国际罪行,如种族灭绝罪、危害人类罪和外国人在其领土以外犯下的战争罪的原则——在欧洲针对叙利亚冲突相关罪行的UJ诉讼日益增多的背景下,以德国为例。虽然现有文献在普遍禁止某些暴行的基础上为UJ辩护,但这产生了残留的规范问题。或者,本文采用了源自艾希曼判决的“双重基础”论题的“两层测试”,即根据普遍禁止的说法和围绕起诉的特定政治来评估UJ的规范性适当性。它认为,德国境内的大量叙利亚难民意味着德国尤其应该启动与叙利亚冲突有关的UJ程序,以防止持续伤害并承认难民的政治机构。最后,这篇文章建议,从规范上讲,UJ应该被视为一个国内的、而不是国际的政治事件。
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