Extended Nullstellensatz proof systems

J. Krajícek
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Abstract

For a finite set $\cal F$ of polynomials over fixed finite prime field of size $p$ containing all polynomials $x^2 - x$ a Nullstellensatz proof of the unsolvability of the system $$ f = 0\ ,\ \mbox{ all } f \in {\cal F} $$ in the field is a linear combination $\sum_{f \in {\cal F}} \ h_f \cdot f$ that equals to $1$ in the ring of polynomails. The measure of complexity of such a proof is its degree: $\max_f deg(h_f f)$. We study the problem to establish degree lower bounds for some {\em extended} NS proof systems: these systems prove the unsolvability of $\cal F$ by proving the unsolvability of a bigger set ${\cal F}\cup {\cal E}$, where set $\cal E$ may use new variables $r$ and contains all polynomials $r^p - r$, and satisfies the following soundness condition: -- - Any $0,1$-assignment $\overline a$ to variables $\overline x$ can be appended by an assignment $\overline b$ to variables $\overline r$ such that for all $g \in {\cal E}$ it holds that $g(\overline a, \overline b) = 0$. We define a notion of pseudo-solutions of $\cal F$ and prove that the existence of pseudo-solutions with suitable parameters implies lower bounds for two extended NS proof systems ENS and UENS defined in Buss et al. (1996/97). Further we give a combinatorial example of $\cal F$ and candidate pseudo-solutions based on the pigeonhole principle.
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扩展Nullstellensatz证明系统
对于大小为$p$的固定有限素数域上的多项式的有限集合$\cal F$,其中包含所有多项式$x^2 - x$,一个Nullstellensatz证明系统$$ f = 0\ ,\ \mbox{ all } f \in {\cal F} $$在该域中的不可解性是一个线性组合$\sum_{f \in {\cal F}} \ h_f \cdot f$,等于多项式环中的$1$。衡量这种证明的复杂程度就是它的程度:$\max_f deg(h_f f)$。我们研究了一些{\em扩展}NS证明系统的次下界的建立问题,这些系统通过证明一个更大集合${\cal F}\cup {\cal E}$的不可解性来证明$\cal F$的不可解性,其中集合$\cal E$可以使用新的变量$r$并且包含所有多项式$r^p - r$,并且满足以下稳健性条件:对变量$\overline x$的任何$0,1$赋值$\overline a$都可以通过对变量$\overline r$的赋值$\overline b$来附加,这样对于所有$g \in {\cal E}$都持有$g(\overline a, \overline b) = 0$。我们定义了$\cal F$伪解的概念,并证明了Buss et al.(1996/97)定义的两个扩展NS证明系统ENS和UENS具有合适参数的伪解的存在性意味着下界。进一步给出了一个基于鸽子洞原理的$\cal F$和候选伪解的组合例子。
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