The Burdens of Qualified Immunity: Summary Judgment and the Role of Facts in Constitutional Tort Law

Alan K. Chen
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引用次数: 3

Abstract

Individuals may file damages actions against public officials who violate their constitutional rights. The Supreme Court, however, has held that officials are entitled to qualified immunity from such actions if no reasonable official would have believed their conduct violated clearly established constitutional rights. This doctrine is largely driven by the goal of minimizing the social costs of constitutional tort litigation. This Article challenges the conventional understanding of qualified immunity, arguing that the Court has created an analytical paradox by promoting early pretrial resolution of qualified immunity claims on summary judgment, while simultaneously articulating the relevant legal directive as a reasonableness standard, which requires an inevitably fact-intensive inquiry. The Article argues that the confluence of this fact-based immunity standard and conventional summary judgment doctrine has burdened the federal courts and civil rights litigants in their comprehension and application of the doctrine in civil rights litigation. By disaggregating the distinct doctrinal components of qualified immunity and summary judgment, the Article illustrates how these two gatekeeping mechanisms create a confusing and self-contradictory doctrinal structure that makes pretrial resolution of immunity claims unlikely. Moreover, even where qualified immunity's factual nature does not entirely preclude summary resolution of constitutional tort claims, it substantially increases litigation costs, thus conflicting with the doctrine's central objective. The modest step of acknowledging qualified immunity's factual nature will lead to a clearer understanding of the doctrine and may promote a reconsideration of its benefits and burdens.
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条件豁免的负担:即决判决与事实在宪法侵权法中的作用
个人可以对侵犯其宪法权利的公职人员提起损害赔偿诉讼。然而,最高法院认为,如果没有一个理智的官员认为他们的行为侵犯了明确确立的宪法权利,官员有权对这种行为享有有条件的豁免。这一原则在很大程度上是由最小化宪法侵权诉讼的社会成本这一目标所驱动的。该条挑战了对有条件豁免的传统理解,认为法院促进审前及早解决即决判决的有条件豁免要求,同时将相关法律指示阐明为合理性标准,从而造成了一种分析性悖论,这必然需要进行大量事实调查。这种基于事实的豁免标准与传统的简易判决原则的融合给联邦法院和民事诉讼当事人在民事诉讼中对该原则的理解和应用带来了负担。通过分解有条件豁免和即决判决的不同理论组成部分,该条说明了这两种守门机制如何造成一种令人困惑和自相矛盾的理论结构,使豁免要求不可能得到审前解决。此外,即使有条件豁免的事实性质并不完全排除对宪法侵权索赔的即决解决,它也大大增加了诉讼费用,从而与该原则的中心目标相冲突。承认有条件豁免的事实性质这一小步将使人们更清楚地了解这一理论,并可能促使人们重新考虑其利益和负担。
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