Conventional acts and their normative consequences: controversies over the Poznań concept of conventional acts

Mikołaj Hermann
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Abstract

The concept of conventional acts is one of the foremost achievements of the Poznań School of Legal Theory. The aim of this paper is to resolve doubts concerning the relationships between constitutive rules and norms of conduct, whereby the norms bear on conventional acts in a twofold manner. On the one hand, they may regulate the performance of such acts and, on the other, attach normative consequences to a performed act, as a result of which the normative situation of certain entities changes. Focusing on the latter aspect, it was necessary to compile a catalogue of possible normative consequences and to decide whether such consequences are prerequisite if an act is to be qualified as conventional. The analysis warrants the conclusion that the existence of a conventional act does not depend on whether it entails normative consequences. The correlation between a conventional act and its normative consequences is not necessary, but merely functional, although its strength may vary. Also, it is likely that the confusion in this regard stems from the failure to distinguish between two types of effects which the acts in question produce, assuming that certain effects do in fact ensue. Specifically, one has to distinguish between an effect understood as the outcome of a conventional act and an effect understood as its normative consequence. It is presumed here that the effect of a conventional act is distinguished by a relevant constitutive rule, while any normative consequences following its performance should be approached only as a corollary of competence norms. Assuming that the relationship between constitutive rules and norms of conduct is functional enables the rules to be recognized as independent with respect to the norms. Furthermore, it also implies the need for two concepts of competence to be distinguished, namely conventional competence and normative competence.
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惯例行为及其规范性后果:关于波兹纳伊惯例行为概念的争议
惯例行为的概念是波兹纳斯法学理论学派最重要的成就之一。本文旨在解决关于构成规则与行为规范之间关系的疑问,即行为规范以双重方式对惯例行为起作用。一方面,它们可以规范此类行为的实施,另一方面,将规范性后果附加到已实施的行为上,从而使某些实体的规范性情况发生变化。针对后一个方面,有必要编制一份可能产生的规范性后果的目录,并决定一项行为要被认定为惯例行为,这种后果是否是先决条件。这一分析证实了这样的结论:一项惯例行为的存在并不取决于它是否会带来规范性后果。惯例行为与其规范性后果之间的相关性不是必要的,而仅仅是功能性的,尽管其强度可能有所不同。此外,这方面的混淆很可能是由于未能区分有关行为所产生的两种类型的影响,假设确实会产生某些影响。具体来说,我们必须区分被理解为常规行为结果的效果和被理解为规范后果的效果。这里假定惯例行为的效果由相关的构成规则加以区分,而其履行后的任何规范性后果应仅作为能力规范的必然结果来处理。假设构成规则和行为规范之间的关系是功能性的,就可以认为规则相对于规范是独立的。此外,它还意味着需要区分两种能力概念,即常规能力和规范能力。
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55
审稿时长
24 weeks
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