THE SOVIET BAR DURING THE GREAT PATRIOTIC WAR: THE ROLE OF A BARRISTER AND THE LIMITS OF THE POLITICALLY PERMISSIBLE IN CRIMINAL DEFENSE

A. Starkov
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Abstract

Based on the sources from the federal and regional archives of Russia, particularly on the materials of revisions of local bar associations by Peoples’ Commissariat of Justice, the reports of bar associations and the materials of disciplinary proceedings against guilty defenders, the article is devoted to the practices of the Soviet bar during the Great Patriotic War. The author analyzes some recordings of criminal trials that show strategies of defense. Considering personnel and organizational aspects of the Soviet bar existence, the author pays attention to the professional and political qualities of Soviet lawyers, as the Soviet government tried to form them during the Great Patriotic war. That period was the beginning of the development of a new system of the Soviet bar, since its new legal and organizational grounds had been established in 1938–1939 after the adoption of the new Stalin’s Constitution. Despite the viewpoint of some historians that, under Stalin, the Soviet bar played an exclusively formal role in legal proceedings, the archival sources show that the Soviet authorities did not try to form defenders as passive observers on trial. On the contrary, Peoples’ Commissariat of Justice required them to participate in the proceedings actively and stubbornly. From the point of view of the Soviet power, a “prompt” Soviet advocate ought to have general and legal literacy and special moral, political and ideological consciousness into “socialist legality” line. However, in practice, the government faced serious personnel problems: the educational level of lawyers was low and the number of communists among them decreased dramatically because of the war. The active defense of a bar member in court often led to disciplinary proceedings against the advocate, in particular after defending those accused of counter-revolutionary crimes. At these trials, the defenders were faced with the need to challenge accusations of disloyalty to the Soviet government and could themselves be accused of anti-Soviet activities. Most advocates decided to be inactive during political trials (but such passiveness often caused disciplinary penalties toward a bar member). One of the most common defense strategies was to ask for mercy for the accused. Only a few advocates risked challenging the political accusations. The defenders were much more willing to present their arguments in their appeals to the Supreme Courts of the RSFSR and the USSR, which were probably considered by the defenders to be more objective and competent. In conclusion, the author assumes that the role of the Soviet bar in wartime was not exclusively formal, and the authorities sought to make it an additional institution for maintaining “socialist legality” and socio-political status quo during the war. However, the intension did not mean the desire of the Soviet power to make an advocate a real defender of citizens' rights.
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卫国战争时期的苏联律师:律师在刑事辩护中的作用与政治允许的限度
本文根据来自俄罗斯联邦和地区档案的资料,特别是根据人民司法委员会对地方律师协会的修订材料、律师协会的报告和对有罪辩护人的纪律诉讼材料,专门论述了苏联律师在卫国战争期间的做法。笔者分析了一些显示辩护策略的刑事审判笔录。考虑到苏联律师存在的人员和组织方面,作者关注苏联律师的专业素质和政治素质,因为苏联政府在卫国战争期间试图培养他们。这段时期是苏联律师新体系发展的开端,因为新的法律和组织基础是在1938-1939年斯大林新宪法通过后建立起来的。尽管一些历史学家认为,在斯大林的统治下,苏联律师在法律诉讼中只扮演正式角色,但档案资料显示,苏联当局并没有试图让辩护人在审判中充当被动的旁观者。相反,人民司法委员会要求他们积极而顽强地参与诉讼。从苏维埃政权的观点来看,一个“及时”的苏维埃维护者应该具有一般的法律素养和对“社会主义法制”路线的特殊的道德、政治和思想意识。然而,在实践中,政府面临着严重的人事问题:律师的教育水平低,其中共产党人的数量因战争而急剧减少。律师在法庭上的积极辩护常常导致对辩护律师的纪律处分,特别是在为那些被控反革命罪的人辩护之后。在这些审判中,辩护人面临着挑战对苏联政府不忠指控的需要,他们自己也可能被指控从事反苏活动。大多数律师决定在政治审判期间不采取行动(但这种被动往往会导致对律师协会成员的纪律处罚)。最常见的辩护策略之一是请求宽恕被告。只有少数倡导者冒险挑战这些政治指控。辩护人更愿意在向俄罗斯联邦社会主义共和国和苏联最高法院上诉时提出他们的论点,辩护人可能认为最高法院更客观、更有能力。最后,作者认为,苏联律师协会在战时的作用并不完全是正式的,当局试图使其成为在战争期间维持“社会主义合法性”和社会政治现状的额外机构。然而,这种意图并不意味着苏维埃政权希望将一个倡导者变成公民权利的真正捍卫者。
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