The European Commission’s Handling of Non-priority Antitrust Complaints: An Empirical Assessment

IF 0.7 Q2 LAW World Competition Pub Date : 2022-06-01 DOI:10.54648/woco2022010
B. Van Rompuy
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Abstract

The Union legislature and courts leave the European Commission a wide discretion in dealing with antitrust complaints submitted to it. The principal external constraint is that if the Commission chooses not to pursue a formal complaint, it must reject it by means of a reasoned decision, which may be subject to judicial review. But the Commission’s administrative discretion is primarily structured and confined by self-imposed rules and principles. Most of these were introduced or formalized when Regulation 1/2003 was adopted and were intended to incentivize complainants to inform the Commission about potential infringements of the EU antitrust rules. This article maps the precise boundaries of the Commission’s discretion to shelve non-priority antitrust complaints and subsequently examines how the Commission operates within that discretionary space. The empirical analysis is based on a unique dataset of all the rejection decisions the Commission adopted between 2009 and 2021, many of which were uncovered and obtained through access to documents requests. It reveals certain discrepancies between the stated rules and principles governing its treatment of complaints and their implementation in practice, which have the clear potential to undermine the incentives the current complaint handling system sought to create for the filing of formal complaints. antitrust, European Commission, complaints, complainant, prioritization, rejection, enforcement, discretion, priority setting
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欧盟委员会对非优先反垄断投诉的处理:一项实证评估
欧盟立法机构和法院在处理提交给欧盟委员会的反垄断投诉时给予了它广泛的自由裁量权。主要的外部限制是,如果委员会选择不追究正式申诉,它必须以合理的决定予以驳回,这一决定可能受到司法审查。但是,委员会的行政裁量权主要是由自我强加的规则和原则构成和限制的。其中大多数是在第1/2003号法规通过时引入或正式确定的,旨在激励投诉人向欧盟委员会通报可能违反欧盟反垄断规则的行为。本文绘制了委员会搁置非优先反垄断投诉的自由裁量权的精确边界,并随后研究了委员会如何在该自由裁量权范围内运作。实证分析基于一个独特的数据集,该数据集包含了委员会在2009年至2021年期间通过的所有拒绝决定,其中许多决定是通过查阅文件请求获得的。它揭示了规定的处理申诉的规则和原则与实际执行情况之间的某些差异,这显然有可能破坏目前的申诉处理制度为提出正式申诉而设法建立的奖励机制。反垄断,欧盟委员会,投诉,投诉者,优先排序,拒绝,执行,自由裁量权,优先设置
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来源期刊
CiteScore
0.90
自引率
25.00%
发文量
18
期刊介绍: Information not localized
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