保护、尊重、补救和参与:Ruggie框架的“新治理”课程

Tara J. Melish, E. Meidinger
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引用次数: 23

摘要

这篇文章讲述了哈佛大学教授约翰·杰拉德·鲁吉(John Gerard Ruggie)作为首任联合国秘书长人权与跨国公司问题特别代表(SRSG)的工作遗产,这是他在2005年至2011年期间担任的联合国任务。在这篇文章中,我们询问了Ruggie教授作为特别代表认可的解决商业环境中侵犯人权问题的概念和政策框架的理论基础,并询问如果Ruggie和他的团队从新的治理或新的问责制角度来处理这项任务,是否会产生一个概念上和操作上更有效的框架。在将Ruggie的工作置于制度转型的社会学制度主义视角之后,我们描述了新治理方法为构建有效的治理和问责制度提供的关键见解——包括扩大利益相关者参与,增加新的非传统过程来让社会行动者承担责任,以及协调在促进跨部门和个人治理实体的学习和实验中的作用。考虑到这些见解,我们得出结论,如果增加第四个“参与”支柱,Ruggie的“保护、尊重和补救”框架将得到显著加强。这一支柱将承认民间社会行为体在当今各级全球治理中发挥的关键作用,重要的是,它将为这些行为体坚持直接参与监测、执行和实施影响在商业环境中享有人权的各种政策和做法提供坚实的规范基础。
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Protect, Respect, Remedy and Participate: ‘New Governance’ Lessons for the Ruggie Framework
This piece addresses the legacy of Harvard Professor John Gerard Ruggie’s work as the first UN Special Representative to the Secretary General (SRSG) on the issue of human rights and transnational corporations, a UN mandate he held from 2005-2011. In it, we interrogate the theoretical underpinnings of the conceptual and policy framework for addressing human rights abuse in the business context that Professor Ruggie has endorsed as SRSG and query whether a conceptually and operationally more effective framework might have been produced had Ruggie and his team approached the task from a new governance or new accountability perspective. After situating Ruggie’s work within a sociological institutionalist perspective to system transformation, we describe the key insights offered by new governance approaches for the construction of effective governance and accountability regimes – including those of expanded stakeholder participation, the addition of new kinds of non-traditional processes for holding social actors to account, and the role of orchestration in promoting learning and experimentation across sectors and individual governance entities. Taking these insights into account, we conclude that Ruggie’s “Protect, Respect, and Remedy” framework would have been significantly strengthened by the addition of a fourth “Participation” pillar. That pillar would have acknowledged the critical role that civil society actors play at all levels of global governance today and, importantly, provided a firm normative foundation for such actors to insist on direct participation in the monitoring, enforcement, and implementation of the diverse array of policies and practices that affect the enjoyment of human rights in the business context.
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