从摇篮到边境:美国危险废物出口条例和国际法

Lisa T. Belenky
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引用次数: 9

摘要

本文探讨了目前美国在《资源保护与回收法》(RCRA)和相关条约下对危险废物跨境运输和出口的监管法律。本文试图在当前国际协定的背景下,理清包括成文法、普通法和已批准条约在内的国内法的重叠部分。此外,本文还考察了《外国人侵权索赔法》(ATCA)所提供的法律救济,以及因出口危险废物违反美国法律或适用条约而受到损害的外国人原告可能使用的法律救济。该论文的核心观点是,RCRA提供的豁免旨在鼓励某些废物的回收和再利用,但却造成了一个漏洞,允许许多类型的有毒废物在没有任何监管、数据收集或监测的情况下出口。此外,这些“豁免废物”在出口时没有任何保证,这些废物将被回收或重新使用,或以对环境负责的方式处置。从这一漏洞溜走的废物包括:含有腐蚀性酸和铅的汽车电池;钢铁生产产生的K061废料可能含有高浓度的有毒重金属,可能在没有监管的情况下出口用于化肥。从本质上讲,《区域区域管制法》提供的现行监管结构并不能确保所有国内产生的危险废物在越过边界后以对环境负责的方式得到回收、再利用或处置。接下来,该文件探讨了经济合作与发展组织(经合发组织)和《控制危险废物越境转移及其处置巴塞尔公约》(巴塞尔公约)的作用。美国虽然是经济合作与发展组织(OECD)的成员国,但加拿大、墨西哥、欧盟(eu)等120多个国家都加入了《巴塞尔公约》,但美国并没有批准该公约。由于美国目前的出口惯例和规定不符合《巴塞尔协议》,而经合组织的规定又不那么严格,作为《巴塞尔协议》缔约方的美国贸易伙伴越来越难以遵守《公约》。
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Cradle to Border: U.S. Hazardous Waste Export Regulations and International Law
This paper explores current U.S. law regulating the transboundary shipment and export of hazardous waste, under both the Resource Conservation and Recovery Act (RCRA) and applicable treaties. The paper attempts to untangle the overlapping strands of domestic law, including statutes, common law and ratified treaties, in the context of current international agreements. In addition, the paper examines the legal remedies provided by the Alien Tort Claims Act (ATCA) and its potential use by alien plaintiffs harmed by hazardous waste exported in violation of U.S. law or applicable treaties. The central insight of the paper is that the exemptions provided by RCRA, that were designed to encourage recycling and reuse of certain wastes, have created a loophole that allows many types of toxic waste to be exported without any regulation, data collection, or monitoring. Further, these "exempt wastes" are exported without any assurance that the wastes will be recycled or reused, or alternatively, disposed of in environmentally responsible manner. Examples of the kinds of wastes that slip through this loophole include: car batteries that contain corrosive acids and lead; and K061 waste from steel manufacturing that may contain high levels of toxic heavy metals and may be exported for use in fertilizer without regulation. In essence, the current regulatory structure provided by RCRA does not ensure that all domestically generated hazardous waste is recycled, reused or disposed of in an environmentally responsible manner once it crosses the border. The paper next looks at the role of the Organization for Economic Cooperation and Development (OECD) and the Basel Convention on the Control of Transboundary Movements of Hazardous Waste and Their Disposal (Basel). The U.S. is a member of OECD but has not ratified Basel despite the fact that over 120 other counties are parties to the Convention, including Canada, Mexico, and the countries of the European Union. Because current U.S. export practices and regulations are not in compliance with Basel, and OECD rules are less stringent, it is becoming increasingly difficult for those U.S. trading partners who are parties to Basel to comply with the Convention.
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