宪法权威的矛盾

Neil Walker
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引用次数: 5

摘要

本文通过参考宪法思想和实践中一些根深蒂固的矛盾,重新审视了后国家或世界主义宪政的性质和可行性问题,以及与以国家为中心的宪政相比,它的优点。第一个是关于宪政的结构维度,特别是作为一个整体成就的宪政与作为一个可分解的成就的宪政之间的紧张关系,前者的特征嵌入到特定的政体中,从而形成一个不可分割的整体,后者能够从特定政体中抽象出来,并且在其抽象形式中可以分离成各种一般属性。二是宪政的伦理维度;更具体地说,一种特殊的、以政体为中心的理解与一种普遍的、超越政体的理解之间的紧张关系,这种理解赋予宪法安排、原则和学说以意义和价值。第三个问题涉及宪政的功能方面,特别是地方自治和司法权之间的紧张关系,即优先考虑治理能力的宪法价值概念与强调对公共权力的限制的重要性的宪法价值概念之间的紧张关系。第四个也是最后一个二律背反涉及到宪政的社会文化维度,特别是作为对已经确立的政治存在方式的表达和投资的宪政与作为进步蓝图——一个面向未来的政治共同体项目之间的紧张关系。本文展示了国家宪政是如何在这四个维度的竞争力量之间寻求平衡的,或多或少取得了成功。相比之下,后国家立宪主义倾向于掩盖立宪主义的反律结构,并在每个方面采取片面的做法,强调抽象和分解、普遍主义、管辖权和投射,而不是更有文化基础的替代方案。这种趋势有多普遍和不可避免,对跨国宪法主张的合法性会产生什么后果?
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The antinomies of constitutional authority
The paper revisits the question of the nature and viability of a post-state or cosmopolitan constitutionalism, and of its merits in comparison to state-centred constitutionalism, by reference to a number of deep-rooted antinomies within constitutional thought and practice. The first concerns the structural dimension of constitutionalism, in particular the tension between constitutionalism as an integrated achievement, its features embedded in the specific polity so as to form an indivisible whole, and constitutionalism as a disaggregable achievement, capable of abstraction from the particular polity and, in its abstract form, separable into various generic attributes. The second concerns the ethical dimension of constitutionalism; more specifically the tension between a particular and polity-centred and a universal and polity-transcending understanding of what lends meaning and value to constitutional arrangements, principles and doctrines. The third concerns the functional dimension of constitutionalism, and in particular the tension between gubernaculum and jurisidictio – between a conception of constitutional value that accords priority to governing capacity and one that stresses the importance of constraints upon public power. The fourth and last antinomy concerns the socio-cultural dimension of constitutionalism, and in particular the tension between constitutionalism as the expression of and investment in an already established political way of being, and constitutionalism as a blueprint for progress – a future-oriented project of political community. The paper shows how state constitutionalism has sought, with greater or less success, to find a balance between the contending forces within these four dimensions. Post-national constitutionalism, in contrast, tends to gloss over the antinomic structure of constitutionalism and to take a one-sided approach within each dimension, emphasising abstraction and disaggregation, universalism, jurisdiction and projection against their more culturally grounded alternatives. How prevalent and unavoidable is this tendency, and with what consequences for the legitimacy of transnational constitutional claims?
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