{"title":"欧洲民主基金会在一厢情愿和现实之间:灵活和非官僚主义?","authors":"Julia Leininger, Solveig Richter","doi":"10.2139/ssrn.2480126","DOIUrl":null,"url":null,"abstract":"In June 2012 the EU set up the European Endowment for Democracy (EED) with the aim of supporting prodemocracy actors and of doing so quickly, flexibly, unbureaucratically and audaciously. But wishful thinking and reality are still separated by a wide gap: first, integrating all relevant EU institutions and Member States in the decision-making structures of the EED might hinder flexible action. Second, what the EED is seeking to achieve, actor-centred democracy promotion in complex situations of radical change, is a highly risky venture. Third, it is unclear how the EED is to complement existing EU instruments with similar tasks and how the fragmentation of funding structures can be avoided. Against this background, the effectiveness of the EED is contested. To ensure that the Endowment has a positive impact, numerous key questions have yet to be answered, since the Statutes are very vague in many places. It is for the Board of Governors, which will probably meet in September 2012 for the first time, to decide what form the strategic and operational decision-making and allocation procedures should take. Only if the EED is able to take political action flexibly and the continuation of its activities in a target country in the long term is guaranteed by other EU institutions or Member States can it represent a genuine added value for European democracy promotion. For this the following aspects are of relevance: 1. Flexibility of procedures: If bureaucratic decision making processes are to be avoided, it would be advisable for the Board of Governors to exercise restraint in the EED’s operational activities and to confine itself to the EED’s strategic orientation. The future Executive Director will have a key role to play in this respect. 2. Support rather than control: The Member States should either be more generous with their voluntary contributions to the EED or not use their voting rights in the Board of Governors. The more financial room for manoeuvre and political backing the EED receives, the more flexibly it will actually be able to act. 3. Contextual sensitivity: Compared to the European Instrument for Democracy and Human Rights (EIHDR) and the EU Civil Society Facility, the EED will be able to add value if it cooperates closely with experienced non-governmental democracy promoters in the target country and joins with them in identifying shortcomings in the assistance provided. 4. Long-term promotion: The EED’s establishment should not result in the allocation of resources to actorcentred measures at the expense of an institutionally aligned policy. They may have no effect at all or even counterproductive effects if they are not backed by a clear political strategy. From the outset, ways of ensuring long-term follow-up assistance, through EU instruments as the EIDHR, should therefore be sought. 5. Reform of the EIDHR: It is crucial to continue the planned reform of the EIDHR on which work has already begun. 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But wishful thinking and reality are still separated by a wide gap: first, integrating all relevant EU institutions and Member States in the decision-making structures of the EED might hinder flexible action. Second, what the EED is seeking to achieve, actor-centred democracy promotion in complex situations of radical change, is a highly risky venture. Third, it is unclear how the EED is to complement existing EU instruments with similar tasks and how the fragmentation of funding structures can be avoided. Against this background, the effectiveness of the EED is contested. To ensure that the Endowment has a positive impact, numerous key questions have yet to be answered, since the Statutes are very vague in many places. It is for the Board of Governors, which will probably meet in September 2012 for the first time, to decide what form the strategic and operational decision-making and allocation procedures should take. Only if the EED is able to take political action flexibly and the continuation of its activities in a target country in the long term is guaranteed by other EU institutions or Member States can it represent a genuine added value for European democracy promotion. For this the following aspects are of relevance: 1. Flexibility of procedures: If bureaucratic decision making processes are to be avoided, it would be advisable for the Board of Governors to exercise restraint in the EED’s operational activities and to confine itself to the EED’s strategic orientation. The future Executive Director will have a key role to play in this respect. 2. Support rather than control: The Member States should either be more generous with their voluntary contributions to the EED or not use their voting rights in the Board of Governors. The more financial room for manoeuvre and political backing the EED receives, the more flexibly it will actually be able to act. 3. Contextual sensitivity: Compared to the European Instrument for Democracy and Human Rights (EIHDR) and the EU Civil Society Facility, the EED will be able to add value if it cooperates closely with experienced non-governmental democracy promoters in the target country and joins with them in identifying shortcomings in the assistance provided. 4. Long-term promotion: The EED’s establishment should not result in the allocation of resources to actorcentred measures at the expense of an institutionally aligned policy. They may have no effect at all or even counterproductive effects if they are not backed by a clear political strategy. From the outset, ways of ensuring long-term follow-up assistance, through EU instruments as the EIDHR, should therefore be sought. 5. Reform of the EIDHR: It is crucial to continue the planned reform of the EIDHR on which work has already begun. 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引用次数: 5
摘要
2012年6月,欧盟成立了欧洲民主基金会(European Endowment for Democracy, EED),旨在支持亲民主的行动者,并迅速、灵活、不官僚、大胆地支持他们。但是,一厢情愿的想法和现实之间仍然存在巨大的差距:首先,将所有相关的欧盟机构和成员国纳入EED的决策结构可能会阻碍灵活的行动。其次,在激进变革的复杂局势中,EED寻求实现以行动者为中心的民主促进,这是一项高风险的尝试。第三,目前尚不清楚EED如何以类似的任务补充现有的欧盟工具,以及如何避免资金结构的分散。在此背景下,人们对EED的有效性提出了质疑。为了确保捐赠基金产生积极的影响,许多关键问题尚未得到回答,因为章程在许多地方非常模糊。将由理事会决定战略和业务决策及分配程序应采取何种形式,理事会可能将于2012年9月举行首次会议。只有经济发展委员会能够灵活地采取政治行动,并且它在一个目标国家的长期活动得到其他欧盟机构或成员国的保证,它才能成为促进欧洲民主的真正附加价值。为此,以下几个方面是相关的:程序的灵活性:如果要避免官僚决策过程,建议理事会对EED的业务活动进行约束,并将其自身限制在EED的战略方向上。未来的执行主任将在这方面发挥关键作用。2. 支持而非控制:成员国要么更慷慨地向发展基金提供自愿捐款,要么不使用其在理事会中的投票权。EED获得的财政回旋空间和政治支持越多,它的实际行动就越灵活。3.背景敏感性:与欧洲民主和人权工具(EIHDR)和欧盟公民社会基金相比,如果EED与目标国家经验丰富的非政府民主促进者密切合作,并与他们一起确定所提供援助的不足之处,它将能够增加价值。4. 长期促进:环境评估署的设立不应导致资源分配到以行为者为中心的措施上,而牺牲了与制度一致的政策。如果没有明确的政治战略支持,它们可能根本没有效果,甚至适得其反。因此,从一开始,就应该寻求通过欧洲联盟的文书,如《欧洲卫生条例》,确保长期后续援助的方法。5. 《国际卫生报告》的改革:至关重要的是继续按计划进行《国际卫生报告》的改革,这项工作已经开始。毕竟,它的缺点不会仅仅通过建立一个新的机构而消除。
The European Endowment for Democracy between Wishful Thinking and Reality: Flexible and Unbureaucratic?
In June 2012 the EU set up the European Endowment for Democracy (EED) with the aim of supporting prodemocracy actors and of doing so quickly, flexibly, unbureaucratically and audaciously. But wishful thinking and reality are still separated by a wide gap: first, integrating all relevant EU institutions and Member States in the decision-making structures of the EED might hinder flexible action. Second, what the EED is seeking to achieve, actor-centred democracy promotion in complex situations of radical change, is a highly risky venture. Third, it is unclear how the EED is to complement existing EU instruments with similar tasks and how the fragmentation of funding structures can be avoided. Against this background, the effectiveness of the EED is contested. To ensure that the Endowment has a positive impact, numerous key questions have yet to be answered, since the Statutes are very vague in many places. It is for the Board of Governors, which will probably meet in September 2012 for the first time, to decide what form the strategic and operational decision-making and allocation procedures should take. Only if the EED is able to take political action flexibly and the continuation of its activities in a target country in the long term is guaranteed by other EU institutions or Member States can it represent a genuine added value for European democracy promotion. For this the following aspects are of relevance: 1. Flexibility of procedures: If bureaucratic decision making processes are to be avoided, it would be advisable for the Board of Governors to exercise restraint in the EED’s operational activities and to confine itself to the EED’s strategic orientation. The future Executive Director will have a key role to play in this respect. 2. Support rather than control: The Member States should either be more generous with their voluntary contributions to the EED or not use their voting rights in the Board of Governors. The more financial room for manoeuvre and political backing the EED receives, the more flexibly it will actually be able to act. 3. Contextual sensitivity: Compared to the European Instrument for Democracy and Human Rights (EIHDR) and the EU Civil Society Facility, the EED will be able to add value if it cooperates closely with experienced non-governmental democracy promoters in the target country and joins with them in identifying shortcomings in the assistance provided. 4. Long-term promotion: The EED’s establishment should not result in the allocation of resources to actorcentred measures at the expense of an institutionally aligned policy. They may have no effect at all or even counterproductive effects if they are not backed by a clear political strategy. From the outset, ways of ensuring long-term follow-up assistance, through EU instruments as the EIDHR, should therefore be sought. 5. Reform of the EIDHR: It is crucial to continue the planned reform of the EIDHR on which work has already begun. After all, its shortcomings will not be eliminated simply by the establishment of a new institution.