安理会作为世界立法者?一个不断扩张的世界大国的理论、实践和后果

Axel Marschik
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引用次数: 5

摘要

在20世纪90年代,联合国安理会增加了新的职能和责任:管理领土,建立法庭审判犯有战争罪的个人,划定边界,决定赔偿问题,并确定具有重要司法意义的事实。本文审议了有关决议,但认为,直到2001年,这些活动都与旨在恢复和平与秩序的特定领土的国际冲突直接相关。安理会第1373(2001)号决议规定了在反恐领域的一般和抽象义务,根据《宪章》第七章,这些义务对所有国家立即具有约束力。虽然这样的立法行为可能被认为是一种失常,但各国对SC-1373的接受,以及当前的政治动态,促使安理会更多地参与这种普遍适用的非地方性立法。关于所有国家在大规模杀伤性武器问题上的义务的第1540(2004)号决议引起了更为激烈的反应。本文分析了这两项决议的影响,并认为这种趋势的继续可能对国际法的建立产生重大影响。传统上,国家有选择是否愿意受规范约束的自由:它们可以选择不签署条约,也可以坚持反对习惯的形成。国际法的创建也依赖于制定规范的国家法律平等的原则。安理会通过《宪章》第七章制定的一般立法取代了这两项原则。本文评估了立法会立法的利弊,以及对潜在问题可能采取的补救措施。
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The Security Council as World Legislator?: Theory, Practice and Consequences of an Expanding World Power
In the 1990s the UN Security Council accreted new functions and responsibilities: to administer territories, establish tribunals to try individuals for war crimes, delineate borders, decide on questions of compensation, and determine juridically-salient facts. This paper considers the relevant resolutions, but argues that until 2001, these activities were linked directly to a territorially-specific international conflict aimed at restoring peace and order. With SC-Resolution 1373(2001) the Security Council created general and abstract obligations in the field of counter-terrorism that, under Chapter VII of the Charter, are immediately binding on all States. While one such legislative act could be considered an aberration, the acceptance of SC-1373 by the states, and the prevailing political dynamic, has prompted the Council to engage in more of this generally-applicable non-localized law-making. Resolution 1540 (2004) on obligations of all states concerning weapons of mass destruction, has provoked much more intense reactions. This paper analyzes the implications of these two resolutions, and argues that continuation of this trend may have significant consequences for the creation of international law. Traditionally, states have the freedom to choose whether they wish to be bound by a norm: they can choose not to sign treaties or they can persistently object to the formation of custom. The creation of international law also relies on the principle of legal equality of the states creating the norm. General legislation by the Council via Chapter VII of the Charter supersedes both these principles. This paper assesses advantages and disadvantages of such lawmaking by the Council as well as possible remedies for potential problems.
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