美国普通法和司法机构的意志作为其约束力的来源

A. Grin'ko, K. Zharinov
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摘要

先例原则被认为是美国法律体系的固有组成部分,这引发了关于其约束力的来源和性质的长期讨论。学者们不断地研究普通法和成文法之间的关系,特别是作为其最高形式的美国宪法。一些作者考虑到在宪法的通俗语言中没有“从命原则”的原则,倾向于认为普通法不包括在国家的最高法律中,因此,法官应该根据自己的自由裁量权遵循普通法。另一些人则认为,先例原则是由开国元勋们在结构和对关键术语的理解中隐含的,从而使其对司法具有约束力。本文试图提出解决这一问题的另一种方法。考虑到法律约束力的性质及其归属于法律原则的方法(基于最近的判例法),我们得出结论,“从命原则”的强制性地位来源于司法机关的意志,而不是人民或立法机关的意志。是司法界决定将先例视为对他们每个人都有约束力的先例。这一事实使第三方相信,这种先例将适用于潜在的诉讼,因此,按照它行事。所宣布的结论得到对诸如上诉审查和司法纪律程序等法律机制的审查的支持,这些法律机制不论个人的主观态度如何都能执行原则- -这是规则具有约束力的必要条件。这些发现表明,进一步审查成文法作为普通法的来源似乎是不切实际的,更合理的做法是关注司法机构的作用,以及他们将来执行“先看后决”原则的意愿。
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The American common law and the will of the judiciary as a source of its binding force
The doctrine of precedent being recognized as an inherent part of the American legal system provokes a permanent discussion about the sources and nature of its binding force. The scholars continually examine the correlation between common and written law, especially, the U.S. Constitution as its paramount form. Some authors given the absence of stare decisis doctrine in the plain language of the Constitution tend to believe that common law is not included in the supreme law of the land and therefore, judges should follow it as a matter of their discretion. Others suppose that the doctrine of precedent was implied by the Founders in the structure and understandings of key terms that makes it binding on the judiciary. This Article attempts to suggest another approach to such problem. Considering the nature of binding force and the methods of its attribution to a legal doctrine (basing on the recent case-law) we conclude that the obligatory status of the stare decisis doctrine derives from the will of the judiciary rather than people or the legislature. It is the judicial community who decided to treat a precedent as binding on each of them. This fact makes third parties believe that such a precedent would be applied in case of potential proceedings and therefore, act in accordance with it. The declared conclusion is supported by the examination of such legal mechanisms as appellate review and judicial discipline process which enforce the doctrine regardless of one’s subjective attitude – that is essential for a rule to be binding. These findings suggest that further examination of written law as a source of common law seems to be impractical and it would be more reasonable to focus on the role of the judiciary and their willingness to enforce the stare decisis doctrine in future.
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