历史基础与法律上层建筑

Michele Tedeschini
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摘要

由于国际刑法经历了无休止的危机,一些评论人士对其是否适合应对大规模暴行事件表示怀疑。本章从历史的角度讨论国际刑法的必要性问题,重新审视整个事业似乎濒临崩溃的时刻:Duško塔迪奇1995年对前南斯拉夫问题国际刑事法庭(前南问题国际法庭)管辖权的挑战。在Susan Marks著名的上诉之后,该分析试图解读导致前南问题国际法庭审判分庭和上诉分庭驳回上述挑战的推理的偶然性和必要性。然后,它声称法官的方法可以通过皮埃尔·布迪厄(Pierre Bourdieu)的“习惯”(habitus)概念来解释,即内化的历史使个人倾向于某些选择,远离其他选择。但是,即使当特定主体的行为处于危险之中时,使用习惯作为解释工具,也会不断将方向转向结构问题。因此,在像塔迪奇挑战这样毫无根据的裁决的情况下,国际法被要求对它所支持的实践的基础发表意见,结构对结果的决定似乎比人的机构所起的作用大得多。然而,注意到任何分析概念都是一个作者的结构——包括偶然性和必要性,代理和结构——本章通过对自己的发现提出问题来结束,并提醒学者们历史调查固有的政治责任。
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Historical Base and Legal Superstructure
As international criminal law lives through an endless crisis, some commentators cast doubt on its suitability to confront episodes of mass atrocity. This chapter addresses the question of international criminal law’s necessity from a historical perspective, revisiting a moment in which the whole enterprise seemed on the verge of collapsing: Duško Tadić’s 1995 challenge to the jurisdiction of the International Criminal Tribunal for the former Yugoslavia (ICTY). Following out Susan Marks’s famous appeal, the analysis attempts to read both contingency and necessity into the reasoning which led the ICTY Trial and Appeals chambers to dismiss said challenge. It then claims that the judges’ approach can be interpreted through the lens of Pierre Bourdieu’s notion of habitus, internalised history orienting individuals towards certain choices and away from others. But even when the behaviour of specific agents is at stake, using the habitus as an explanatory tool keeps redirecting towards questions of structure. Accordingly, it appears that in instances of groundless adjudication like the Tadić challenge, where international law is called to pronounce on the foundations of the very practices it supports, structure determines outcomes much more than human agency does. Yet, noting that any analytical concept is an authorial construct—including contingency and necessity, agency and structure—the chapter concludes by problematising its own findings, and by reminding scholars of the political responsibility intrinsic to historical inquiry.
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