照看恐怖分子:国家应该为未能防止跨境袭击负严格责任吗?

V. Proulx
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引用次数: 27

摘要

9/11永远地改变了世界:这句话现在被认为是陈词滥调,但就国际法而言却是准确的。2001年在阿富汗的军事行动同样震惊了法律界,并将国际国家责任问题推向了学术辩论的前沿。自9/11以来,有很多关于美国在阿富汗行动合法性的文章,特别强调使用武力的参数和相应的战争法的转变。不幸的是,国家对未能阻止恐怖袭击负有间接责任的确切问题至今仍有些难以捉摸。在本文中,鉴于文献和法学在这个问题上远非决定性的,我打算描述这种间接责任的具体制度的参数。虽然在这个问题上几乎没有达成共识,但人们普遍认识到,东道国有绝对义务防止从其领土发出的恐怖袭击。然而,无论是在法律内容还是在政策方面,这种预防义务的轮廓问题都要大得多。我的分析首先简要概述了直接/间接责任二分法,并介绍了国际法中的归因概念。本文的第一个目标是追溯针对恐怖主义的间接国家责任的现代演变,特别是自贝鲁特袭击以来。在这样做的过程中,鲍维特教授关于20世纪60年代以色列报复和使用武力的研究,以及一些历史记载,被认为是一个起点。其次,我指出国际法向间接国家责任模式的重大转变,最近的安理会和国家实践证明了这一点。三个关键的发展有助于我确定这一演变:贝鲁特袭击后的法理学,包括尼加拉瓜、德黑兰和塔迪奇案的判决,国际刑事法院2001年通过的《国家对国际不法行为的责任条款草案》,以及美国领导的阿富汗军事行动。最后,我得出结论,归因的概念应该从现代恐怖主义背景下的国家责任方程式中完全剔除。在将国内产品责任范式类比于反恐战争之后,我建议在评估庇护国家的责任时实施两层严格责任模型。这种讨论弥漫着维护主权与有效打击恐怖主义之间的紧张关系,最终导致对预防义务的探讨。
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Babysitting Terrorists: Should States Be Strictly Liable for Failing to Prevent Transborder Attacks?
9/11 changed the world forever: a phrase that is now considered cliche but nonetheless accurate with regard to international law. The 2001 military campaign in Afghanistan equally shocked the legal community and propelled the issue of international state responsibility to the forefront of academic debate. Since 9/11, much has been written on the legality of U.S. action in Afghanistan, with particular emphasis on the parameters of the use of force and the corresponding shift in the law of jus ad bellum. Unfortunately, the precise question of indirect state responsibility for failing to prevent terrorist attacks remains somewhat elusive to this day. In this article, I purport to delineate the parameters of this specific regime of indirect responsibility, given that the literature and jurisprudence are far from dispositive on the matter. Although little consensus has been achieved on this issue, it is widely recognized that host-states have a categorical obligation to prevent terrorist attacks emanating from their territory. However, the contours of this obligation of prevention are far more problematic, both in terms of legal content and policy. My analysis commences with a brief overview of the direct/indirect responsibility dichotomy, along with a presentation of the concept of attribution in international law. The first objective of the article is to trace the modern evolution of indirect state responsibility vis-a-vis terrorism, especially since the Beirut raid. In doing so, Professor Bowett's work on Israeli reprisals and use of force in the 1960s, along with several historical accounts, are considered as a starting point. Secondly, I identify a significant shift in international law towards a model of indirect state responsibility, evidenced by recent Security Council and state practice. Three pivotal developments assist me in ascertaining this evolution: the post-Beirut raid jurisprudence, which includes the Nicaragua, Tehran, and Tadic decisions, the ILC's adoption of the Draft articles on the Responsibility of States for Internationally Wrongful Acts in 2001, and the U.S.-led military campaign in Afghanistan. Finally, I conclude that the concept of attribution should be excised altogether from the equation of state responsibility in the context of modern terrorism. After analogizing the domestic products liability paradigm to the war on terror, I propose the implementation of a two-tiered strict liability model in assessing the responsibility of sanctuary states. The discussion, which is pervaded by a tension between upholding sovereignty and combating terrorism efficiently, ultimately leads to the exploration of the obligation of prevention.
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