重新思考现代科学时代的专利资格

Peter S. Menell, Jeffrey A. Lefstin
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摘要

正如联邦巡回法院在CLS Bank诉Alice Corp案中支离破碎的意见所反映的那样,当代专利法中没有比围绕专利资格限制范围更大的混乱了。最高法院在该案中的法庭之友摘要追溯了法院制定的排除自然法则、物理现象和抽象概念专利的原则的根源。它认为,对创造性申请的检验既不符合专利制度的基本目的,也不符合现代技术进步的过程。由于过去150年来科学理解和方法的进步,今天的许多(如果不是大多数的话)发明在元素、分子、算法和系统层面上解释、操纵和控制物理、化学、生物和数字现象。那些认为即使是新发现的计算机算法、分子途径和化学合成的传统应用也不能获得专利的学说,可能会把现代研究的许多创造性推动力排除在外。梅奥对非常规应用的要求将科学家的努力从社会寻求的有价值的科学和技术进步转向了超越非明显实施的无定形测试。具体和实际的应用,结合史蒂文斯法官在比尔斯基案中所阐明的技术艺术限制,将更好地作为现代科技时代专利资格的检验标准。特别是根据过去的经验,将发明申请作为专利资格的测试可能会破坏发明激励,阻碍专利申请,并使专利诉讼大大复杂化。虽然认识到软件和其他计算机实现的发明专利所带来的问题是真实存在的,但本摘要认为,除了要求特定的应用和绝对排除商业方法和其他非技术过程之外,专利资格理论并不适合解决这些问题。因此,它得出的结论是,最高法院应该远离Funk兄弟/Flook/Mayo范例,而是专注于阐明可专利性的法定要求。通过澄清主题排除的宪法和法理基础,法院可以促进立法和行政解决方案,更直接地解决专利制度不断变化的需求。
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Rethinking Patent Eligibility for the Modern Scientific Age
As reflected in the Federal Circuit’s fractured opinion in CLS Bank v. Alice Corp., there is no greater confusion in contemporary patent law than that surrounding the scope of patent eligibility limitations. This Supreme Court amicus brief in that case traces the roots of the court-made doctrines excluding patents on laws of nature, physical phenomena, and abstract ideas. It argues that a test of inventive application neither serves the underlying purposes of the patent system nor comports with the process of modern technological advance. As a result of advances in scientific understanding and methods over the past 150 years, many if not most inventions today explicate, manipulate, and control physical, chemical, biological, and digital phenomena at elemental, molecular, algorithmic, and systemic levels. Doctrines that treat conventional application of even newly discovered computer algorithms, molecular pathways, and chemical synthesis as unpatentable threaten to exclude much of the inventive thrust of modern research. Mayo’s requirement for unconventional application shifts scientists’ efforts from the valuable scientific and technological advances that society seeks toward surmounting an amorphous test of non-obvious implementation. Specific and practical application, in conjunction with the technological arts limitation explicated in Justice Stevens’s concurrence in Bilski, would better serve as the test for patent eligibility in the modern scientific and technological age.Particularly in light of past experience, setting inventive application as the test for patent eligibility threatens to undermine invention incentives, hamper patent prosecution, and greatly complicate patent litigation. While recognizing that the problems posed by patents on software and other computer-implemented inventions are real, this brief contends that patent eligibility doctrines beyond requiring specific application and categorical exclusion of business methods and other non-technological processes are poorly suited to address those concerns. It therefore concludes that the Supreme Court should turn away from the Funk Brothers/Flook/Mayo paradigm, and instead focus on elucidating the statutory requirements of patentability. By clarifying the constitutional and jurisprudential foundation for subject matter exclusions, the Court can promote legislative and administrative solutions that more directly address the evolving needs of the patent system.
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