欧洲PNR指令作为先发制人、基于风险的算法安全的实例及其对监管框架的影响

Inf. Polity Pub Date : 2022-04-28 DOI:10.3233/ip-211531
Elisa Orrù
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引用次数: 0

摘要

旅客姓名记录(PNR)指令在欧洲数据库和信息交换领域引入了一种先发制人的、基于风险的方法,以实现安全目的。本文通过充实欧盟基于pnr的安全方法证实算法监管核心特征的具体方式,为正在进行的关于算法安全和数据驱动决策的辩论做出了贡献。欧盟PNR框架将商业部门产生的数据用于生成与安全相关的行为预测,并以一种直接依赖于经验状态的矛盾规范性的方式这样做。此外,其“证券化举措”的特点是一种固有的扩张趋势。因此,PNR指令对现有的制衡机制和人类自主权提出了挑战。这些挑战可以通过加强事后管制程序和独立审计来部分解决。然而,在决定采用一种基于风险的安全模式时,一些更根本的东西似乎受到了威胁,即,人类作为道德主体的观念,能够按照一种可理解、可靠和可预测的规范秩序来指导和修改自己的行为。
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The European PNR Directive as an instance of pre-emptive, risk-based algorithmic security and its implications for the regulatory framework
The Passenger Name Record (PNR) Directive has introduced a pre-emptive, risk-based approach in the landscape of European databases and information exchange for security purposes. The article contributes to ongoing debates on algorithmic security and data-driven decision-making by fleshing out the specific way in which the EU PNR-based approach to security substantiates core characteristics of algorithmic regulation. The EU PNR framework appropriates data produced in the commercial sector for generating security-related behavioural predictions and does so in a way that gives rise to a paradoxical normativity directly dependent on empirical states. Its ‘securitisation move’ is moreover characterised by an inherent tendence to expand. As a result, the PNR Directive poses challenges for existing check and balance mechanisms and for human autonomy. These challenges could be partially addressed by strengthening ex-post control procedures and independent auditing. Yet in the decision to adopt a risk-based security model, something more fundamental seems to be at stake, namely, the preservation of the idea of human beings as moral agents able to direct and modify their behaviour in accordance with an intelligible, reliable and predictable normative order.
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