迈向与欧盟关系的新阶段

Carlos Alzugaray Treto, S. Wilkinson
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As we support reform and modernization in Cuba, we have consistently raised our concerns about human rights, which will remain at the centre of this relationship'.2 As stated, 'Cuba will consider the invitation from the European side, in a respectful, constructive manner and remain bound to its sovereignty and national interests'.3However, the mere fact that these negotiations had commenced shows that both Brussels and Havana are prioritising pragmatism and a willingness to create meaningful economic and trade relations facilitated and channelled through a legal instrument.Of these diplomatic steps several questions arise: What are the interests of Cuba in its relations with the EU and which policy has been followed to bring them about? What are the interests of the EU and how it has sought to achieve them? How important is it for Cuba to advance negotiations at this time when the Common Position adopted by the EU in 1996 remains in force? What are the prospects?Interests and Politics between Cuba and the EUWhen Washington imposed the economic, commercial and financial blockade against Cuba, American leaders had hoped that their allies would add to these measures. However, one after another, from Canada to Japan and Western Europe, they refused and cooperated with revolutionary Cuba in different ways and forms.4Given its composition, uniqueness and constant widening and deepening, negotiations with the EU have always been complex. The EU is not a state but a group that initially comprised 6 Western European nations that today is a motley collection of 28 members including the former socialist countries of Eastern Europe. If it is a commonplace in international relations to not consider states as rational actors, it is much less the case with the EU, which has been described by one of its most respected historical leaders, Frenchman Jacques Delors, as an 'unidentified political object'. 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引用次数: 1

摘要

一些分析人士对欧盟和古巴之间恢复谈判的成功持怀疑态度,因为双方都没有放弃他们的开始立场。事实上,欧洲重申,这不是对以往政策的改变。在我们支持古巴的改革和现代化的同时,我们一贯提出我们对人权的关切,人权将继续是这种关系的中心如所述,“古巴将以尊重和建设性的态度考虑欧洲方面的邀请,并将继续遵守其主权和国家利益”。然而,这些谈判已经开始的事实表明,布鲁塞尔和哈瓦那都优先考虑实用主义,并愿意通过一项法律文书促进和引导建立有意义的经济和贸易关系。在这些外交步骤中出现了几个问题:古巴在与欧盟的关系中有什么利益,采取了哪些政策来实现这些利益?欧盟的利益是什么?它是如何寻求实现这些利益的?在欧盟1996年通过的共同立场仍然有效的情况下,推进谈判对古巴来说有多重要?前景如何?当华盛顿对古巴实施经济、商业和金融封锁时,美国领导人曾希望他们的盟友会加入这些措施。然而,从加拿大到日本,再到西欧,他们纷纷以不同的方式和形式拒绝和合作革命的古巴。由于欧盟的组成、独特性以及不断扩大和深化,与欧盟的谈判一直是复杂的。欧盟不是一个国家,而是一个最初由6个西欧国家组成的集团,今天是28个成员国的杂烩,其中包括东欧的前社会主义国家。如果说在国际关系中,不把国家视为理性的行为体是一件司空见惯的事,那么在欧盟问题上就不那么常见了。欧盟最受尊敬的历史领导人之一、法国人雅克•德洛尔(Jacques Delors)曾将其描述为一个“身份不明的政治对象”。除此之外,还应加上令人困惑的体制框架,其中相互竞争的政府间机构(如欧洲理事会及其附属机构)和超国家机构(如欧盟委员会、议会或最高法院)并不总是完全和谐地运作。戈兰·瑟伯恩推测,在当代欧盟三国中,不一定是敌对的趋势正在出现:全球贸易大国、美国的无条件盟友和“全球斯堪的纳维亚”。根据他的说法,欧盟同时具备这三种特质,并且根据所讨论的主题可以互换行为。毫无疑问,古巴和欧盟之间达成协议的过程是漫长而艰难的。将困难和障碍归结为单一因素,特别是欧盟和美国之间的密切关系,这是一种简单化的做法(一些古巴同事会犯这种错误)。情况要复杂得多。在这一点上,至少有以下四个关键变量发挥了作用:古巴当局对本国经济、政治和社会状况的认识,以及在国际关系体系内与欧盟的关系在成本/收益方面可能具有的重要性。换句话说,评估与这个强大集团相关的经济和政治利益是否超过了屈从于“民主条件和人权”压力的不对称契约关系可能产生的成本——这是欧盟的双重标准,有足够的证据。在这种情况下,可以看到两种趋势:一种认为欧盟可以维持对古巴的独立政策,尽管它与美国结盟;另一种认为欧盟的政策不可避免地要从属于古巴的北方邻国,扮演消极的角色。…
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Towards a New Phase in Relations with the European Union
Some analysts are sceptical about the success of the resumed negotiations between the European Union (EU) and Cuba, as neither of the parties has waived their starting positions. Indeed, Europe has reiterated that 'this is not a change in the previous policy. As we support reform and modernization in Cuba, we have consistently raised our concerns about human rights, which will remain at the centre of this relationship'.2 As stated, 'Cuba will consider the invitation from the European side, in a respectful, constructive manner and remain bound to its sovereignty and national interests'.3However, the mere fact that these negotiations had commenced shows that both Brussels and Havana are prioritising pragmatism and a willingness to create meaningful economic and trade relations facilitated and channelled through a legal instrument.Of these diplomatic steps several questions arise: What are the interests of Cuba in its relations with the EU and which policy has been followed to bring them about? What are the interests of the EU and how it has sought to achieve them? How important is it for Cuba to advance negotiations at this time when the Common Position adopted by the EU in 1996 remains in force? What are the prospects?Interests and Politics between Cuba and the EUWhen Washington imposed the economic, commercial and financial blockade against Cuba, American leaders had hoped that their allies would add to these measures. However, one after another, from Canada to Japan and Western Europe, they refused and cooperated with revolutionary Cuba in different ways and forms.4Given its composition, uniqueness and constant widening and deepening, negotiations with the EU have always been complex. The EU is not a state but a group that initially comprised 6 Western European nations that today is a motley collection of 28 members including the former socialist countries of Eastern Europe. If it is a commonplace in international relations to not consider states as rational actors, it is much less the case with the EU, which has been described by one of its most respected historical leaders, Frenchman Jacques Delors, as an 'unidentified political object'. To this should be added the confusing institutional framework in which competing intergovernmental bodies (such as the European Council and its subsidiary bodies) and the supranational (such as the Commission, Parliament or the Supreme Court) do not always operate in perfect harmony.Goran Therborn has speculated that in the contemporary EU three, not necessarily antagonistic, trends are emerging: a global trading power, unconditional ally of the US5 and 'global Scandinavia'. According to him, the EU is these three things at once and behaves interchangeably depending on the topic in question.6It is no wonder the path of the process of finding an agreement between Cuba and the EU has been long and thorny. It is a simplification (which some Cuban colleagues incur) to attribute the difficulties and obstacles to a single factor - in particular the close relations between the EU and the US. The situation is much more complex. In this at least the following four key variables play a part:1. The perception of the Cuban authorities of their own economic, political and social situation and the importance the relationship with the EU may have, within the system of international relations, in terms of cost/benefit. In other words, to assess whether the economic and political benefits of relating to this powerful bloc outweigh the cost that could be generated by an asymmetrical contractual relationship submitted to the pressures of 'democratic conditionality and human rights' - an EU double standard of which there is sufficient evidence.In this position two trends may be seen: one that believes that the EU can maintain an independent policy towards Cuba, despite its alliance with the US and another which judges its policy as inevitably subordinated to Cuba's northern neighbour in a negative role. …
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