半信半疑:参与实证研究以理解“低质量辩护律师”中的“质量”参数

Ashlee Beazley
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摘要

刑事辩护律师是武器平等、正当程序、执行控方的举证责任和获得公平审判权利的重要组成部分。尽管如此,对于法律辩护援助的不同质量——是否充分、有效、充分等——究竟意味着什么,人们却很少关注。本文介绍了对英格兰、威尔士和比利时刑事辩护律师素质的比较实证法律研究的方法和结果。所提出的研究,以及它构成一部分的更广泛的博士研究,试图构建一个理论框架,通过该框架,可以识别、理解、情境化、解决和补救低质量(不足)的辩护代表。为此目的,下文中进行和概述的实证研究侧重于一个特定的信息来源:从与防务从业人员进行的关于他们(自己)对防务代理质量的看法、意见和经验的半结构化访谈中获得的数据。本文讨论了律师在多大程度上是可靠的数据来源,以及实证研究作为一种可以发展、阐明和检验法律理论的手段的有用性。例如,如果为了区分“足够”的质量和“不足”的质量而对优质律师进行定义,那么将本研究的对象——律师——纳入其中就是既自然又必要的。本文认为,一项利用建构主义理论和批判现实主义的定性实证研究是确定这种描述的一种方法,它还试图将所获得的数据置于背景中,同时承认研究人员的作用和影响。
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Take (what they say) with a pinch of salt: Engaging in Empirical Research to Understand the Parameters of the ‘Quality’ in ‘Poor-Quality Defence Lawyering’
The criminal defence lawyer is an essential component to the equality of arms, due process, the enforcement of the prosecution’s burden of proof, and to the right to a fair trial. Despite this, little attention has yet to be paid to what the different qualities of legal defence assistance—whether adequate, effective, sufficient, etc.—actually amount to. This article presents the methodology and results from a comparative empirical legal study on the quality of criminal defence advocates in England & Wales and Belgium. The study presented, and the wider PhD research to which it forms a part, seeks to construct a theoretical framework by which poor-quality (insufficient) defence representation may be identified, understood, contextualised, addressed and remedied. To this end, the empirical research undertaken and outlined in the article which follows focuses on a particular source of information: the data acquired from semi-structured interviews held with defence practitioners about their (own) perceptions, opinions and experiences of the quality of defence representation. The article discusses the extent to which lawyers are a reliable source of data and the usefulness of empirical research as a means by which legal theory may be developed, articulated and tested. If, for example, quality lawyering is to be defined in the hope of demarcating “sufficient” quality from “insufficient”, then it is both natural and necessary to involve the subjects of this research, the lawyers. A qualitative empirical study which utilises constructivist grounded theory and critical realism is, this article suggests, one means by which this delineation may be ascertained, one which also seeks to contextualise the data obtained whilst acknowledging the role and effect of the researcher in question.
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