实施、执法和问责

E. Crawford, Alison Pert
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摘要

1. 武装冲突法与一般的国际法一样,在实施和执行其规则方面面临着独特的问题。国际法与国内法不同,没有中央等级制度或机构来执行或实施其规则。因此,国际人道法下的实施、执法和问责是分散的,并通过各种手段和方法实现,包括国内和国际司法、准司法、立法和外交措施,以及通过公众监督和公众教育等机制。本章考察了武装冲突法实施和强制执行的多种方式,并对违法者进行问责。2. 实施、强制执行和问责的起点是《日内瓦公约》共同第1条,它概述了国际人道法规定的一般义务,即公约的所有缔约方必须“承诺在所有情况下尊重并确保尊重本公约”。国际法院认为,这一原则是习惯国际法,也适用于非国际性武装冲突。该条在实践中的实际含义有些复杂。《公约》的评注是这样解释的:例如,一个国家向少数文职或军事当局发出命令或指示,让它们自行安排执行这些命令的细节是不够的。国家应该监督他们的执行。此外,如果一国要履行其庄严的承诺,它必须事先做好准备,即在和平时期,在必要时准备好忠实执行《公约》的法律、物质或其他手段。因此,在一个国家不履行其义务的情况下,其他缔约国(中立国、盟国或敌国)可以而且应该努力使它恢复尊重公约的态度。这一解释强调了国际人道法实施和执法的若干关键要素。第一,国家必须遵守它同意受其约束的规则。第二,国家必须通过监督其负责起诉武装冲突的机关和附属机构,确保在任何时候都遵守这些规则。
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Implementation, Enforcement and Accountability
1. Introduction The law of armed conflict, like international law more generally, faces unique problems when it comes to the implementation and enforcement of its rules. International law, unlike domestic legal systems, has no central hierarchical system or institution that can enforce or implement its rules. Implementation, enforcement and accountability under IHL are thus decentralised, and effected through various means and methods, including domestic and international judicial, quasi-judicial, legislative and diplomatic measures, as well as through mechanisms such as public scrutiny and public education. This chapter examines the manifold ways in which the law of armed conflict is implemented and enforced, and operates to hold those who violate the law accountable. 2. Common Article 1: the obligation to ensure respect The starting point for implementation, enforcement and accountability is Common Article 1 of the Geneva Conventions, which outlines the general obligation under IHL that all parties to the Conventions must “undertake to respect and to ensure respect for the present Convention in all circumstances”. The ICJ has held that this principle is customary international law, and is also applicable in non-international armed conflicts. What the Article actually means in practice is somewhat complex. The Commentaries to the Conventions explain it thus: it would not, for example, be enough for a State to give orders or directives to a few civilian or military authorities, leaving it to them to arrange as they pleased for the details of their execution. It is for the State to supervise their execution. Furthermore, if it is to keep its solemn engagements, the State must of necessity prepare in advance, that is to say in peacetime, the legal, material or other means of loyal enforcement of the Convention as and when the occasion arises. It follows, therefore, that in the event of a Power failing to fulfil its obligations, the other Contracting Parties (neutral, allied or enemy) may, and should, endeavour to bring it back to an attitude of respect for the Convention. This explanation highlights a number of key elements regarding implementation and enforcement of IHL. First, the State must follow the rules to which it has agreed to be bound. Second, the State must ensure that those rules are followed at all times, through supervision of its organs and subsidiaries tasked with prosecuting the armed conflict.
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Means and Methods of Warfare Individual Status in Armed Conflict: Combatants, Non-combatants, Direct Participation in Hostilities, Prisoners of War and Detention in Non-international Armed Conflict Protection of the Wounded, Sick and Shipwrecked Historical Development of International Humanitarian Law Types of Armed Conflicts
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