诉诸司法能改善各国对人权规范的遵守吗?——实证研究

Samuel P. Baumgartner
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引用次数: 6

摘要

各国何时以及为何遵守国际法?这个问题一直是美国许多国际法研究的焦点。这是一个与人权领域特别相关的问题,在这个领域,至少乍一看,各国似乎没有什么动力去遵守国际准则。然而,直到最近,学者们才开始深入研究国际人权法对实际国家实践的影响。其结果是出现了一些理论,可以更广泛地解释国家在面对人权义务和国际准则时的行为。然而,这些理论很少得到实证检验。在这篇文章中,我开始测试一个假设,解释国家与人权规范的一致性,这个假设是从许多这些理论中衍生出来的——一个国家越多地允许个人进入法院,这个国家违反国际人权规范的可能性就越小。我对90个国家10年间的原始数据集进行了系统的实证分析。结果发人深思:我的研究结果确实支持这样一种假设,即诉诸法庭可以改善对人权规范的遵守。但是,这种相关性比预期的要弱得多,也不那么牢固,也就是说,根据所使用的统计模型和所涉及的人权种类,结果会发生重大变化。然而,还是有一线希望的。诉诸法庭的一个组成部分——请律师的权利——比其他组成部分表现得更令人印象深刻。它与更好的人权做法的联系更为紧密,尽管这种联系也比预期的弱。
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Does Access to Justice Improve Countries’ Compliance with Human Rights Norms? – An Empirical Study
When and why do countries comply with international law? This question has been the focus of much research on international law in the United States. It is a question that is particularly pertinent to the area of human rights, where, at first blush at least, nations appear to have little incentive to live up to international norms. Not until recently, however, have scholars undertaken the task to consider in depth the way in which international human rights law affects actual state practice. The result has been a number of theories to explain the behavior of states in the face of human rights obligations and international norms more generally. However, few of these theories have been tested empirically. In this Article, I set out to test one hypothesis explaining conformance of nations with human rights norms derived from a number of these theories – that the more a country grants individuals access to its courts, the less likely that country is to violate international human rights norms. I do so with a systematic empirical analysis of an original dataset involving 90 countries over a period of ten years. The outcome is sobering: My results do support the hypothesis that access to court improves compliance with human rights norms. But the correlation is weaker and considerably less robust than expected, that is, the results change significantly depending on the statistical model used and the kinds of human rights involved. There is a silver lining, however. One component of access to court – the right to counsel – performs more impressively than the others. It is more robustly associated with better human rights practices, although this association, too, is weaker than expected.
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