交换信息和特权

Andrea J. Menaker, Eckhard R. Hellbeck
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引用次数: 0

摘要

第二十三条:信息交换23.1仲裁庭应管理各方之间的信息交换,以保持时间和成本效益,并且在诉讼过程中的任何时候,仲裁庭可命令各方提供其认为必要或适当的文件、证物或其他证据。23.2各方可向仲裁庭就适当的信息交换水平提出意见。但仲裁庭在这方面拥有最终权力。23.3当事各方应按照仲裁庭制定的时间表交换各方打算依赖的所有文件,只要这些文件未按照第2、4、6和17.3条的规定提交。23.4仲裁庭可经书面申请,要求一方向所有其他方提供其拥有的文件,而寻求合理相信存在且与仲裁结果相关且重要的文件的一方则无法获得这些文件。对文件的请求应包括对具体文件或文件类别的说明,以及对其与仲裁结果的相关性和重要性的解释。23.5仲裁庭可以采取适当措施保护这种机密性为条件,交换任何有商业或技术保密要求的信息。23.6如果交换的文件以电子形式保存,拥有这些文件的一方可以其最方便和最经济的形式提供这些文件(包括纸质副本),除非仲裁庭经书面申请认定有必要以另一种形式获取这些文件。对以电子形式保存的文件的请求应重点明确,结构合理,使查找这些文件尽可能节省时间和费用。23.7仲裁庭可根据书面申请,要求当事一方在合理通知的情况下允许检查有关房地或物体。23.8在解决关于审前交换资料的任何争端时,仲裁庭应要求请求方说明其请求可能涉及的时间和费用的合理性,并可以请求方支付部分或全部制作资料的费用为准予这种请求的条件。仲裁庭还可在当事方之间分摊在临时命令或裁决中提供资料的费用。23.9一方提交给仲裁庭的文件或资料应同时由该当事方转交所有当事方,除非分庭另有指示,还应转交分庭。任何证据的重要性和重要性。23.11如果一方不遵守交换资料的命令,仲裁庭可作出不利的推论,并可在分摊费用时考虑到这种不遵守的情况。第二十四条:特权仲裁庭应考虑适用的特权原则,例如涉及律师与委托人之间通信保密的原则。当当事各方、其律师或其文件将适用不同的特权规则时,仲裁庭应尽可能对所有当事各方适用同一规则,并优先采用提供最高级别的保护的规则。
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Exchange of Information and Privilege
Article 23: Exchange of information 23.1 The arbitral tribunal shall manage the exchange of information between the parties with a view to maintaining time and cost efficiency, and at any time during the proceedings, the arbitral tribunal may order the parties to produce documents, exhibits, or other evidence it deems necessary or appropriate. 23.2 The parties may provide the arbitral tribunal with their views on the appropriate level of information exchange, but the arbitral tribunal retains final authority in this regard. 23.3 The parties shall exchange all documents upon which each intends to rely, in accordance with a timetable set by the arbitral tribunal, insofar as these have not been submitted pursuant to Articles 2, 4, 6 and 17. 23.4 The arbitral tribunal may, upon written application, require a party to make available to all other parties documents in that party’s possession not otherwise available to the party seeking the documents that are reasonably believed to exist and to be relevant and material to the outcome of the arbitration. Requests for documents shall contain a description of specific documents or classes of documents, along with an explanation of their relevance and materiality to the outcome of the arbitration. 23.5 The arbitral tribunal may make any exchange of information that is subject to claims of commercial or technical confidentiality conditional upon appropriate measures to protect such confidentiality. 23.6 When documents to be exchanged are maintained in electronic form, the party in possession of such documents may make them available in the form most convenient and economical for it (including paper copies), unless the arbitral tribunal determines, on written application, that there is a need for access to the documents in a different form. Requests for documents maintained in electronic form should be narrowly focused and structured to make searching for them as economical as possible as to time and cost. 23.7 The arbitral tribunal may, on written application, require a party to permit inspection, on reasonable notice, of relevant premises or objects. 23.8 In resolving any dispute about pre-hearing exchanges of information, the arbitral tribunal shall require a requesting party to justify the time and expense that its request may involve and may make granting such a request conditional upon the payment of part or all of the cost of producing the information by the party seeking the information.The arbitral tribunal may also allocate the costs of providing information among the parties, either in an interim order or in an award. 23.9 Documents or information submitted to the arbitral tribunal by one party shall at the same time be transmitted by that party to all parties and, unless otherwise instructed by the Chamber, to the Chamber. 23.10 The arbitral tribunal shall determine the admissibility, relevance, materiality and weight of any evidence. 23.11 In the event a party fails to comply with an order for information exchange, the arbitral tribunal may draw adverse inferences and may take such failure into account in allocating costs. Article 24: Privilege The arbitral tribunal shall take into account applicable principles of privilege, such as those involving the confidentiality of communications between lawyer and client.When the parties, their counsel, or their documents would be subject to different rules of privilege, the arbitral tribunal shall, to the extent possible, apply the same rule to all parties, giving preference to the rule that provides the highest level of protection.
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