协助和教唆战争罪和危害人类罪的客观方面

B. Karnaukh
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引用次数: 1

摘要

本文论述了在战争罪和危害人类罪的背景下协助和教唆犯罪的客观方面。主要目标是找出法律上相关的参与和不应承担责任的参与之间的界限。这项研究是基于对国际刑事法庭的判例法和国家法院的判例的分析。这是一个跨学科的研究,因为它旨在制定结论,将在刑事和侵权责任的背景下相关。强调教唆罪的客观方面包括行为和因果两个方面,因为教唆罪本身没有后果,而是与主犯承担同样的后果。只要所提供的物质协助或精神支持对犯罪的实施有实质性影响,协助和教唆就需要承担责任。实质性效果标准的确定必须建立在对具体案件的全部情况进行研究的基础上。在评估实质性时,应考虑到帮凶和教唆者的行为可能通过身体或故意的因果关系与犯罪有关。不要求帮凶和教唆犯的行为成为主犯犯罪的必要条件。在大规模犯罪,例如战争罪或危害人类罪的情况下,由于各种因果因素混合在一起,因此不可能在某一特定事件的情况下确定对整个犯罪活动有重大影响的每一因果因素的痕迹。这不应免除帮凶和教唆者的责任,只要他对整个犯罪活动的因果贡献是实质性的。
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Objective Side (Actus Reus) of Aiding and Abetting War Crimes and Crimes Against Humanity
The article addresses the objective side (actus reus) of aiding and abetting in the context of war crimes and crimes against humanity. The main goal is to find out where the line lies between legally relevant involvement and involvement that should not entail liability. The study is based on the analysis of the case law of international criminal tribunals and the jurisprudence of national courts as well. It is an interdisciplinary study, as it aims to formulate conclusions that would be relevant in the context of both criminal and tort liability. It is emphasized that the objective side of aiding and abetting comprises act and causation, since aiding and abetting does not have its own consequence, but instead shares the same consequence which is imputed to the principal perpetrator. Aiding and abetting entails liability as long as the physical assistance or moral support provided has a substantial effect upon the commission of a crime. The substantial effect criterion has to be ascertained based on the study of all the circumstances of a particular case. When assessing the substantiality, it should be taken into account that the actions of an aider and abettor may be related to the crime through a physical or intentional causation. It is not required that the actions of the aider and abettor be a conditio sine qua non (necessary condition) of the principal perpetrator's crime. In the context of mass crimes, such as war crimes or crimes against humanity, it is the mixing of causal contributions that makes it impossible to identify in the circumstances of a particular single episode the traces of each causative factor that was substantial to the overall criminal activity. This should not exempt an aider and abettor from liability, provided that his causal contribution to the overall criminal activity was substantial.
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