使用MIMIC-III数据预测肺炎死亡率风险的可解释机器学习模型

James Sanii, Wai-Yip Chan
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摘要

为了获得信任,用于高风险应用(如临床决策支持)的机器学习(ML)模型需要提供可解释的行为和输出。为了评估是否可以在不牺牲预测性能的情况下获得可解释的解释,我们使用MIMIC-III数据集中的数据,比较了使用“黑盒”模型和“玻璃盒”模型来预测诊断为肺炎患者的死亡风险。我们研究了五种类型的黑盒模型:随机森林(RF)、支持向量机(SVM)、梯度增强分类器(GBC)、AdaBoost (ADA)和多层感知器(MLP),以及三种类型的玻璃盒模型:k近邻(KNN)、可解释增强机(EBM)和广义加性模型(GAM)。当使用417个特征训练时,黑盒RF模型的AUC为0.896,表现最佳。当特征集减小到19时,EBM模型的AUC为0.872,表现最佳。这两个模型的AUC都超过了0.661,这是该任务之前报告的最佳AUC。我们的研究结果表明,具有内置可解释性的机器学习模型可以提供与黑盒模型一样有吸引力的预测能力。
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Explainable Machine Learning Models for Pneumonia Mortality Risk Prediction Using MIMIC-III Data
To gain trust, machine learning (ML) models used in high stake applications such as clinical decision support need to provide explainable behaviours and outputs. To assess whether interpretable explanations can be obtained without sacrificing prediction performance, we compare using “black box” versus “glass box” models for predicting the mortality risk of patients diagnosed with pneumonia, using data in the MIMIC-III dataset. We examine five types of black box models: random forest (RF), support vector machine (SVM), gradient boosting classifier (GBC), AdaBoost (ADA), and multilayer perceptron (MLP), and three types of glassbox models: K-nearest neighbor (KNN), explainable boosting machine (EBM), and generalized additive models (GAM). When trained using 417 features, a black box RF model performs best with AUC of 0.896. With the feature set size reduced to 19, an EBM model performs the best with AUC 0.872. Both models exceed the AUC of 0.661, the best previously reported for the task. Our results suggest that ML models with inbuilt explainability may provide prediction power as attractive as black box models.
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