论达尔文框架下语法变化的概念化

Michael Breyl, E. Leiss
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摘要

在达尔文的框架内研究语言变化构成了历时语言学文献中的一个长期传统。然而,许多出版物仍然含糊不清,省略概念细节或缺少必要的术语。例如,经常将语族的系统发育树与生物物种形成进行比较,但关于遗传机制(即语言信息如何在个体和群体之间传递)或语言与基因型和表型相关的定义往往缺失或缺乏。鉴于此,Haider试图将这种方法发展到理论上更精确的位置,在历时性语法变化的维度上紧密反映达尔文自然选择的原则,但将其与非达尔文的词汇变化进行对比。他将其与病毒复制进行了比较,本质上假设语法变体就像精神病毒一样,在新的宿主(即处于语言习得关键时期的儿童)中竞争复制。Haider提出,鉴于这种复制竞争,个体语法的无意识固定导致了历时性语法变化,这在很大程度上反映了达尔文的自然选择理论。尽管这种推理模式可能具有直观的吸引力,但以下回应论文确定并讨论了这种概念化的一系列缺点。有些问题是由于理论概念不明确引起的,有些问题是由于对生物学原理的采用不完整或不准确造成的,更多的是由于与经验数据的部分不相容。这些批评并不等于对海德尔所遵循的达尔文主义框架的否定,而是对海德尔目前立场的否定。尽管目前尚不清楚是否可以达成一个真正的达尔文式的语言变化方法,但对于如何进一步发展海德尔的理论概念提出了一些建议,并且相关的努力可能最终导致一个富有成效的理论。
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On conceptualizing grammatical change in a Darwinian framework
Approaching language change within a Darwinian framework constitutes a long-standing tradition within the literature of diachronic linguistics. However, many publications remain vague, omitting conceptual details or missing necessary terminology. For example, phylogenetic trees of language families are regularly compared to biological speciation, but definitions on mechanisms of inheritance, i.e. how linguistic information is transferred between individuals and cohorts, or on the linguistic correlates to genotype and phenotype are often missing or lacking. In light of this, Haider’s attempts to develop this approach into a theoretically more precise position, closely mirroring principles of Darwinian natural selection in the dimension of diachronic grammatical change, but contrasting this with non-Darwinian lexical change. He draws a comparison to viral replication, essentially positing that grammar variants act as mental viruses, competing for replication in new hosts, i.e. children during critical periods of language acquisition. Haider proposes that in light of this competition for replication, the unconscious fixation of an individual’s grammar leads to diachronic grammatical change largely mirroring Darwinian natural selection. Despite the intuitive appeal this mode of reasoning may feature, the following response paper identifies and discusses a suit of shortcomings to this conceptualization. Some problems arise from underspecified theoretical notions, others due to the incomplete or inaccurate adoption of biological principles, and yet more through a partial incompatibility with empirical data. These criticisms do not amount to a dismissal of the Darwinian framework Haider is following, but to a rejection of Haider’s current position. Albeit it remains unclear if a truly Darwinian approach to language change can be reached, suggestions on how Haider’s theoretical notions could be further developed are made and pertinent efforts may ultimately lead to a productive theory.
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On evolution, change, and beyond Variation in language use is different from variation in genes Grammar change In response to the responses Darwinian language evolution
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