{"title":"古巴的公共知识分子与政治:以“古巴革命”为例(1872-1956)","authors":"Jorge Renato Ibarra Guitart, Gastón A. Fernández","doi":"10.13169/INTEJCUBASTUD.7.2.0164","DOIUrl":null,"url":null,"abstract":"IntroductionBarrington Moore's classic Social Origins of Dictatorship and Democracy advances the thesis that the democratic path to modernisation depends on the strategic role played by the bourgeoisie in a country's development, asserting that 'no bourgeoisie, no democracy' (Moore 1967). According to Moore, the strategic role of the bourgeois class results from its detachment from feudal class relations to transform the nature of property relations, the state and society. In Antonio Gramsci's analysis of the capitalist state in Intellectuals and the Organization of Culture (Gramsci 1971), public intellectuals play a crucial role in legitimising bourgeois democracy by formulating political doctrines and ideologies that analyse the crisis and contradictions of capitalism, by creating awareness of the long-term interests of the bourgeoisie as a whole in the political system and by obtaining consensus of the popular classes for bourgeois rule. This article examines the political thought and career of Cosme de la Torriente y Peraza, a prominent public intellectual and politician of the Republic (1901-58) whose career exemplifies the pursuit of hegemony based on moral and intellectual arguments for the Constitutions of 1901 and 1940 and resistance to the Platt Amendment.The Cuban bourgeoisie at the turn of the twentieth century was in a precarious position to play a strategic political role. Its nationalist credentials were threatened by its dependent 'comprador' status functioning as intermediaries for foreign capital in Cuba (McGillivray 2009: 63-86). Within the Cuban bourgeoisie, the sectors most dependent on foreign capital and markets, notably the sugar plantation and mill owners and those relying on trade and imports, were seldom an obstacle to US expansion. The Cuban industrial bourgeoisie did not gain significance in the domestic market until the Great Depression and the Second World War when US imports decreased and US owners of sugar mills were pressured out of the sugar industry and banking under the regulatory policies of populist governments (Dominguez 1978). However, few industries created in this period were able to survive foreign competition. In 1954, craft production still figured prominently in the Cuban economy, with 45.1 per cent of all factories having fewer than five workers. According to Jorge Ibarra Cuesta, 'Domestic industries were far from being able to cover domestic demand for the production of each of its branches, thus creating a deficit that would be satisfied by imports' (Ibarra 1995: 63). In general, the Cuban industrial bourgeoisie did not lend a nationalist character to the economy. The legitimation function was complicated further by the neocolonial relations of the country with the US, reflected in the Platt Amendment and US geopolitical demands on Cuba in order for it to be accepted into the emerging American global empire.1 The Cuban bourgeoisie after independence had to address these contradictions to claim their legitimacy to rule.It was therefore imperative to the hegemony of bourgeois democracy that a strategic sector of this class constituted of public intellectuals evolved an awareness of its long-term class interests and formulated a nationalist programme that would appeal to a broad-based alliance of social classes. Hegemony depended on the capacity to formulate such a nationalist political and economic development strategy, mobilising state power to obtain more favourable terms for Cuban capitalists and labour from the island's sugar monoculture, diversifying the economy and resisting foreign interventions in the island's domestic affairs under the Platt Amendment.Historians and political scientists have pointed to the significance of Torriente y Peraza as a leading public intellectual of the Republic who exemplifies, on the one hand, a reform-minded nationalist critical of the Platt Amendment and its effects on Cuban politics, and whose career was dedicated to its abrogation and, on the other hand, as a prominent figure in the political crisis during the US occupation of Cuba from 1906 to 1909, and the Gerardo Machado and Fulgencio Batista regimes that threatened democratic legitimacy. …","PeriodicalId":254309,"journal":{"name":"The International Journal of Cuban Studies","volume":"13 1","pages":"0"},"PeriodicalIF":0.0000,"publicationDate":"2015-07-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"1","resultStr":"{\"title\":\"Public Intellectuals and Politics in Cuba: A Case Study of Cosme de la Torriente y Peraza (1872–1956)\",\"authors\":\"Jorge Renato Ibarra Guitart, Gastón A. 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In Antonio Gramsci's analysis of the capitalist state in Intellectuals and the Organization of Culture (Gramsci 1971), public intellectuals play a crucial role in legitimising bourgeois democracy by formulating political doctrines and ideologies that analyse the crisis and contradictions of capitalism, by creating awareness of the long-term interests of the bourgeoisie as a whole in the political system and by obtaining consensus of the popular classes for bourgeois rule. This article examines the political thought and career of Cosme de la Torriente y Peraza, a prominent public intellectual and politician of the Republic (1901-58) whose career exemplifies the pursuit of hegemony based on moral and intellectual arguments for the Constitutions of 1901 and 1940 and resistance to the Platt Amendment.The Cuban bourgeoisie at the turn of the twentieth century was in a precarious position to play a strategic political role. Its nationalist credentials were threatened by its dependent 'comprador' status functioning as intermediaries for foreign capital in Cuba (McGillivray 2009: 63-86). Within the Cuban bourgeoisie, the sectors most dependent on foreign capital and markets, notably the sugar plantation and mill owners and those relying on trade and imports, were seldom an obstacle to US expansion. The Cuban industrial bourgeoisie did not gain significance in the domestic market until the Great Depression and the Second World War when US imports decreased and US owners of sugar mills were pressured out of the sugar industry and banking under the regulatory policies of populist governments (Dominguez 1978). However, few industries created in this period were able to survive foreign competition. In 1954, craft production still figured prominently in the Cuban economy, with 45.1 per cent of all factories having fewer than five workers. According to Jorge Ibarra Cuesta, 'Domestic industries were far from being able to cover domestic demand for the production of each of its branches, thus creating a deficit that would be satisfied by imports' (Ibarra 1995: 63). In general, the Cuban industrial bourgeoisie did not lend a nationalist character to the economy. The legitimation function was complicated further by the neocolonial relations of the country with the US, reflected in the Platt Amendment and US geopolitical demands on Cuba in order for it to be accepted into the emerging American global empire.1 The Cuban bourgeoisie after independence had to address these contradictions to claim their legitimacy to rule.It was therefore imperative to the hegemony of bourgeois democracy that a strategic sector of this class constituted of public intellectuals evolved an awareness of its long-term class interests and formulated a nationalist programme that would appeal to a broad-based alliance of social classes. Hegemony depended on the capacity to formulate such a nationalist political and economic development strategy, mobilising state power to obtain more favourable terms for Cuban capitalists and labour from the island's sugar monoculture, diversifying the economy and resisting foreign interventions in the island's domestic affairs under the Platt Amendment.Historians and political scientists have pointed to the significance of Torriente y Peraza as a leading public intellectual of the Republic who exemplifies, on the one hand, a reform-minded nationalist critical of the Platt Amendment and its effects on Cuban politics, and whose career was dedicated to its abrogation and, on the other hand, as a prominent figure in the political crisis during the US occupation of Cuba from 1906 to 1909, and the Gerardo Machado and Fulgencio Batista regimes that threatened democratic legitimacy. …\",\"PeriodicalId\":254309,\"journal\":{\"name\":\"The International Journal of Cuban Studies\",\"volume\":\"13 1\",\"pages\":\"0\"},\"PeriodicalIF\":0.0000,\"publicationDate\":\"2015-07-01\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"1\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"The International Journal of Cuban Studies\",\"FirstCategoryId\":\"1085\",\"ListUrlMain\":\"https://doi.org/10.13169/INTEJCUBASTUD.7.2.0164\",\"RegionNum\":0,\"RegionCategory\":null,\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"\",\"JCRName\":\"\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"The International Journal of Cuban Studies","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/10.13169/INTEJCUBASTUD.7.2.0164","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"","JCRName":"","Score":null,"Total":0}
引用次数: 1
摘要
巴林顿·摩尔(barrington Moore)的经典著作《独裁与民主的社会起源》(Social Origins of Dictatorship and Democracy)提出,通往现代化的民主道路取决于资产阶级在一个国家发展中所扮演的战略角色,并断言“没有资产阶级,就没有民主”(Moore 1967)。摩尔认为,资产阶级的战略作用是由于它脱离了封建阶级关系,改变了财产关系、国家和社会的性质。在安东尼奥·葛兰西(Antonio Gramsci)在《知识分子与文化组织》(Gramsci 1971)中对资本主义国家的分析中,公共知识分子通过制定政治理论和意识形态来分析资本主义的危机和矛盾,通过在政治体系中建立资产阶级作为一个整体的长期利益意识,以及通过获得大众阶级对资产阶级统治的共识,在使资产阶级民主合法化方面发挥着至关重要的作用。本文考察了科斯梅·德拉·托雷恩特·佩拉扎的政治思想和职业生涯,这位杰出的公共知识分子和共和国政治家(1901-58)的职业生涯是追求霸权的典范,他基于对1901年和1940年宪法的道德和知识论证以及对普拉特修正案的抵制。古巴资产阶级在二十世纪之交处于不稳定的地位,无法发挥战略性的政治作用。作为外国资本在古巴的中介,其依赖的“买办”地位威胁了它的民族主义信誉(McGillivray 2009: 63-86)。在古巴资产阶级内部,最依赖外国资本和市场的部门,特别是甘蔗种植园和磨坊主以及那些依赖贸易和进口的部门,很少成为美国扩张的障碍。直到大萧条和第二次世界大战,当美国进口减少,美国糖厂所有者在民粹主义政府的监管政策下被迫退出制糖业和银行业时,古巴工业资产阶级才在国内市场上获得了重要地位(Dominguez 1978)。然而,在这一时期创建的行业很少能够在外国竞争中生存下来。1954年,手工业生产在古巴经济中仍然占有重要地位,45.1%的工厂工人少于5人。根据Jorge Ibarra Cuesta的说法,“国内工业远远不能满足国内对其每个分支生产的需求,因此造成了可以通过进口来满足的赤字”(Ibarra 1995: 63)。总的来说,古巴工业资产阶级并没有给经济注入民族主义的色彩。古巴与美国的新殖民主义关系,反映在《普拉特修正案》(Platt Amendment)和美国为使古巴被纳入新兴的美国全球帝国而对古巴提出的地缘政治要求中,使其合法化功能进一步复杂化独立后的古巴资产阶级必须解决这些矛盾,以主张其统治的合法性。因此,对于资产阶级民主的霸权来说,由公共知识分子组成的这个阶级的战略部门必须逐渐意识到其长期的阶级利益,并制定一项民族主义计划,以吸引广泛的社会阶级联盟。霸权取决于制定这样一种民族主义的政治和经济发展战略的能力,动员国家权力为古巴的资本家和劳工从岛上的单一糖业中获得更有利的条件,使经济多样化,并根据普拉特修正案抵制外国对该岛内政的干预。历史学家和政治学家指出,托里ente y Peraza的重要性,他是共和国的主要公共知识分子,一方面,他是具有改革思想的民族主义者,批评普拉特修正案及其对古巴政治的影响,他的职业生涯致力于废除该修正案,另一方面,他是1906年至1909年美国占领古巴期间的政治危机中的杰出人物,以及威胁民主合法性的Gerardo Machado和Fulgencio Batista政权。…
Public Intellectuals and Politics in Cuba: A Case Study of Cosme de la Torriente y Peraza (1872–1956)
IntroductionBarrington Moore's classic Social Origins of Dictatorship and Democracy advances the thesis that the democratic path to modernisation depends on the strategic role played by the bourgeoisie in a country's development, asserting that 'no bourgeoisie, no democracy' (Moore 1967). According to Moore, the strategic role of the bourgeois class results from its detachment from feudal class relations to transform the nature of property relations, the state and society. In Antonio Gramsci's analysis of the capitalist state in Intellectuals and the Organization of Culture (Gramsci 1971), public intellectuals play a crucial role in legitimising bourgeois democracy by formulating political doctrines and ideologies that analyse the crisis and contradictions of capitalism, by creating awareness of the long-term interests of the bourgeoisie as a whole in the political system and by obtaining consensus of the popular classes for bourgeois rule. This article examines the political thought and career of Cosme de la Torriente y Peraza, a prominent public intellectual and politician of the Republic (1901-58) whose career exemplifies the pursuit of hegemony based on moral and intellectual arguments for the Constitutions of 1901 and 1940 and resistance to the Platt Amendment.The Cuban bourgeoisie at the turn of the twentieth century was in a precarious position to play a strategic political role. Its nationalist credentials were threatened by its dependent 'comprador' status functioning as intermediaries for foreign capital in Cuba (McGillivray 2009: 63-86). Within the Cuban bourgeoisie, the sectors most dependent on foreign capital and markets, notably the sugar plantation and mill owners and those relying on trade and imports, were seldom an obstacle to US expansion. The Cuban industrial bourgeoisie did not gain significance in the domestic market until the Great Depression and the Second World War when US imports decreased and US owners of sugar mills were pressured out of the sugar industry and banking under the regulatory policies of populist governments (Dominguez 1978). However, few industries created in this period were able to survive foreign competition. In 1954, craft production still figured prominently in the Cuban economy, with 45.1 per cent of all factories having fewer than five workers. According to Jorge Ibarra Cuesta, 'Domestic industries were far from being able to cover domestic demand for the production of each of its branches, thus creating a deficit that would be satisfied by imports' (Ibarra 1995: 63). In general, the Cuban industrial bourgeoisie did not lend a nationalist character to the economy. The legitimation function was complicated further by the neocolonial relations of the country with the US, reflected in the Platt Amendment and US geopolitical demands on Cuba in order for it to be accepted into the emerging American global empire.1 The Cuban bourgeoisie after independence had to address these contradictions to claim their legitimacy to rule.It was therefore imperative to the hegemony of bourgeois democracy that a strategic sector of this class constituted of public intellectuals evolved an awareness of its long-term class interests and formulated a nationalist programme that would appeal to a broad-based alliance of social classes. Hegemony depended on the capacity to formulate such a nationalist political and economic development strategy, mobilising state power to obtain more favourable terms for Cuban capitalists and labour from the island's sugar monoculture, diversifying the economy and resisting foreign interventions in the island's domestic affairs under the Platt Amendment.Historians and political scientists have pointed to the significance of Torriente y Peraza as a leading public intellectual of the Republic who exemplifies, on the one hand, a reform-minded nationalist critical of the Platt Amendment and its effects on Cuban politics, and whose career was dedicated to its abrogation and, on the other hand, as a prominent figure in the political crisis during the US occupation of Cuba from 1906 to 1909, and the Gerardo Machado and Fulgencio Batista regimes that threatened democratic legitimacy. …