公共治理模型:一种避免现有可信研究环境之间数据隔离的方法

Fatemeh Torabi, Chris Orton, Emma Squires, Sharon Heys, Richard Hier, Ronan A. Lyons, Simon Thompson
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引用次数: 0

摘要

可信的研究环境为数据访问提供了合法的基础,同时还提供了一组技术来支持实施隐私保护的“五个一”框架。在遵守“五个安全”框架方面缺乏标准方法,导致不同的安全区域采用不同的方法。跨多个TREs的数据访问和分析具有一系列好处,包括由于样本量更大而提高分析精度和更广泛的样本外记录可用性,特别是在罕见情况的研究中。英国tres使用的治理方法的知识是有限的。目的记录主要英国数据交换系统的关键治理特征,为英国范围内的分析做出贡献,并确定将直接促进未来多数据交换系统合作和联合分析的要素。方法总结了英国15个主要TREs的三个主要特征:1)数据访问环境;2)数据访问请求和披露控制程序;3)治理模型。我们进行了在多个TRE中进行的协作分析的案例研究。我们确定了一系列在同等治理水平上运行的TREs。我们进一步通过体系结构考虑来确定通常治理的TRE,以实现同等级别的信息安全管理系统标准,从而促进多TRE功能和联合分析。结果所有15个UK-TREs只有在通过人工操作的披露控制检查时才允许汇总和分析汇总的研究成果。查阅资料要求的程序对每个数据交换中心都是独一无二的。我们还观察到,在没有或只有很少的研究人员指导提交请求程序最佳实践的情况下,不同TREs的披露控制程序存在差异。2023年,6家TREs(40.0%)通过了ISO 20071认证,9家TREs(56.2%)参加了四国分析。通过现有的技术解决方案,可以安全地分析来自多个TREs的个人层面数据,但需要开发一个完善的治理框架,满足所有利益相关者的要求,并解决公众和患者的关切。标准模型的形成可以作为催化剂,推动当前TREs治理模式向英国内外的多TREs生态系统发展。
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Common governance model: a way to avoid data segregation between existing trusted research environment
BackgroundTrusted Research Environments provide a legitimate basis for data access along with a set of technologies to support implementation of the "five-safes" framework for privacy protection. Lack of standard approaches in achieving compliance with the "five-safes" framework results in a diversity of approaches across different TREs. Data access and analysis across multiple TREs has a range of benefits including improved precision of analysis due to larger sample sizes and broader availability of out-of-sample records, particularly in the study of rare conditions. Knowledge of governance approaches used across UK-TREs is limited. ObjectiveTo document key governance features in major UK-TRE contributing to UK wide analysis and to identify elements that would directly facilitate multi TRE collaborations and federated analysis in future. MethodWe summarised three main characteristics across 15 major UK-based TREs: 1) data access environment; 2) data access requests and disclosure control procedures; and 3) governance models. We undertook case studies of collaborative analyses conducted in more than one TRE. We identified an array of TREs operating on an equivalent level of governance. We further identify commonly governed TREs with architectural considerations for achieving an equivalent level of information security management system standards to facilitate multi TRE functionality and federated analytics. ResultsAll 15 UK-TREs allow pooling and analysis of aggregated research outputs only when they have passed human-operated disclosure control checks. Data access requests procedures are unique to each TRE. We also observed a variability in disclosure control procedures across various TREs with no or minimal researcher guidance on best practices for file out request procedures. In 2023, six TREs (40.0%) held ISO 20071 accreditation, while 9 TREs (56.2%) participated in four-nation analyses. ConclusionSecure analysis of individual-level data from multiple TREs is possible through existing technical solutions but requires development of a well-established governance framework meeting all stakeholder requirements and addressing public and patient concerns. Formation of a standard model could act as the catalyst for evolution of current TREs governance models to a multi TRE ecosystem within the UK and beyond.
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