Early Pliocene otolith assemblages from the outer-shelf environment reveal the establishment of mesopelagic fish fauna over 3 million years ago in southwestern Taiwan

Abstract Understanding the diversity of deep-sea fish fauna based on otoliths in the tropical and subtropical West Pacific has been limited, creating a significant knowledge gap regarding regional and temporal variations in deep-sea fish fauna. To address this gap, we collected a total of 122 bulk sediment samples from the Lower Pliocene Gutingkeng Formation in southwestern Taiwan to reconstruct the otolith-based fish fauna. Using planktonic foraminiferal biostratigraphy, we determined the age of the samples to be 5.6 to 3.1 Ma. A total of 8314 otoliths were assigned to 64 different taxa from 33 families, including the discovery of one new genus, Gutingichthys gen. nov., and three new species: Benthosema duanformis sp. nov., Benthosema parafibulatum sp. nov., and Gutingichthys changi sp. nov. Comparisons with other regional otolith-based assemblages highlighted the exceptional diversity of our collection, making it the most diverse fossil fish fauna reported from Taiwan to date. Otolith diversity analysis revealed very few taxa were dominant in the assemblage, particularly the mesopelagic Myctophidae, with a wide variety of minor taxa. The co-occurrence of shallow-water elements suggests episodic storm events as a potential source. The predominance of deep-sea and oceanic fishes indicated an outer-shelf to upper slope environment, resembling the modern outer-shelf and upper slope fish fauna in the region. Our findings suggest an early establishment and persistent presence of the mesopelagic fish community since the Early Pliocene. Further investigations of the Upper Miocene and Pleistocene sections of the Gutingkeng Formation would provide valuable insights into the evolution of deep-sea fish fauna in the area.