战略subdelegation

IF 1.2 2区 社会学 Q1 LAW Journal of Empirical Legal Studies Pub Date : 2023-11-20 DOI:10.1111/jels.12369
Brian D. Feinstein, Jennifer Nou
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引用次数: 0

摘要

行政机关任命的领导经常记录政府权力下放给公务员的情况。被任命者愿意以这种方式放弃权力,至少乍一看是一个谜:为什么这些被任命者把权力分配给不受绩效保护法保护的公务员,也就是说,分配给他们控制有限的雇员?本文开发并测试了一个理论来解释这种行为。通过对被任命者与公务员之间委托关系的原始数据以及对这两类行为者之间意识形态距离的衡量,我们发现,当两类行为者的关系更加紧密时,被任命者更愿意将权力授予公务员。他们尤其有可能在总统任期的最后几个月这样做,在过渡到来自另一个政党的新任命之前。从本质上讲,被任命者战略性地将权力下放给意识形态相似的公务员,以便在面对反对派的未来总统政府时巩固他们的观点。此外,司法理论和利益集团政治可能使现有的分代表团难以扭转。这种粘性增加了分代表团作为向未来行政当局投射偏好的手段的战略价值。这些发现对行政法和行政管理提出了重要的启示。关于机构内部动态的一种传统观点认为,被任命者和公务员是竞争对手。与此相关,人事实践的研究侧重于授权任命和副职公务员的策略。相比之下,本文展示了任命人员和公务员在某些条件下如何作为战略伙伴。在主要政治人物提出对公务员制度进行根本改革的时候,我们的研究结果要求对政治任命者和公务员之间的动态进行更细致的理解。
本文章由计算机程序翻译,如有差异,请以英文原文为准。

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Strategic subdelegation

Appointed leaders of administrative agencies routinely record subdelegations of governmental authority to civil servants. That appointees willingly cede authority in this way presents a puzzle, at least at first glance: Why do these appointees assign their power to civil servants insulated by merit protection laws, that is, to employees over whom they have limited control? This article develops and tests a theory to explain this behavior. Using original data on appointee-to-civil servant delegations and a measure of the ideological distance between these two groups of actors, we show that appointees are more willing to vest power in civil servants when the two groups are more closely aligned. They are particularly likely to do so in the last months of a presidential administration, prior to a transition to a new set of appointees from a different party. Essentially, appointees strategically devolve authority to ideologically similar civil servants to entrench their views in the face of oppositional future presidential administrations. Further, judicial doctrine and interest-group politics can make existing subdelegations difficult to reverse. This stickiness adds to the strategic value of subdelegations as a means of projecting preferences into future administrations. These findings raise important implications for administrative law and governance. One conventional wisdom on intra-agency dynamics considers appointees and civil servants as rivals. Relatedly, studies of personnel practices focus on strategies to empower appointees and sideline civil servants. This article, by contrast, shows how appointees and civil servants can act as strategic partners under certain conditions. At a time when leading political figures propose fundamental changes to the civil service, our findings call for a more nuanced understanding of the dynamics between political appointees and civil servants.

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来源期刊
CiteScore
2.30
自引率
11.80%
发文量
34
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