{"title":"例外状态下必要性的“合法性”","authors":"Alexander Carl Dinopoulos","doi":"10.1007/s10991-023-09355-5","DOIUrl":null,"url":null,"abstract":"<p>In response to extreme conditions, government endowed with extraordinary powers in the form of a state of exception, released from the norms of a rule of law legal order, has been accepted as a modern political institution with an essential role in safeguarding democracy. It is only then, that a democratic government may achieve effective measures necessary to best address the extremities unfolding. The lack of public law theory legitimizing such an institution, alongside the heavy reliance on the medieval principle <i>necessitas legem non habet</i> as the institution’s theoretic premise, prompt contemporary theorist Giorgio Agamben to question the role of the state of exception within modern democracy. This paper will first present how Agamben grounds the state of exception to the concept of necessity, tracing the theory of necessity to its apparent European origin, in the writings of Gratian and Thomas Aquinas. Then, this paper will focus on divergent interpretations of necessity drawn from the halls of the Swiss Federal Palace, whilst discussing the fate of recent state of exceptions. These divergent interpretations of necessity, namely by Ernest Paul Graber and Robert Grimm, both historic members of the Swiss Federal Assembly, indicate how necessity may be interpreted in different ways. Finally, this paper will question the extent to which this parallel relationship, between the state of exception and the concept of necessity, may undermine a democratic rule of law legal order.</p>","PeriodicalId":42661,"journal":{"name":"Liverpool Law Review","volume":"13 5","pages":""},"PeriodicalIF":0.3000,"publicationDate":"2023-11-15","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"The “Legality” of Necessity in the State of Exception\",\"authors\":\"Alexander Carl Dinopoulos\",\"doi\":\"10.1007/s10991-023-09355-5\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<p>In response to extreme conditions, government endowed with extraordinary powers in the form of a state of exception, released from the norms of a rule of law legal order, has been accepted as a modern political institution with an essential role in safeguarding democracy. It is only then, that a democratic government may achieve effective measures necessary to best address the extremities unfolding. The lack of public law theory legitimizing such an institution, alongside the heavy reliance on the medieval principle <i>necessitas legem non habet</i> as the institution’s theoretic premise, prompt contemporary theorist Giorgio Agamben to question the role of the state of exception within modern democracy. This paper will first present how Agamben grounds the state of exception to the concept of necessity, tracing the theory of necessity to its apparent European origin, in the writings of Gratian and Thomas Aquinas. Then, this paper will focus on divergent interpretations of necessity drawn from the halls of the Swiss Federal Palace, whilst discussing the fate of recent state of exceptions. These divergent interpretations of necessity, namely by Ernest Paul Graber and Robert Grimm, both historic members of the Swiss Federal Assembly, indicate how necessity may be interpreted in different ways. Finally, this paper will question the extent to which this parallel relationship, between the state of exception and the concept of necessity, may undermine a democratic rule of law legal order.</p>\",\"PeriodicalId\":42661,\"journal\":{\"name\":\"Liverpool Law Review\",\"volume\":\"13 5\",\"pages\":\"\"},\"PeriodicalIF\":0.3000,\"publicationDate\":\"2023-11-15\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Liverpool Law Review\",\"FirstCategoryId\":\"1085\",\"ListUrlMain\":\"https://doi.org/10.1007/s10991-023-09355-5\",\"RegionNum\":0,\"RegionCategory\":null,\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q3\",\"JCRName\":\"LAW\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Liverpool Law Review","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/10.1007/s10991-023-09355-5","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q3","JCRName":"LAW","Score":null,"Total":0}
引用次数: 0
摘要
在极端条件下,政府以例外状态的形式被赋予超常权力,从法治秩序的规范中解脱出来,成为一种现代政治制度,具有维护民主的重要作用。只有到那时,一个民主政府才能采取必要的有效措施,最好地解决正在出现的极端情况。由于缺乏使这种制度合法化的公法理论,同时又严重依赖中世纪的“法定不可违”原则作为该制度的理论前提,这促使当代理论家乔治·阿甘本(Giorgio Agamben)质疑例外状态在现代民主中的作用。本文将首先介绍阿甘本如何将例外状态建立在必然性概念的基础上,追溯必然性理论的明显欧洲起源,在格拉提安和托马斯·阿奎那的著作中。然后,本文将重点讨论从瑞士联邦宫大厅引出的必要性的不同解释,同时讨论最近例外状态的命运。恩斯特·保罗·格雷伯(Ernest Paul Graber)和罗伯特·格林(Robert Grimm)这两位瑞士联邦议会的历史成员对必要性的不同解释表明,必要性可能会以不同的方式被解释。最后,本文将质疑例外状态和必要性概念之间的这种平行关系可能在多大程度上破坏民主法治的法律秩序。
The “Legality” of Necessity in the State of Exception
In response to extreme conditions, government endowed with extraordinary powers in the form of a state of exception, released from the norms of a rule of law legal order, has been accepted as a modern political institution with an essential role in safeguarding democracy. It is only then, that a democratic government may achieve effective measures necessary to best address the extremities unfolding. The lack of public law theory legitimizing such an institution, alongside the heavy reliance on the medieval principle necessitas legem non habet as the institution’s theoretic premise, prompt contemporary theorist Giorgio Agamben to question the role of the state of exception within modern democracy. This paper will first present how Agamben grounds the state of exception to the concept of necessity, tracing the theory of necessity to its apparent European origin, in the writings of Gratian and Thomas Aquinas. Then, this paper will focus on divergent interpretations of necessity drawn from the halls of the Swiss Federal Palace, whilst discussing the fate of recent state of exceptions. These divergent interpretations of necessity, namely by Ernest Paul Graber and Robert Grimm, both historic members of the Swiss Federal Assembly, indicate how necessity may be interpreted in different ways. Finally, this paper will question the extent to which this parallel relationship, between the state of exception and the concept of necessity, may undermine a democratic rule of law legal order.
期刊介绍:
The Liverpool Law Review is a tri-annual journal of contemporary domestic, European and international legal and social policy issues. The Journal aims to provide articles, commentaries and reviews across a wide range of theoretical and practical legal and social policy matters - including public law, private law, civil and criminal justice, international law, ethics and legal theory. The Journal has many international subscribers and regularly publishes important contributions from the U.K. and abroad. Articles and commentaries are published with sufficient speed to ensure that they are truly current.