{"title":"对建议公平性的反事实解释","authors":"Xiangmeng Wang, Qian Li, Dianer Yu, Qing Li, Guandong Xu","doi":"10.1145/3643670","DOIUrl":null,"url":null,"abstract":"<p>Fairness-aware recommendation alleviates discrimination issues to build trustworthy recommendation systems. Explaining the causes of unfair recommendations is critical, as it promotes fairness diagnostics, and thus secures users’ trust in recommendation models. Existing fairness explanation methods suffer high computation burdens due to the large-scale search space and the greedy nature of the explanation search process. Besides, they perform feature-level optimizations with continuous values, which are not applicable to discrete attributes such as gender and age. In this work, we adopt counterfactual explanations from causal inference and propose to generate attribute-level counterfactual explanations, adapting to discrete attributes in recommendation models. We use real-world attributes from Heterogeneous Information Networks (HINs) to empower counterfactual reasoning on discrete attributes. We propose a <i>Counterfactual Explanation for Fairness (CFairER)</i> that generates attribute-level counterfactual explanations from HINs for item exposure fairness. Our <i>CFairER</i> conducts off-policy reinforcement learning to seek high-quality counterfactual explanations, with attentive action pruning reducing the search space of candidate counterfactuals. The counterfactual explanations help to provide rational and proximate explanations for model fairness, while the attentive action pruning narrows the search space of attributes. Extensive experiments demonstrate our proposed model can generate faithful explanations while maintaining favorable recommendation performance.</p>","PeriodicalId":50936,"journal":{"name":"ACM Transactions on Information Systems","volume":"36 1","pages":""},"PeriodicalIF":5.4000,"publicationDate":"2024-01-29","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Counterfactual Explanation for Fairness in Recommendation\",\"authors\":\"Xiangmeng Wang, Qian Li, Dianer Yu, Qing Li, Guandong Xu\",\"doi\":\"10.1145/3643670\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<p>Fairness-aware recommendation alleviates discrimination issues to build trustworthy recommendation systems. Explaining the causes of unfair recommendations is critical, as it promotes fairness diagnostics, and thus secures users’ trust in recommendation models. Existing fairness explanation methods suffer high computation burdens due to the large-scale search space and the greedy nature of the explanation search process. Besides, they perform feature-level optimizations with continuous values, which are not applicable to discrete attributes such as gender and age. In this work, we adopt counterfactual explanations from causal inference and propose to generate attribute-level counterfactual explanations, adapting to discrete attributes in recommendation models. We use real-world attributes from Heterogeneous Information Networks (HINs) to empower counterfactual reasoning on discrete attributes. We propose a <i>Counterfactual Explanation for Fairness (CFairER)</i> that generates attribute-level counterfactual explanations from HINs for item exposure fairness. Our <i>CFairER</i> conducts off-policy reinforcement learning to seek high-quality counterfactual explanations, with attentive action pruning reducing the search space of candidate counterfactuals. The counterfactual explanations help to provide rational and proximate explanations for model fairness, while the attentive action pruning narrows the search space of attributes. Extensive experiments demonstrate our proposed model can generate faithful explanations while maintaining favorable recommendation performance.</p>\",\"PeriodicalId\":50936,\"journal\":{\"name\":\"ACM Transactions on Information Systems\",\"volume\":\"36 1\",\"pages\":\"\"},\"PeriodicalIF\":5.4000,\"publicationDate\":\"2024-01-29\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"ACM Transactions on Information Systems\",\"FirstCategoryId\":\"94\",\"ListUrlMain\":\"https://doi.org/10.1145/3643670\",\"RegionNum\":2,\"RegionCategory\":\"计算机科学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"COMPUTER SCIENCE, INFORMATION SYSTEMS\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"ACM Transactions on Information Systems","FirstCategoryId":"94","ListUrlMain":"https://doi.org/10.1145/3643670","RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"COMPUTER SCIENCE, INFORMATION SYSTEMS","Score":null,"Total":0}
Counterfactual Explanation for Fairness in Recommendation
Fairness-aware recommendation alleviates discrimination issues to build trustworthy recommendation systems. Explaining the causes of unfair recommendations is critical, as it promotes fairness diagnostics, and thus secures users’ trust in recommendation models. Existing fairness explanation methods suffer high computation burdens due to the large-scale search space and the greedy nature of the explanation search process. Besides, they perform feature-level optimizations with continuous values, which are not applicable to discrete attributes such as gender and age. In this work, we adopt counterfactual explanations from causal inference and propose to generate attribute-level counterfactual explanations, adapting to discrete attributes in recommendation models. We use real-world attributes from Heterogeneous Information Networks (HINs) to empower counterfactual reasoning on discrete attributes. We propose a Counterfactual Explanation for Fairness (CFairER) that generates attribute-level counterfactual explanations from HINs for item exposure fairness. Our CFairER conducts off-policy reinforcement learning to seek high-quality counterfactual explanations, with attentive action pruning reducing the search space of candidate counterfactuals. The counterfactual explanations help to provide rational and proximate explanations for model fairness, while the attentive action pruning narrows the search space of attributes. Extensive experiments demonstrate our proposed model can generate faithful explanations while maintaining favorable recommendation performance.
期刊介绍:
The ACM Transactions on Information Systems (TOIS) publishes papers on information retrieval (such as search engines, recommender systems) that contain:
new principled information retrieval models or algorithms with sound empirical validation;
observational, experimental and/or theoretical studies yielding new insights into information retrieval or information seeking;
accounts of applications of existing information retrieval techniques that shed light on the strengths and weaknesses of the techniques;
formalization of new information retrieval or information seeking tasks and of methods for evaluating the performance on those tasks;
development of content (text, image, speech, video, etc) analysis methods to support information retrieval and information seeking;
development of computational models of user information preferences and interaction behaviors;
creation and analysis of evaluation methodologies for information retrieval and information seeking; or
surveys of existing work that propose a significant synthesis.
The information retrieval scope of ACM Transactions on Information Systems (TOIS) appeals to industry practitioners for its wealth of creative ideas, and to academic researchers for its descriptions of their colleagues'' work.