非殖民化遗产的法律限制:巴西的解放、民族国家和种族资本主义

IF 2.6 1区 社会学 Q1 ANTHROPOLOGY American Anthropologist Pub Date : 2024-02-17 DOI:10.1111/aman.13956
Lucas Lixinski
{"title":"非殖民化遗产的法律限制:巴西的解放、民族国家和种族资本主义","authors":"Lucas Lixinski","doi":"10.1111/aman.13956","DOIUrl":null,"url":null,"abstract":"<p>Cultural heritage law and processes, it is widely known, authorize certain forms of identity that are more often than not aligned with a national project (Lowenthal, <span>1998</span>). What happens, however, when the national project turns away from being one of harmony and continuity with the past (as is still the case in many countries, most notably China, as Bideau and Bugnon show in this collection), and becomes about a break with—or at least renegotiation of—the past? What happens when, in the same breath, heritage becomes part of a project that is not just about recognition but also contains within it at least some elements of redistribution? Can we stretch the limits of the authorizing forces around heritage (Smith, <span>2006</span>) so that they operate in a register that can deliver on decolonial possibilities and promises? A recent example in Brazil speaks to these questions and suggests that there is potential, albeit limited, for decoloniality through heritage.</p><p>In 2018, the Brazilian Supreme Court upheld the constitutionality of legislation that grants land rights to Afro-descendants in Brazil. These populations, known as <i>quilombolas</i>, who live in <i>quilombos</i>, are entitled to their lands partly as a measure of reparation against their historical and ongoing oppression, rooted in slavery. Their land rights are grounded in legal mechanisms that protect cultural heritage in the Brazilian Constitution. I use this context to explore the uneasy relationships between heritage, the law, and racial capitalism. I argue that the authorizing register of legal discourse is, by and large, unable to live up to the aspirations of heritage as a decolonial tool, but it can still be somewhat promising strategically for historically oppressed groups.</p><p>Brazil was the last country to abolish the enslavement of African people in the Americas. When it finally did, in 1888, it chose not to compensate former slave owners for the loss of their “property” (as was somewhat common at the time in other countries), nor to compensate formerly enslaved people for what we today would call the expropriation of their labor and bodies (Robinson, <span>2021</span>). To avoid the former, the Brazilian government burned all the archives recording titles over enslaved persons. This action had significant impacts on the latter, and heritage processes and forms have since sought to correct that gap.</p><p>Specifically, 100 years after the abolition of slavery, in 1988, the Brazilian state adopted a new Constitution to mark the end of over two decades of military dictatorship. This constitution was the first to recognize multiculturalism and even acknowledge the existence of Afro-descendants in the country as a separate segment of the population with specific rights claims. Up until then, Brazil had been stuck in the myth of racial democracy, which suggests that it is a harmonious society where no racism exists, because all the distinctive ethnic groups (African Black, native Indigenous, and white European settlers) had melded into one “Brazilian” race (Ribeiro, <span>2000</span>).</p><p>The 1988 Constitution sought to dislodge that myth and issue some form of reparations for Afro-descendants and Indigenous peoples in the form of land rights. To do so, some thought that <i>quilombolas</i> needed to show historical continuity of occupation of the land and ties to enslavement, proof of which was very difficult without the destroyed archives. The Constitution also acknowledged the “contribution” of these groups, alongside the descendants of European colonizers, to national identity (and in this way reinforcing structures inherited from colonialism, as Baracchini and Monney explore in this collection in relation to another context, and a form of “social engineering” through heritage, as Bideau and Bugnon discuss in this collection), safeguarding their tangible and intangible cultural heritage. Land rights and heritage provisions in the new Constitution sought to decolonize the Brazilian legal system. However, they only met with partial success.</p><p><i>Quilombolas</i> are usually thought of today as the descendants of runaway enslaved persons. They have a much more complicated history, however, and the key feature is not having run away from enslavement but rather that <i>quilombos</i> have formed as a form of resistance against the slavery regime and overall oppression on the basis of race. Escaping enslavement was only one such form of resistance; resistance continues to this day, and <i>quilombos</i> can still form today (Figure 1).</p><p>These contrasting views between <i>quilombos</i> as tied to the past (which makes them historical artifacts, in a way) or part of the present (which allows them to still emerge) have been reflected over time in academic and legal discourses. The view of <i>quilombos</i>-as-past was, for a long time, the prevailing view, and still has a hold on legal imaginaries (Moura, <span>2020</span>) in a way that enables heritage disciplines to be weaponized against minority identities by casting them as static artifacts (a discussion Haputhanthri, Juleff, and Thamotharampillai have in relation to Sri Lanka in this collection). But the conversation has been complicated over at least the past four decades with the “rediscovery” of Black resistance in Brazil (Ioruba, de Moraes, and Gomes, <span>2016</span>). The consequence of the coexistence of these two views is ambiguity in the law whose interpretation and implementation is then subject to an individual judge's or other legal authority's worldviews. Whichever view wins can mean the difference between receiving or being denied land rights.</p><p>The 1988 Constitution is the first constitutional text in Brazil to openly discuss Blackness. There is a rich and complicated history of the claims made about race by Black activists and the few Black members of the Constituent Assembly in charge of drafting the next text (Engle and Lixinski, <span>2021</span>). But, among the few provisions they successfully added to the Constitution is one that recognizes <i>quilombolas</i>’ rights to the lands they occupy (Transitory Provisions, Article 68). Another article mentions <i>quilombos</i> as part of Brazil's national heritage (Article 216). These two provisions were at one point merged in the drafting but ended up separated through maneuvering that sought to eliminate land rights and merge <i>quilombola</i> identity into a (racially harmonious) national heritage.</p><p>The provision on land rights, which barely made it into the Constitution, went unimplemented for 15 years. There were multiple drafts of legislation throughout the remainder of the twentieth century, but it was only in 2003 that the (leftist) president signed a decree implementing this provision (Decree 4.887, November 20, 2003). Immediately after adoption, farming and right-wing interests challenged the constitutionality of this legislation.</p><p>The constitutionality challenge went straight to the Brazilian Supreme Court and lasted 15 years. It was only in 2018 that the Supreme Court finally decided the case, upholding the decree's constitutionality. In doing so, it brought together the provisions on land rights and heritage that were separated in the text of the Constitution, leveraging heritage for the protection of minority property rights in a way that is familiar in other contexts as well (see Korstanje and CIIVAC in this collection).</p><p>Specifically, part of the challenge before the court was whether the provision on land rights allowed for titles held by private parties (many of whom were descendants of slave owners, since <i>quilombolas</i> often established their <i>quilombos</i> within the boundaries of the massive properties on which they had lived) to be expropriated. The decree said so, but the constitutional basis for this authorization was not clear in the Constitution's Transitory Article 68. The court then looked elsewhere in the Constitution and relied on the designation of <i>quilombos</i> as heritage. Specifically, the court's majority said that, since land rights allow for the cultural survival of <i>quilombolas</i>, <i>quilombos</i> were heritage, and expropriation was allowed in the name of heritage safeguarding, then the titles of landowners could be expropriated (with compensation paid) in favor of <i>quilombos</i>.</p><p>The judges’ reasoning, partly relying on fairly extensive quotes from Nancy Fraser's (<span>1995</span>) classic article on redistribution and recognition, acknowledged, for the most part, the ongoing nature of <i>quilombola</i> resistance. One dissenting judge insisted on <i>quilombolas</i> only being entitled to the land they already occupied at the time of abolition of slavery (which casts <i>quilombos</i> firmly in the past, in addition to the hurdles I mentioned above in relation to legal evidence and burned archives). For the most part, however, the acknowledgment of ongoing resistance necessitates coming to terms with a present that is not as harmonious as the national foundational myth of racial democracy would have it. In fact, many of the judges spoke explicitly of <i>quilombola</i> land rights as measures of reparation for their oppression.</p><p>At the same time, however, the court needed to rely on a heritage provision that casts <i>quilombola</i> heritage as one component of the nation, a provision that reinforces this idea of three ethnic groups coming together to create a unified national identity. Even if the 1988 Constitution was in many ways a new beginning for the country, it was not a total break with the past. On the contrary, buying into, rather than rejecting, a national narrative was the price for the admission of Afro-descendants for the first time in the nation's constitutional texts. And, because the court was bound to check the law against the limits of the Constitution, it also needed to accept its premises. In other words, the law's operation still enabled only a limited engagement with its transformative promises, even if heritage does have potential to support rights claims generally, as Onciul shows in this collection. Once those promises were turned into Constitutional text in 1988, the basic parameters set at the Constituent Assembly were no longer up for questioning.</p><p>The court fought valiantly within these constraints, however. It tied the heritage provisions, which called for very limited recognition as heritage, to a redistributive provision on land rights. The connections many of the judges drew between these two provisions created some breathing room for at least acknowledging racial capitalism's ongoing effects, and the importance of its critique in legal institutions and discourse.</p><p>The use of heritage in this case also points to some decolonial possibilities. Even though the court was bound by a provision that cast <i>quilombos</i> as part of the national heritage, many of the judges went out of their way to emphasize that it was not <i>quilombos</i> as physical sites, but rather <i>quilombola</i> practices as intangible cultural heritage, that were crucial in the justification for expropriation. The emphasis on intangible cultural heritage as living heritage allows the court, and present and future advocates for <i>quilombola</i> and Afro-descendant rights, to focus on ongoing social practices, including those of resistance, as anchors of legality and pathways for redistribution. In this way, the key to the future of decoloniality through heritage rests with intangible heritage practices couched in resistance, which can themselves recast the usual accounts of national heritage and racial democracy.</p><p>While the Brazilian Supreme Court, as most courts and legal institutions around the world, could not fully undo colonization and break with a past of oppression, it sought to use heritage, and particularly living heritage, as a means of retelling the story of the nation. In doing so, it presents an opportunity to shift the roles of the “usual suspects” in heritage, and to use heritage as a tool not only for recognition but also for redistribution. The focus on redistribution can tie the critique and dismantling of racial capitalism more clearly to our conversation about decoloniality and help us imagine a future in which a richer past can be tapped into to pursue forms of justice that fit the strategic aims of historically oppressed groups.</p>","PeriodicalId":7697,"journal":{"name":"American Anthropologist","volume":"126 2","pages":"333-336"},"PeriodicalIF":2.6000,"publicationDate":"2024-02-17","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1111/aman.13956","citationCount":"0","resultStr":"{\"title\":\"The legal limits of decolonizing heritage: Emancipation, the nation-state, and racial capitalism in Brazil\",\"authors\":\"Lucas Lixinski\",\"doi\":\"10.1111/aman.13956\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<p>Cultural heritage law and processes, it is widely known, authorize certain forms of identity that are more often than not aligned with a national project (Lowenthal, <span>1998</span>). What happens, however, when the national project turns away from being one of harmony and continuity with the past (as is still the case in many countries, most notably China, as Bideau and Bugnon show in this collection), and becomes about a break with—or at least renegotiation of—the past? What happens when, in the same breath, heritage becomes part of a project that is not just about recognition but also contains within it at least some elements of redistribution? Can we stretch the limits of the authorizing forces around heritage (Smith, <span>2006</span>) so that they operate in a register that can deliver on decolonial possibilities and promises? A recent example in Brazil speaks to these questions and suggests that there is potential, albeit limited, for decoloniality through heritage.</p><p>In 2018, the Brazilian Supreme Court upheld the constitutionality of legislation that grants land rights to Afro-descendants in Brazil. These populations, known as <i>quilombolas</i>, who live in <i>quilombos</i>, are entitled to their lands partly as a measure of reparation against their historical and ongoing oppression, rooted in slavery. Their land rights are grounded in legal mechanisms that protect cultural heritage in the Brazilian Constitution. I use this context to explore the uneasy relationships between heritage, the law, and racial capitalism. I argue that the authorizing register of legal discourse is, by and large, unable to live up to the aspirations of heritage as a decolonial tool, but it can still be somewhat promising strategically for historically oppressed groups.</p><p>Brazil was the last country to abolish the enslavement of African people in the Americas. When it finally did, in 1888, it chose not to compensate former slave owners for the loss of their “property” (as was somewhat common at the time in other countries), nor to compensate formerly enslaved people for what we today would call the expropriation of their labor and bodies (Robinson, <span>2021</span>). To avoid the former, the Brazilian government burned all the archives recording titles over enslaved persons. This action had significant impacts on the latter, and heritage processes and forms have since sought to correct that gap.</p><p>Specifically, 100 years after the abolition of slavery, in 1988, the Brazilian state adopted a new Constitution to mark the end of over two decades of military dictatorship. This constitution was the first to recognize multiculturalism and even acknowledge the existence of Afro-descendants in the country as a separate segment of the population with specific rights claims. Up until then, Brazil had been stuck in the myth of racial democracy, which suggests that it is a harmonious society where no racism exists, because all the distinctive ethnic groups (African Black, native Indigenous, and white European settlers) had melded into one “Brazilian” race (Ribeiro, <span>2000</span>).</p><p>The 1988 Constitution sought to dislodge that myth and issue some form of reparations for Afro-descendants and Indigenous peoples in the form of land rights. To do so, some thought that <i>quilombolas</i> needed to show historical continuity of occupation of the land and ties to enslavement, proof of which was very difficult without the destroyed archives. The Constitution also acknowledged the “contribution” of these groups, alongside the descendants of European colonizers, to national identity (and in this way reinforcing structures inherited from colonialism, as Baracchini and Monney explore in this collection in relation to another context, and a form of “social engineering” through heritage, as Bideau and Bugnon discuss in this collection), safeguarding their tangible and intangible cultural heritage. Land rights and heritage provisions in the new Constitution sought to decolonize the Brazilian legal system. However, they only met with partial success.</p><p><i>Quilombolas</i> are usually thought of today as the descendants of runaway enslaved persons. They have a much more complicated history, however, and the key feature is not having run away from enslavement but rather that <i>quilombos</i> have formed as a form of resistance against the slavery regime and overall oppression on the basis of race. Escaping enslavement was only one such form of resistance; resistance continues to this day, and <i>quilombos</i> can still form today (Figure 1).</p><p>These contrasting views between <i>quilombos</i> as tied to the past (which makes them historical artifacts, in a way) or part of the present (which allows them to still emerge) have been reflected over time in academic and legal discourses. The view of <i>quilombos</i>-as-past was, for a long time, the prevailing view, and still has a hold on legal imaginaries (Moura, <span>2020</span>) in a way that enables heritage disciplines to be weaponized against minority identities by casting them as static artifacts (a discussion Haputhanthri, Juleff, and Thamotharampillai have in relation to Sri Lanka in this collection). But the conversation has been complicated over at least the past four decades with the “rediscovery” of Black resistance in Brazil (Ioruba, de Moraes, and Gomes, <span>2016</span>). The consequence of the coexistence of these two views is ambiguity in the law whose interpretation and implementation is then subject to an individual judge's or other legal authority's worldviews. Whichever view wins can mean the difference between receiving or being denied land rights.</p><p>The 1988 Constitution is the first constitutional text in Brazil to openly discuss Blackness. There is a rich and complicated history of the claims made about race by Black activists and the few Black members of the Constituent Assembly in charge of drafting the next text (Engle and Lixinski, <span>2021</span>). But, among the few provisions they successfully added to the Constitution is one that recognizes <i>quilombolas</i>’ rights to the lands they occupy (Transitory Provisions, Article 68). Another article mentions <i>quilombos</i> as part of Brazil's national heritage (Article 216). These two provisions were at one point merged in the drafting but ended up separated through maneuvering that sought to eliminate land rights and merge <i>quilombola</i> identity into a (racially harmonious) national heritage.</p><p>The provision on land rights, which barely made it into the Constitution, went unimplemented for 15 years. There were multiple drafts of legislation throughout the remainder of the twentieth century, but it was only in 2003 that the (leftist) president signed a decree implementing this provision (Decree 4.887, November 20, 2003). Immediately after adoption, farming and right-wing interests challenged the constitutionality of this legislation.</p><p>The constitutionality challenge went straight to the Brazilian Supreme Court and lasted 15 years. It was only in 2018 that the Supreme Court finally decided the case, upholding the decree's constitutionality. In doing so, it brought together the provisions on land rights and heritage that were separated in the text of the Constitution, leveraging heritage for the protection of minority property rights in a way that is familiar in other contexts as well (see Korstanje and CIIVAC in this collection).</p><p>Specifically, part of the challenge before the court was whether the provision on land rights allowed for titles held by private parties (many of whom were descendants of slave owners, since <i>quilombolas</i> often established their <i>quilombos</i> within the boundaries of the massive properties on which they had lived) to be expropriated. The decree said so, but the constitutional basis for this authorization was not clear in the Constitution's Transitory Article 68. The court then looked elsewhere in the Constitution and relied on the designation of <i>quilombos</i> as heritage. Specifically, the court's majority said that, since land rights allow for the cultural survival of <i>quilombolas</i>, <i>quilombos</i> were heritage, and expropriation was allowed in the name of heritage safeguarding, then the titles of landowners could be expropriated (with compensation paid) in favor of <i>quilombos</i>.</p><p>The judges’ reasoning, partly relying on fairly extensive quotes from Nancy Fraser's (<span>1995</span>) classic article on redistribution and recognition, acknowledged, for the most part, the ongoing nature of <i>quilombola</i> resistance. One dissenting judge insisted on <i>quilombolas</i> only being entitled to the land they already occupied at the time of abolition of slavery (which casts <i>quilombos</i> firmly in the past, in addition to the hurdles I mentioned above in relation to legal evidence and burned archives). For the most part, however, the acknowledgment of ongoing resistance necessitates coming to terms with a present that is not as harmonious as the national foundational myth of racial democracy would have it. In fact, many of the judges spoke explicitly of <i>quilombola</i> land rights as measures of reparation for their oppression.</p><p>At the same time, however, the court needed to rely on a heritage provision that casts <i>quilombola</i> heritage as one component of the nation, a provision that reinforces this idea of three ethnic groups coming together to create a unified national identity. Even if the 1988 Constitution was in many ways a new beginning for the country, it was not a total break with the past. On the contrary, buying into, rather than rejecting, a national narrative was the price for the admission of Afro-descendants for the first time in the nation's constitutional texts. And, because the court was bound to check the law against the limits of the Constitution, it also needed to accept its premises. In other words, the law's operation still enabled only a limited engagement with its transformative promises, even if heritage does have potential to support rights claims generally, as Onciul shows in this collection. Once those promises were turned into Constitutional text in 1988, the basic parameters set at the Constituent Assembly were no longer up for questioning.</p><p>The court fought valiantly within these constraints, however. It tied the heritage provisions, which called for very limited recognition as heritage, to a redistributive provision on land rights. The connections many of the judges drew between these two provisions created some breathing room for at least acknowledging racial capitalism's ongoing effects, and the importance of its critique in legal institutions and discourse.</p><p>The use of heritage in this case also points to some decolonial possibilities. Even though the court was bound by a provision that cast <i>quilombos</i> as part of the national heritage, many of the judges went out of their way to emphasize that it was not <i>quilombos</i> as physical sites, but rather <i>quilombola</i> practices as intangible cultural heritage, that were crucial in the justification for expropriation. The emphasis on intangible cultural heritage as living heritage allows the court, and present and future advocates for <i>quilombola</i> and Afro-descendant rights, to focus on ongoing social practices, including those of resistance, as anchors of legality and pathways for redistribution. In this way, the key to the future of decoloniality through heritage rests with intangible heritage practices couched in resistance, which can themselves recast the usual accounts of national heritage and racial democracy.</p><p>While the Brazilian Supreme Court, as most courts and legal institutions around the world, could not fully undo colonization and break with a past of oppression, it sought to use heritage, and particularly living heritage, as a means of retelling the story of the nation. In doing so, it presents an opportunity to shift the roles of the “usual suspects” in heritage, and to use heritage as a tool not only for recognition but also for redistribution. The focus on redistribution can tie the critique and dismantling of racial capitalism more clearly to our conversation about decoloniality and help us imagine a future in which a richer past can be tapped into to pursue forms of justice that fit the strategic aims of historically oppressed groups.</p>\",\"PeriodicalId\":7697,\"journal\":{\"name\":\"American Anthropologist\",\"volume\":\"126 2\",\"pages\":\"333-336\"},\"PeriodicalIF\":2.6000,\"publicationDate\":\"2024-02-17\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"https://onlinelibrary.wiley.com/doi/epdf/10.1111/aman.13956\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"American Anthropologist\",\"FirstCategoryId\":\"90\",\"ListUrlMain\":\"https://onlinelibrary.wiley.com/doi/10.1111/aman.13956\",\"RegionNum\":1,\"RegionCategory\":\"社会学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"ANTHROPOLOGY\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"American Anthropologist","FirstCategoryId":"90","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1111/aman.13956","RegionNum":1,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ANTHROPOLOGY","Score":null,"Total":0}
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摘要

众所周知,文化遗产法律和程序授权了某些形式的身份认同,而这些身份认同往往与国家项目相一致(Lowenthal,1998 年)。然而,如果国家项目不再是与过去的和谐与延续(正如比多和布格农在本文集中所展示的,在许多国家,尤其是中国,情况依然如此),而变成了与过去的决裂--或至少是对过去的重新谈判--会发生什么情况呢?同样,当遗产成为一个项目的一部分,而这个项目不仅仅是关于承认,还至少包含一些重新分配的因素时,又会发生什么呢?我们能否扩展遗产授权力量的局限性(Smith,2006 年),使其在注册登记时能够实现非殖民地的可能性和承诺?巴西最近的一个例子说明了这些问题,并表明通过遗产实现非殖民化是有潜力的,尽管是有限的。2018 年,巴西最高法院维持了赋予巴西非洲后裔土地权的立法的合宪性。这些居住在前逃亡黑奴区(quilombolas)的人被称为 "前逃亡黑奴"(quilombolas),他们有权获得自己的土地,部分原因是作为对其历史上和持续遭受的压迫(根源于奴隶制)的补偿措施。他们的土地权以巴西宪法中保护文化遗产的法律机制为基础。我利用这一背景来探讨遗产、法律和种族资本主义之间的不稳定关系。我认为,法律话语的授权注册总体上无法实现遗产作为非殖民化工具的愿望,但对于历史上被压迫的群体来说,它仍然具有一定的战略意义。巴西最终于 1888 年废除了对非洲人的奴役,但它选择不对前奴隶主失去的 "财产 "进行赔偿(这在当时的其他国家比较常见),也不对前被奴役者进行赔偿(我们今天称之为对其劳动力和身体的征用)(Robinson,2021 年)。为了避免前者,巴西政府烧毁了所有记录被奴役者所有权的档案。具体而言,在废除奴隶制 100 年后的 1988 年,巴西政府通过了一部新宪法,标志着二十多年军事独裁统治的结束。这部宪法首次承认了多元文化,甚至承认巴西的非洲后裔是人口中的一个独立群体,享有特定的权利要求。在此之前,巴西一直沉浸在种族民主的迷思中,认为巴西是一个和谐的社会,不存在种族主义,因为所有不同的种族群体(非洲黑人、土著居民和欧洲白人定居者)已经融合成一个 "巴西 "种族(Ribeiro,2000 年)。1988 年宪法试图打破这一迷思,以土地权的形式对非洲后裔和土著居民进行某种形式的补偿。为此,一些人认为,前逃亡黑奴需要证明对土地占领的历史连续性以及与奴役的联系,但如果没有被销毁的档案,很难证明这一点。宪法还承认这些群体以及欧洲殖民者的后裔对国家认同的 "贡献"(正如巴拉奇尼(Baracchini)和蒙尼(Monney)在本文集中结合另一种情况探讨的那样,以这种方式加强了殖民主义遗留下来的结构,以及正如比多(Bideau)和布格农(Bugnon)在本文集中讨论的那样,通过遗产进行 "社会工程 "的一种形式),保护他们的物质和非物质文化遗产。新宪法中的土地权和遗产条款试图使巴西的法律体系非殖民化。如今,人们通常认为前逃亡奴隶的后代是前逃亡奴隶。然而,他们的历史要复杂得多,主要特征并不是逃离奴役,而是前逃亡黑奴的形成是对奴隶制度和基于种族的整体压迫的一种反抗。逃离奴役只是反抗的一种形式;反抗一直持续到今天,前逃亡黑奴今天仍然可以形成(图 1)。前逃亡黑奴是与过去联系在一起的(这在某种程度上使其成为历史文物),还是现在的一部分(这使其仍然可以出现),这些截然不同的观点一直反映在学术和法律论述中。 前逃亡黑奴即过去的观点在很长一段时间内占据主导地位,至今仍在法律想象中占有一席之地(Moura, 2020),这种观点使遗产学科被当作静态的人工制品,成为反对少数群体身份的武器(Haputhanthri、Juleff 和 Thamotharampillai 在本文集中就斯里兰卡问题进行了讨论)。但至少在过去四十年里,随着巴西黑人抵抗运动的 "重新发现",对话变得更加复杂(Ioruba、de Moraes 和 Gomes,2016 年)。这两种观点并存的后果是法律的模糊性,其解释和执行受制于法官或其他法律权威的个人世界观。1988 年《宪法》是巴西第一部公开讨论黑人问题的宪法文本。黑人活动家和负责起草下一部宪法的制宪会议的少数黑人成员对种族问题的主张有着丰富而复杂的历史(Engle 和 Lixinski,2021 年)。但是,在他们成功加入宪法的少数条款中,有一条承认了前逃亡黑奴对其所占土地的权利(过渡条款,第 68 条)。另一项条款提到前逃亡黑奴是巴西国家遗产的一部分(第 216 条)。在起草过程中,这两条规定曾一度被合并,但最后又被分开,因为起草者试图取消土地权,并将前逃亡黑奴身份纳入(种族和谐的)国家遗产。在 20 世纪余下的时间里,曾有多个立法草案,但直到 2003 年,(左派)总统才签署了一项法令,以落实这一规定(第 4.887 号法令,2003 年 11 月 20 日)。该法案通过后,农业和右翼利益集团立即对其合宪性提出质疑。直到 2018 年,最高法院才最终对此案做出判决,维持了该法令的合宪性。在此过程中,最高法院将《宪法》文本中分离的土地权和遗产条款合并在一起,以一种在其他情况下也很常见的方式(见本文集中的 Korstanje 和 CIIVAC),利用遗产来保护少数群体的财产权。具体而言,法庭面临的部分挑战是,有关土地权的条款是否允许征用私人(其中许多人是奴隶主的后代,因为前逃亡黑奴往往是在他们曾居住过的大规模地产的边界内建立自己的前逃亡黑奴村)持有的所有权。法令是这样规定的,但《宪法》第 68 条的过渡性条款中并没有明确说明这一授权的宪法依据。法院于是从《宪法》其他地方寻找依据,将前逃亡黑奴指定为遗产。具体而言,法院的多数法官认为,既然土地权允许前逃亡黑奴的文化生存,前逃亡黑奴就是遗产,而且允许以保护遗产的名义征用土地,那么就可以征用土地所有者的所有权(并给予补偿),以有利于前逃亡黑奴。一位持反对意见的法官坚持认为,前逃亡黑奴只有权获得他们在废除奴隶制时已经占有的土地(这使得前逃亡黑奴被牢牢地置于过去,此外还有我在上文提到的与法律证据和被烧毁的档案有关的障碍)。然而,在大多数情况下,承认持续不断的反抗就必须接受一个并不像种族民主的国家基础神话所希望的那样和谐的现在。事实上,许多法官明确表示,前逃亡黑奴的土地权是对其所受压迫的补偿措施。然而,与此同时,法院需要依据遗产条款,将前逃亡黑奴遗产作为国家的一个组成部分,这一条款强化了三个民族共同创造统一民族身份的理念。尽管 1988 年《宪法》在很多方面都是国家的新开端,但它并没有与过去彻底决裂。恰恰相反,对国家叙事的认同而非拒绝,是非洲裔首次被纳入国家宪法文本的代价。而且,由于法院必须根据《宪法》的限制来检查法律,因此法院也需要接受《宪法》的前提。 换句话说,该法的运作仍然只能有限地实现其变革性承诺,即使遗产确实有可能支持一般的权利诉求,正如本文集中翁丘尔(Onciul)所展示的那样。一旦这些承诺在 1988 年转化为宪法文本,制宪会议设定的基本参数就不再受到质疑。法院将遗产条款与土地权再分配条款联系在一起,前者要求对遗产的承认非常有限。许多法官将这两个条款联系起来,为至少承认种族资本主义的持续影响以及在法律机构和话语中对其进行批判的重要性创造了一些喘息的空间。尽管法院受将前逃亡黑奴视为国家遗产的条款约束,但许多法官还是不遗余力地强调,在征用理由中至关重要的不是作为有形遗址的前逃亡黑奴,而是作为非物质文化遗产的前逃亡黑奴习俗。强调非物质文化遗产是活的遗产,使法院以及现在和未来的前逃亡黑奴和非洲后裔权利倡导者能够关注正在进行的社会实践,包括那些反抗的社会实践,将其作为合法性的基础和重新分配的途径。虽然巴西最高法院与世界上大多数法院和法律机构一样,无法完全消除殖民化和与过去的压迫决裂,但它试图利用遗产,特别是活的遗产,作为重述国家故事的一种手段。在这样做的过程中,它提供了一个机会,可以转变遗产领域 "惯常参与者 "的角色,将遗产作为一种工具,不仅用于认可,也用于再分配。对再分配的关注可以将对种族资本主义的批判和瓦解与我们关于非殖民主义的对话更清晰地联系起来,并帮助我们想象一个未来,在这个未来中,可以利用更丰富的过去来追求符合历史上被压迫群体战略目标的正义形式。
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The legal limits of decolonizing heritage: Emancipation, the nation-state, and racial capitalism in Brazil

Cultural heritage law and processes, it is widely known, authorize certain forms of identity that are more often than not aligned with a national project (Lowenthal, 1998). What happens, however, when the national project turns away from being one of harmony and continuity with the past (as is still the case in many countries, most notably China, as Bideau and Bugnon show in this collection), and becomes about a break with—or at least renegotiation of—the past? What happens when, in the same breath, heritage becomes part of a project that is not just about recognition but also contains within it at least some elements of redistribution? Can we stretch the limits of the authorizing forces around heritage (Smith, 2006) so that they operate in a register that can deliver on decolonial possibilities and promises? A recent example in Brazil speaks to these questions and suggests that there is potential, albeit limited, for decoloniality through heritage.

In 2018, the Brazilian Supreme Court upheld the constitutionality of legislation that grants land rights to Afro-descendants in Brazil. These populations, known as quilombolas, who live in quilombos, are entitled to their lands partly as a measure of reparation against their historical and ongoing oppression, rooted in slavery. Their land rights are grounded in legal mechanisms that protect cultural heritage in the Brazilian Constitution. I use this context to explore the uneasy relationships between heritage, the law, and racial capitalism. I argue that the authorizing register of legal discourse is, by and large, unable to live up to the aspirations of heritage as a decolonial tool, but it can still be somewhat promising strategically for historically oppressed groups.

Brazil was the last country to abolish the enslavement of African people in the Americas. When it finally did, in 1888, it chose not to compensate former slave owners for the loss of their “property” (as was somewhat common at the time in other countries), nor to compensate formerly enslaved people for what we today would call the expropriation of their labor and bodies (Robinson, 2021). To avoid the former, the Brazilian government burned all the archives recording titles over enslaved persons. This action had significant impacts on the latter, and heritage processes and forms have since sought to correct that gap.

Specifically, 100 years after the abolition of slavery, in 1988, the Brazilian state adopted a new Constitution to mark the end of over two decades of military dictatorship. This constitution was the first to recognize multiculturalism and even acknowledge the existence of Afro-descendants in the country as a separate segment of the population with specific rights claims. Up until then, Brazil had been stuck in the myth of racial democracy, which suggests that it is a harmonious society where no racism exists, because all the distinctive ethnic groups (African Black, native Indigenous, and white European settlers) had melded into one “Brazilian” race (Ribeiro, 2000).

The 1988 Constitution sought to dislodge that myth and issue some form of reparations for Afro-descendants and Indigenous peoples in the form of land rights. To do so, some thought that quilombolas needed to show historical continuity of occupation of the land and ties to enslavement, proof of which was very difficult without the destroyed archives. The Constitution also acknowledged the “contribution” of these groups, alongside the descendants of European colonizers, to national identity (and in this way reinforcing structures inherited from colonialism, as Baracchini and Monney explore in this collection in relation to another context, and a form of “social engineering” through heritage, as Bideau and Bugnon discuss in this collection), safeguarding their tangible and intangible cultural heritage. Land rights and heritage provisions in the new Constitution sought to decolonize the Brazilian legal system. However, they only met with partial success.

Quilombolas are usually thought of today as the descendants of runaway enslaved persons. They have a much more complicated history, however, and the key feature is not having run away from enslavement but rather that quilombos have formed as a form of resistance against the slavery regime and overall oppression on the basis of race. Escaping enslavement was only one such form of resistance; resistance continues to this day, and quilombos can still form today (Figure 1).

These contrasting views between quilombos as tied to the past (which makes them historical artifacts, in a way) or part of the present (which allows them to still emerge) have been reflected over time in academic and legal discourses. The view of quilombos-as-past was, for a long time, the prevailing view, and still has a hold on legal imaginaries (Moura, 2020) in a way that enables heritage disciplines to be weaponized against minority identities by casting them as static artifacts (a discussion Haputhanthri, Juleff, and Thamotharampillai have in relation to Sri Lanka in this collection). But the conversation has been complicated over at least the past four decades with the “rediscovery” of Black resistance in Brazil (Ioruba, de Moraes, and Gomes, 2016). The consequence of the coexistence of these two views is ambiguity in the law whose interpretation and implementation is then subject to an individual judge's or other legal authority's worldviews. Whichever view wins can mean the difference between receiving or being denied land rights.

The 1988 Constitution is the first constitutional text in Brazil to openly discuss Blackness. There is a rich and complicated history of the claims made about race by Black activists and the few Black members of the Constituent Assembly in charge of drafting the next text (Engle and Lixinski, 2021). But, among the few provisions they successfully added to the Constitution is one that recognizes quilombolas’ rights to the lands they occupy (Transitory Provisions, Article 68). Another article mentions quilombos as part of Brazil's national heritage (Article 216). These two provisions were at one point merged in the drafting but ended up separated through maneuvering that sought to eliminate land rights and merge quilombola identity into a (racially harmonious) national heritage.

The provision on land rights, which barely made it into the Constitution, went unimplemented for 15 years. There were multiple drafts of legislation throughout the remainder of the twentieth century, but it was only in 2003 that the (leftist) president signed a decree implementing this provision (Decree 4.887, November 20, 2003). Immediately after adoption, farming and right-wing interests challenged the constitutionality of this legislation.

The constitutionality challenge went straight to the Brazilian Supreme Court and lasted 15 years. It was only in 2018 that the Supreme Court finally decided the case, upholding the decree's constitutionality. In doing so, it brought together the provisions on land rights and heritage that were separated in the text of the Constitution, leveraging heritage for the protection of minority property rights in a way that is familiar in other contexts as well (see Korstanje and CIIVAC in this collection).

Specifically, part of the challenge before the court was whether the provision on land rights allowed for titles held by private parties (many of whom were descendants of slave owners, since quilombolas often established their quilombos within the boundaries of the massive properties on which they had lived) to be expropriated. The decree said so, but the constitutional basis for this authorization was not clear in the Constitution's Transitory Article 68. The court then looked elsewhere in the Constitution and relied on the designation of quilombos as heritage. Specifically, the court's majority said that, since land rights allow for the cultural survival of quilombolas, quilombos were heritage, and expropriation was allowed in the name of heritage safeguarding, then the titles of landowners could be expropriated (with compensation paid) in favor of quilombos.

The judges’ reasoning, partly relying on fairly extensive quotes from Nancy Fraser's (1995) classic article on redistribution and recognition, acknowledged, for the most part, the ongoing nature of quilombola resistance. One dissenting judge insisted on quilombolas only being entitled to the land they already occupied at the time of abolition of slavery (which casts quilombos firmly in the past, in addition to the hurdles I mentioned above in relation to legal evidence and burned archives). For the most part, however, the acknowledgment of ongoing resistance necessitates coming to terms with a present that is not as harmonious as the national foundational myth of racial democracy would have it. In fact, many of the judges spoke explicitly of quilombola land rights as measures of reparation for their oppression.

At the same time, however, the court needed to rely on a heritage provision that casts quilombola heritage as one component of the nation, a provision that reinforces this idea of three ethnic groups coming together to create a unified national identity. Even if the 1988 Constitution was in many ways a new beginning for the country, it was not a total break with the past. On the contrary, buying into, rather than rejecting, a national narrative was the price for the admission of Afro-descendants for the first time in the nation's constitutional texts. And, because the court was bound to check the law against the limits of the Constitution, it also needed to accept its premises. In other words, the law's operation still enabled only a limited engagement with its transformative promises, even if heritage does have potential to support rights claims generally, as Onciul shows in this collection. Once those promises were turned into Constitutional text in 1988, the basic parameters set at the Constituent Assembly were no longer up for questioning.

The court fought valiantly within these constraints, however. It tied the heritage provisions, which called for very limited recognition as heritage, to a redistributive provision on land rights. The connections many of the judges drew between these two provisions created some breathing room for at least acknowledging racial capitalism's ongoing effects, and the importance of its critique in legal institutions and discourse.

The use of heritage in this case also points to some decolonial possibilities. Even though the court was bound by a provision that cast quilombos as part of the national heritage, many of the judges went out of their way to emphasize that it was not quilombos as physical sites, but rather quilombola practices as intangible cultural heritage, that were crucial in the justification for expropriation. The emphasis on intangible cultural heritage as living heritage allows the court, and present and future advocates for quilombola and Afro-descendant rights, to focus on ongoing social practices, including those of resistance, as anchors of legality and pathways for redistribution. In this way, the key to the future of decoloniality through heritage rests with intangible heritage practices couched in resistance, which can themselves recast the usual accounts of national heritage and racial democracy.

While the Brazilian Supreme Court, as most courts and legal institutions around the world, could not fully undo colonization and break with a past of oppression, it sought to use heritage, and particularly living heritage, as a means of retelling the story of the nation. In doing so, it presents an opportunity to shift the roles of the “usual suspects” in heritage, and to use heritage as a tool not only for recognition but also for redistribution. The focus on redistribution can tie the critique and dismantling of racial capitalism more clearly to our conversation about decoloniality and help us imagine a future in which a richer past can be tapped into to pursue forms of justice that fit the strategic aims of historically oppressed groups.

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来源期刊
American Anthropologist
American Anthropologist ANTHROPOLOGY-
CiteScore
4.30
自引率
11.40%
发文量
114
期刊介绍: American Anthropologist is the flagship journal of the American Anthropological Association, reaching well over 12,000 readers with each issue. The journal advances the Association mission through publishing articles that add to, integrate, synthesize, and interpret anthropological knowledge; commentaries and essays on issues of importance to the discipline; and reviews of books, films, sound recordings and exhibits.
期刊最新文献
Issue Information Toward an anthropology that cares: Lessons from the Academic Carework project Parenting and the production of ethnographic knowledge Why I quit and why I stay Paul Edward Farmer (1959–2022)
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