欧洲生物技术专利法中的原产地披露:社会网络分析视角

Elnur Karimov
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摘要

欧洲联盟关于生物技术创新法律保护的第 98/44/EC 号指令第 27 条规定,当发明基于或包含生物材料时,必须披露这种材料的地理来源。这一要求旨在监测生物材料的来源,而生物材料的来源往往与土著和地方社区有关,以确保事先知情同意和与资源提供者公平分享利益。瑞士和挪威等几个欧洲国家在法律上要求进行这种披露,世界知识产权组织的国际文书草案也准备扩大有这种要求的国家名单。然而,"原产地 "的定义给专利申请人带来了挑战,因为它可能是指主要来源(如土著和当地社区、原产国)或次要来源(如异地植物收集或商业供应商)。此外,确定要披露的原产地信息对于披露声明的可信度至关重要。为解决这一问题,本文开创性地采用社会网络分析方法来研究生物剽窃和原产地披露问题。文章以网络为中心,介绍了南亚、东南亚、拉丁美洲和非洲的 30 个著名生物盗版案例,并揭示了先前被指控为生物盗版的节点与相关生物材料原产地节点之间的平均距离。通过强调中间商在材料销售网络中扭曲信息的作用,研究结果对要求专利申请人提供主要和次要来源信息的可行性提出了质疑。
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Disclosure of Origin in European Biotechnology Patent Law: A Social Network Analysis Perspective
Recital 27 of the European Union Directive 98/44/EC on the Legal Protection of Biotechnological Innovations mandates the disclosure of the geographical origin of biological material when the invention is based on or incorporates such material. This requirement seeks to monitor the origin of biological materials, often linked to indigenous and local communities, to ensure prior informed consent and equitable benefit-sharing with resource providers. Several European countries, such as Switzerland and Norway, legally require this disclosure, and the Draft International Instrument of the World Intellectual Property Organization is poised to expand the list of nations with such requirements. However, the definition of ‘origin’ presents challenges for patent applicants, as it may refer to the primary source (e.g. indigenous and local communities, the country of origin) or secondary sources (e.g. ex situ plant collections or commercial suppliers). Moreover, defining the information to be disclosed as the origin is crucial for the credibility of disclosure statements. To address this issue, this article pioneers a social network analysis approach to the issue of biopiracy and disclosure of origin. It introduces the network-centric narratives of 30 prominent cases of biopiracy from South and Southeast Asia, Latin America, and Africa, and unveils the average distance between the nodes previously accused of biopiracy and the nodes that correspond to the origin of the biological material in question. By highlighting the role of intermediaries in distorting information within material distribution networks, the findings contest the feasibility of requiring patent applicants to provide information on both primary and secondary sources.
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