状态空间模型的表达能力:形式语言视角

Yash Sarrof, Yana Veitsman, Michael Hahn
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摘要

最近,基于线性状态空间模型(SSM)的循环模型在语言建模(LM)中表现出了可喜的性能,可与变换器相媲美。然而,人们对这些模型的原理性了解甚少,而这些原理性可以为寻找更好的语言建模架构提供有用的指导。我们对这种 SSM 的能力进行了全面的理论研究,并将其与变压器和传统 RNN 进行了比较。我们发现,SSM 和变压器的优势相互重叠,但又截然不同。在无星状态跟踪中,SSMs 可以直接、精确地解决变换器难以精确表示的问题。另一方面,我们发现当前 SSM 的设计选择限制了其表现力。我们讨论了 SSM 和 LM 研究的意义,并在最近的 SSM Mamba 上对结果进行了实证验证。
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The Expressive Capacity of State Space Models: A Formal Language Perspective
Recently, recurrent models based on linear state space models (SSMs) have shown promising performance in language modeling (LM), competititve with transformers. However, there is little understanding of the in-principle abilities of such models, which could provide useful guidance to the search for better LM architectures. We present a comprehensive theoretical study of the capacity of such SSMs as it compares to that of transformers and traditional RNNs. We find that SSMs and transformers have overlapping but distinct strengths. In star-free state tracking, SSMs implement straightforward and exact solutions to problems that transformers struggle to represent exactly. They can also model bounded hierarchical structure with optimal memory even without simulating a stack. On the other hand, we identify a design choice in current SSMs that limits their expressive power. We discuss implications for SSM and LM research, and verify results empirically on a recent SSM, Mamba.
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