{"title":"不同矩假设下某些三对角矩阵的顶特征值偏差","authors":"Yi Han","doi":"10.1007/s00023-024-01467-6","DOIUrl":null,"url":null,"abstract":"<p>Symmetric tridiagonal matrices appear ubiquitously in mathematical physics, serving as the matrix representation of discrete random Schrödinger operators. In this work, we investigate the top eigenvalue of these matrices in the large deviation regime, assuming the random potentials are on the diagonal with a certain decaying factor <span>\\(N^{-{\\alpha }}\\)</span>, and the probability law <span>\\(\\mu \\)</span> of the potentials satisfies specific decay assumptions. We investigate two different models, one of which has random matrix behavior at the spectral edge but the other does not. Both the light-tailed regime, i.e., when <span>\\(\\mu \\)</span> has all moments, and the heavy-tailed regime are covered. Precise right tail estimates and a crude left tail estimate are derived. In particular, we show that when the tail <span>\\(\\mu \\)</span> has a certain decay rate, then the top eigenvalue is distributed as the Fréchet law composed with some deterministic functions. The proof relies on computing one-point perturbations of fixed tridiagonal matrices.</p>","PeriodicalId":463,"journal":{"name":"Annales Henri Poincaré","volume":"48 1","pages":""},"PeriodicalIF":1.4000,"publicationDate":"2024-07-06","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Deviation of Top Eigenvalue for Some Tridiagonal Matrices Under Various Moment Assumptions\",\"authors\":\"Yi Han\",\"doi\":\"10.1007/s00023-024-01467-6\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<p>Symmetric tridiagonal matrices appear ubiquitously in mathematical physics, serving as the matrix representation of discrete random Schrödinger operators. In this work, we investigate the top eigenvalue of these matrices in the large deviation regime, assuming the random potentials are on the diagonal with a certain decaying factor <span>\\\\(N^{-{\\\\alpha }}\\\\)</span>, and the probability law <span>\\\\(\\\\mu \\\\)</span> of the potentials satisfies specific decay assumptions. We investigate two different models, one of which has random matrix behavior at the spectral edge but the other does not. Both the light-tailed regime, i.e., when <span>\\\\(\\\\mu \\\\)</span> has all moments, and the heavy-tailed regime are covered. Precise right tail estimates and a crude left tail estimate are derived. In particular, we show that when the tail <span>\\\\(\\\\mu \\\\)</span> has a certain decay rate, then the top eigenvalue is distributed as the Fréchet law composed with some deterministic functions. The proof relies on computing one-point perturbations of fixed tridiagonal matrices.</p>\",\"PeriodicalId\":463,\"journal\":{\"name\":\"Annales Henri Poincaré\",\"volume\":\"48 1\",\"pages\":\"\"},\"PeriodicalIF\":1.4000,\"publicationDate\":\"2024-07-06\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Annales Henri Poincaré\",\"FirstCategoryId\":\"4\",\"ListUrlMain\":\"https://doi.org/10.1007/s00023-024-01467-6\",\"RegionNum\":3,\"RegionCategory\":\"物理与天体物理\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q2\",\"JCRName\":\"PHYSICS, MATHEMATICAL\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Annales Henri Poincaré","FirstCategoryId":"4","ListUrlMain":"https://doi.org/10.1007/s00023-024-01467-6","RegionNum":3,"RegionCategory":"物理与天体物理","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q2","JCRName":"PHYSICS, MATHEMATICAL","Score":null,"Total":0}
Deviation of Top Eigenvalue for Some Tridiagonal Matrices Under Various Moment Assumptions
Symmetric tridiagonal matrices appear ubiquitously in mathematical physics, serving as the matrix representation of discrete random Schrödinger operators. In this work, we investigate the top eigenvalue of these matrices in the large deviation regime, assuming the random potentials are on the diagonal with a certain decaying factor \(N^{-{\alpha }}\), and the probability law \(\mu \) of the potentials satisfies specific decay assumptions. We investigate two different models, one of which has random matrix behavior at the spectral edge but the other does not. Both the light-tailed regime, i.e., when \(\mu \) has all moments, and the heavy-tailed regime are covered. Precise right tail estimates and a crude left tail estimate are derived. In particular, we show that when the tail \(\mu \) has a certain decay rate, then the top eigenvalue is distributed as the Fréchet law composed with some deterministic functions. The proof relies on computing one-point perturbations of fixed tridiagonal matrices.
期刊介绍:
The two journals Annales de l''Institut Henri Poincaré, physique théorique and Helvetica Physical Acta merged into a single new journal under the name Annales Henri Poincaré - A Journal of Theoretical and Mathematical Physics edited jointly by the Institut Henri Poincaré and by the Swiss Physical Society.
The goal of the journal is to serve the international scientific community in theoretical and mathematical physics by collecting and publishing original research papers meeting the highest professional standards in the field. The emphasis will be on analytical theoretical and mathematical physics in a broad sense.