Patricia Alonso-Álvarez, Pablo Sastrón-Toledo, Jorge Mañana-Rodriguez
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引用次数: 0
摘要
开放存取(OA)出版通常需要支付文章处理费(APC),尤其是在所谓的混合期刊和黄金期刊中。黄金 OA 出版物的增长与 OA 任务的发展有关,迫使资助者、研究机构和研究人员制定支付 APCs 的战略。因此,本研究试图估算西班牙国家知识创造计划(Spanish State Plan for the Generation of Knowledge)和科技强化研发计划(Scientific and Technological Strengthening of the R&D&I)资助的项目预算所占的比例。研究期限为 2013-2019 年。此外,我们还研究了出版强度、资金吸引力、OA 期刊的可用性与地区一级 APC 支出之间的关系。结果显示,APC 支出为 4587 万欧元,大多数项目的 APC 支出占其预算的 3-8%。然而,许多异常值的比率超过了 10%,这表明需要进一步研究 APC 在研究活动财务绩效中的作用。本文中显示的估算值必须谨慎对待,因为与本分析中研究的项目相关的出版物的装订成册费用可能并非完全由项目预算支付,而是使用了其他资助策略。需要进一步开展研究,以更好地了解研究人员在支付装订成册费用时的决策。最后,出版强度、资金吸引力和 OA 期刊的可用性与不同领域的 APCs 投资高度相关。这些结果表明,当前的 APC 框架对各学科的影响各不相同,并提出了关于替代出版和资助模式的问题。
The cost of open access: comparing public projects’ budgets and article processing charges expenditure
Open Access (OA) publication often entails payment of Article processing charges (APCs), particularly in the so-called Hybrid and Gold journals. The growth of Gold OA publications linked to the development of OA mandates has forced funders, research institutions, and researchers to develop strategies to pay APCs. Thus, this research tries to estimate the percentage of the budget of the projects funded by the Spanish State Plan for the Generation of Knowledge and Scientific and Technological Strengthening of the R&D&I, Spain's two main public project funding calls in Spain. The period studied is 2013–2019. Additionally, we study the relationships between publication intensity, funding attraction, and the availability of OA journals with APC expenditure at the area level. The results show that €45.87 million were spent on APCs, with most projects spending 3–8% of their budgets. However, numerous outliers with rates over 10% suggest further study on the role of APCs in the financial performance of the research activity. Estimations shown in the paper have to be taken cautiously as the APCs of the publications related to the projects studied in this analysis might not have been fully paid with the projects’ budget but using other funding strategies. Further research is needed to address the researchers’ decisions better when paying APCs. Finally, publication intensity, funding attraction, and the availability of OA journals are highly correlated with the investment in APCs in different fields. These results show that the current APC framework affects disciplines differently and raises questions about alternative publishing and funding models.
期刊介绍:
Scientometrics aims at publishing original studies, short communications, preliminary reports, review papers, letters to the editor and book reviews on scientometrics. The topics covered are results of research concerned with the quantitative features and characteristics of science. Emphasis is placed on investigations in which the development and mechanism of science are studied by means of (statistical) mathematical methods.
The Journal also provides the reader with important up-to-date information about international meetings and events in scientometrics and related fields. Appropriate bibliographic compilations are published as a separate section. Due to its fully interdisciplinary character, Scientometrics is indispensable to research workers and research administrators throughout the world. It provides valuable assistance to librarians and documentalists in central scientific agencies, ministries, research institutes and laboratories.
Scientometrics includes the Journal of Research Communication Studies. Consequently its aims and scope cover that of the latter, namely, to bring the results of research investigations together in one place, in such a form that they will be of use not only to the investigators themselves but also to the entrepreneurs and research workers who form the object of these studies.