衡量中国科技产出的全球和国内技术影响:从专利到论文引用的科技联系分析

IF 3.5 3区 管理学 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Scientometrics Pub Date : 2024-07-27 DOI:10.1007/s11192-024-05110-3
Ziyou Teng, Xuezhong Zhu
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引用次数: 0

摘要

追踪科学在技术创新中的利用情况,尤其是公共研究的部分利用情况,在科学政策中具有重要意义。我们通过详细分析美国专利商标局从 1976 年到 2020 年授予的 6,901,428 项实用新型专利及其对中国科学出版物的 337,949 次引用,探讨了中国科学产出对全球和国内技术影响的演变。研究结果表明,中国科技产出在科学创新中发挥着越来越关键的作用,而其对国内外技术的贡献在此期间则有所波动。在 20 世纪 90 年代末,中国科研成果在国内的使用呈下降趋势,但随后不断增加。中国科研成果对不同技术领域的技术影响各不相同。最近,中国发明专利在引用专利中所占的份额不断增加,其中主要是数字通信领域的中国专利。国内引用的时滞小于国外引用,部分原因在于中国发明人的自我引用。然而,自我引用对缩短知识扩散时间的贡献在不同技术领域存在差异。高校是科学引文的最大生产者,其次是公共研究机构。企业在总引用量中所占比例很小,而且自 2007 年以来还在不断缩小。具体而言,私人技术在很大程度上依赖于公共研究的科学知识。在分配给企业的专利中,科学知识部分存在国家偏见,这在一定程度上表明了中国学术界和产业界的密切关系,以及中国企业的专业领域。总之,这些研究结果提供了中国科学产出与国内和全球技术的动态联系,这种联系取决于国家和行业。
本文章由计算机程序翻译,如有差异,请以英文原文为准。

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Measuring the global and domestic technological impact of Chinese scientific output: a patent-to-paper citation analysis of science-technology linkage

Tracing the utilization of science in technological innovations, especially the fraction with regard to public research, is of major importance in science policy. We explore the evolution of the global and domestic technological impact of Chinese scientific output with a detailed analysis of 6,901,428 utility patents granted at USPTO from 1976 to 2020 and their 337,949 citations to Chinese scientific publications. The results show that Chinese scientific output plays an increasingly critical role in science-based innovations while its contributions to domestic and foreign technology are fluctuated over the period. The domestic use of Chinese research is shrinking in late 1990s but keeps increasing thereafter. The technological impact of Chinese scientific output varies in different technology sectors. The recent growing share of Chinese-invented technology in the citing patents is dominated by Chinese patents in digital communication. The time lag of domestic citations is smaller than foreign citations, which is partially owing to the self-citations of Chinese inventors. However, the contributions of self-citations to short knowledge diffusion times are heterogeneous across technology fields. The largest producer of the cited science is universities and the next is public research organizations. Companies account for a meager quantity of total citations and their proportion is shrinking since 2007. Specifically, private technology depends substantially on public research for scientific knowledge. A national bias is found in the scientific knowledge components of patents assigned to companies, which to a certain point indicates the area where academia and industry hold a close relationship in China and Chinese companies are specialized. Taken together, these findings provide a dynamic country- and sector-dependent linkage of Chinese scientific output to domestic and global technology.

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来源期刊
Scientometrics
Scientometrics 管理科学-计算机:跨学科应用
CiteScore
7.20
自引率
17.90%
发文量
351
审稿时长
1.5 months
期刊介绍: Scientometrics aims at publishing original studies, short communications, preliminary reports, review papers, letters to the editor and book reviews on scientometrics. The topics covered are results of research concerned with the quantitative features and characteristics of science. Emphasis is placed on investigations in which the development and mechanism of science are studied by means of (statistical) mathematical methods. The Journal also provides the reader with important up-to-date information about international meetings and events in scientometrics and related fields. Appropriate bibliographic compilations are published as a separate section. Due to its fully interdisciplinary character, Scientometrics is indispensable to research workers and research administrators throughout the world. It provides valuable assistance to librarians and documentalists in central scientific agencies, ministries, research institutes and laboratories. Scientometrics includes the Journal of Research Communication Studies. Consequently its aims and scope cover that of the latter, namely, to bring the results of research investigations together in one place, in such a form that they will be of use not only to the investigators themselves but also to the entrepreneurs and research workers who form the object of these studies.
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